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The will which is free in and for itself, as it is in its abstract concept, is in the determinate condition of immediacy. Accordingly, in contrast with reality, it is its own negative actuality, whose reference to itself is purely abstract – the inherently individual [in sich einzelner] will of a subject. In accordance with the moment of particularity of the will, it has in addition a content consisting of determinate ends, and as exclusive individuality [Einzelheit], it simultaneously encounters this content as an external world immediately confronting it.
Addition (H). When I say that the will which is free in and for itself, as it is in its abstract concept, is in the determinate condition of immediacy, this should be understood as follows. The completed Idea of the will is that condition in which the concept has fully realized itself and in which its existence [Dasein] is nothing but the concept's own development. Initially, however, the concept is abstract – that is, although all its determinations are contained within it, they are no more than contained in it: they have being only in themselves and have not yet developed into a totality in their own right. If I say that I am free, ‘I’ is still this being-within-itself [Insichsein] without any opposition. In morality, on the other hand, there is already an opposition; for in this sphere, I am present as an individual will, whereas the good is the universal, even though it is within me.
The family, as the immediate substantiality of spirit, has as its determination the spirit's feeling [Empfindung] of its own unity, which is love. Thus, the disposition [appropriate to the family] is to have self-consciousness of one's individuality within this unity as essentiality which has being in and for itself, so that one is present in it not as an independent person [eine Person für sich] but as a member.
Addition (H,G). Love means in general the consciousness of my unity with another, so that I am not isolated on my own [für mich], but gain my self-consciousness only through the renunciation of my independent existence [meines Fürsichseins] and through knowing myself as the unity of myself with another and of the other with me. But love is a feeling [Empfindung], that is, ethical life in its natural form. In the state, it is no longer present. There, one is conscious of unity as law; there, the content must be rational, and I must know it. The first moment in love is that I do not wish to be an independent person in my own right [für mich] and that, if I were, I would feel deficient and incomplete. The second moment is that I find myself in another person, that I gain recognition in this person [daß ich in ihr gelte], who in turn gains recognition in me. Love is therefore the most immense contradiction; the understanding cannot resolve it, because there is nothing more intractable than this punctiliousness of the self-consciousness which is negated and which I ought nevertheless to possess as affirmative.
The finitude of the subjective will in the immediacy of action consists immediately in the fact that the action of the will presupposes an external object [Gegenstand] with various attendant circumstances. The deed posits an alteration to this given existence [Dasein], and the will is entirely responsible for it in so far as the abstract predicate ‘mine’ attaches to the existence so altered.
An event, or a situation which has arisen, is a concrete external actuality which accordingly has an indeterminable number of attendant circumstances. Every individual moment which is shown to have been a condition, ground, or cause of some such circumstance and has thereby contributed its share to it may be regarded as being wholly, or at least partly, responsible for it. In the case of a complex event (such as the French Revolution), the formal understanding can therefore choose which of a countless number of circumstances it wishes to make responsible for the event.
Addition (H). I can be made responsible for whatever was contained in my purpose, and this is the chief consideration as far as crime is concerned. But responsibility involves only the wholly external judgement as to whether I have done something or not; and the fact that I am responsible for something does not mean that the thing [Sache] can be imputed to me.
The subject-matter of the philosophical science of right is the Idea of right – the concept of right and its actualization.
Philosophy has to do with Ideas and therefore not with what are commonly described as mere concepts. On the contrary, it shows that the latter are one-sided and lacking in truth, and that it is the concept alone (not what is so often called by that name, but which is merely an abstract determination of the understanding) which has actuality, and in such a way that it gives actuality to itself. Everything other than this actuality which is posited by the concept itself is transitory existence [Dasein], external contingency, opinion, appearance without essence, untruth, deception, etc. The shape which the concept assumes in its actualization, and which is essential for cognition of the concept itself, is different from its form of being purely as concept, and is the other essential moment of the Idea.
Addition (H). The concept and its existence [Existenz] are two aspects [of the same thing], separate and united, like soul and body. The body is the same life as the soul, and yet the two can be said to lie outside one another. A soul without a body would not be a living thing, and vice versa. Thus the existence [Dasein] of the concept is its body, just as the latter obeys the soul which produced it.
The situated nature of learning, remembering, and understanding is a central fact. It may appear obvious that human minds develop in social situations, and that they use the tools and representational media that culture provides to support, extend, and reorganize mental functioning. But cognitive theories of knowledge representation and educational practice, in school and in the workplace, have not been sufficiently responsive to questions about these relationships. And the need for responsiveness has become salient as computational media radically reshape the frontiers of individual and social action, and as educational achievement fails to translate into effective use of knowledge.
This series is born of the conviction that new and exciting interdisciplinary syntheses are under way, as scholars and practitioners from diverse fields seek to analyze and influence the new transformations of social and mental life, and to understand successful learning wherever it occurs.
Computational media include not only computers but the vast array of expressive, receptive, and presentational devices available for use with computers, including interactive video, optical media such as CD-ROM and CD-I, networks, hyper-media systems, work-group collaboration tools, speech recognition and synthesis, image processing and animation, and software more generally.
These technologies are dramatically transforming the basic patterns of communication and knowledge interchange in societies, and automating the component processes of thinking and problem solving. In changing situations of knowledge acquisition and use, the new interactive technologies redefine – in ways yet to be determined – what it means to know and understand, and what it means to become “literate” or an “educated citizen.”
We now can begin to turn the observations of the previous chapter into objects to be analyzed. In the following sections, we recast the central characteristics of these several historical realizations of apprenticeship in terms of legitimate peripheral participation. First, we discuss the structuring resources that shape the process and content of learning possibilities and apprentices' changing perspectives on what is known and done. Then we argue that “transparency” of the sociopolitical organization of practice, of its content and of the artifacts engaged in practice, is a crucial resource for increasing participation. We next examine the relation of newcomers to the discourse of practice. This leads to a discussion of how identity and motivation are generated as newcomers move toward full participation. Finally, we explore contradictions inherent in learning, and the relations of the resulting conflicts to the development of identity and the transformation of practice.
STRUCTURING RESOURCES FOR LEARNING IN PRACTICE
One of the first things people think of when apprenticeship is mentioned is the master–apprentice relation. But in practice the roles of masters are surprisingly variable across time and place. A specific master–apprentice relation is not even ubiquitously characteristic of apprenticeship learning. Indeed, neither Yucatec midwives nor quartermasters learn in specific master–apprentice relations. Newcomers to A. A. do have special relations with specific old-timers who act as their sponsors, but these relations are not what defines them as newcomers.
Until recently, the notion of a concept was viewed as something for which clarity, precision, simplicity, and maximum definition seemed commendable. We have tried, in reflective consonance with our theoretical perspective, to reconceive it in interconnected, relational terms. Thus the concept of legitimate peripheral participation obtains its meaning, not in a concise definition of its boundaries, but in its multiple, theoretically generative interconnections with persons, activities, knowing, and world. Exploring these interconnections in specific cases has provided a way to engage in the practice–theory project that insists on participation in the lived-in world as a key unit of analysis in a theory of social practice (which includes learning), and to develop our thinking in the spirit of this theoretically integrative enterprise.
There has crept into our analysis, as we have moved away from conventional notions of learning, an expanded scale of time and a more encompassing view of what constitutes learning activity. Legitimate peripheral participation has led us to emphasize the sustained character of developmental cycles of communities of practice, the gradual process of fashioning relations of identity as a full practitioner, and the enduring strains inherent in the continuity–displacement contradiction. This longer and broader conception of what it means to learn, implied by the concept of legitimate peripheral participation, comes closer to embracing the rich significance of learning in human experience.
I first encountered these ideas in spring of 1990, when Jean Lave spoke at the Workshop on Linguistic Practice at the University of Chicago. There were about a dozen of us, mostly working on problems in language use and interaction; mostly anthropologists, linguists, or hybrids; several with research commitments to a non-Western language. I had just completed a study of reference as a social practice, in which I analyzed Yucatec Maya language use in its linguistic, indexical, and cultural contexts (1990). One of the central issues being pursued in the workshop was the relation between context and literal meaning or, in somewhat more technical terms, the role of indexicality in semantics. Coming from this angle, Lave and Wenger's work was really exciting because it located learning squarely in the processes of coparticipation, not in the heads of individuals. The analogy to language was just below the surface, only occasionally made explicit during several hours of very fruitful discussion, and yet many of us felt that we had gained new insights into problems of language. We had already been exploring speech as interaction, trying to take meaning production out of the heads of individual speakers and locate it in the fields of social interaction. The 1990 presentation, and Jean Lave's ability to engage intellectually in the issues it raised, provoked some of the best discussion we have enjoyed.
Actual cases of apprenticeship provide historically and culturally specific examples which seem especially helpful in exploring the implications of the concept of legitimate peripheral participation. As we have insisted, however, the concept should not be construed as a distillation of apprenticeship. Ethnographic studies of apprenticeship emphasize the indivisible character of learning and work practices. This, in turn, helps to make obvious the social nature of learning and knowing. As these studies partially illustrate, any complex system of work and learning has roots in and interdependencies across its history, technology, developing work activity, careers, and the relations between newcomers and old-timers and among co-workers and practitioners.
We have already outlined some reasons for turning away from schooling in our search for exemplary material, though schooling provides the empirical basis for much cognitive research on learning and also for much work based on the notion of the zone of proximal development. Such research is conceptually tied in various ways to school instruction and to the pedagogical intentions of teachers and other caregivers. In this context, schooling is usually assumed to be a more effective and advanced institution for educational transmission than (supposedly) previous forms such as apprenticeship. At the very least, schooling is given a privileged role in intellectual development. Because the theory and the institution have common historical roots (Lave 1988), these school-forged theories are inescapably specialized: They are unlikely to afford us the historical–cultural breadth to which we aspire.
Learning viewed as situated activity has as its central defining characteristic a process that we call legitimate peripheral participation. By this we mean to draw attention to the point that learners inevitably participate in communities of practitioners and that the mastery of knowledge and skill requires newcomers to move toward full participation in the sociocultural practices of a community. “Legitimate peripheral participation” provides a way to speak about the relations between newcomers and old-timers, and about activities, identities, artifacts, and communities of knowledge and practice. It concerns the process by which new comers become part of a community of practice. A person's intentions to learn are engaged and the meaning of learning is configured through the process of becoming a full participant in a sociocultural practice. This social process includes, indeed it subsumes, the learning of knowledgeable skills.
In order to explain our interest in the concept of legitimate peripheral participation, we will try to convey a sense of the perspectives that it opens and the kinds of questions that it raises. A good way to start is to outline the history of the concept as it has become increasingly central to our thinking about issues of learning. Our initial intention in writing what has gradually evolved into this book was to rescue the idea of apprenticeship. In 1988, notions about apprenticeship were flying around the halls of the Institute for Research on Learning, acting as a token of solidarity and as a focus for discussions on the nature of learning.
All theories of learning are based on fundamental assumptions about the person, the world, and their relations, and we have argued that this monograph formulates a theory of learning as a dimension of social practice. Indeed, the concept of legitimate peripheral participation provides a framework for bringing together theories of situated activity and theories about the production and reproduction of the social order. These have usually been treated separately, and within distinct theoretical traditions. But there is common ground for exploring their integral, constitutive relations, their entailments, and effects in a framework of social practice theory, in which the production, transformation, and change in the identities of persons, knowledgeable skill in practice, and communities of practice are realized in the lived-in world of engagement in everyday activity.
INTERNALIZATION OF THE CULTURAL GIVEN
Conventional explanations view learning as a process by which a learner internalizes knowledge, whether “discovered,” “transmitted” from others, or “experienced in interaction” with others. This focus on internalization does not just leave the nature of the learner, of the world, and of their relations unexplored; it can only reflect far-reaching assumptions concerning these issues. It establishes a sharp dichotomy between inside and outside, suggests that knowledge is largely cerebral, and takes the individual as the nonproblematic unit of analysis. Furthermore, learning as internalization is too easily construed as an unproblematic process of absorbing the given, as a matter of transmission and assimilation.