We use cookies to distinguish you from other users and to provide you with a better experience on our websites. Close this message to accept cookies or find out how to manage your cookie settings.
To save content items to your account,
please confirm that you agree to abide by our usage policies.
If this is the first time you use this feature, you will be asked to authorise Cambridge Core to connect with your account.
Find out more about saving content to .
To save content items to your Kindle, first ensure no-reply@cambridge.org
is added to your Approved Personal Document E-mail List under your Personal Document Settings
on the Manage Your Content and Devices page of your Amazon account. Then enter the ‘name’ part
of your Kindle email address below.
Find out more about saving to your Kindle.
Note you can select to save to either the @free.kindle.com or @kindle.com variations.
‘@free.kindle.com’ emails are free but can only be saved to your device when it is connected to wi-fi.
‘@kindle.com’ emails can be delivered even when you are not connected to wi-fi, but note that service fees apply.
We study scaled topological entropy, scaled measure entropy, and scaled local entropy in the context of amenable group actions. In particular, a variational principle is established.
Entropy of measure-preserving or continuous actions of amenable discrete groups allows for various equivalent approaches. Among them are those given by the techniques developed by Ollagnier and Pinchon on the one hand and the Ornstein–Weiss lemma on the other. We extend these two approaches to the context of actions of amenable topological groups. In contrast to the discrete setting, our results reveal a remarkable difference between the two concepts of entropy in the realm of non-discrete groups: while the first quantity collapses to 0 in the non-discrete case, the second yields a well-behaved invariant for amenable unimodular groups. Concerning the latter, we moreover study the corresponding notion of topological pressure, prove a Goodwyn-type theorem, and establish the equivalence with the uniform lattice approach (for locally compact groups admitting a uniform lattice). Our study elaborates on a version of the Ornstein–Weiss lemma due to Gromov.
In the context of random amenable group actions, we introduce the notions of random upper metric mean dimension with potentials and the random upper measure-theoretical metric mean dimension. Besides, we establish a variational principle for the random upper metric mean dimensions. At the end, we study the equilibrium state for random upper metric mean dimensions.
Feng and Huang [Variational principle for weighted topological pressure. J. Math. Pures Appl. (9)106 (2016), 411–452] introduced weighted topological entropy and pressure for factor maps between dynamical systems and established its variational principle. Tsukamoto [New approach to weighted topological entropy and pressure. Ergod. Th. & Dynam. Sys.43 (2023), 1004–1034] redefined those invariants quite differently for the simplest case and showed via the variational principle that the two definitions coincide. We generalize Tsukamoto’s approach, redefine the weighted topological entropy and pressure for higher dimensions, and prove the variational principle. Our result allows for an elementary calculation of the Hausdorff dimension of affine-invariant sets such as self-affine sponges and certain sofic sets that reside in Euclidean space of arbitrary dimension.
This chapter starts out by introducing the energy eigenvalue equation – the time-independent Schrödinger equation. Firstly, the notion of energy quantization is introduced by semi-analytical means. A particle is confined within a rectangular well. It is seen, eventually, that the corresponding solutions to the time-independent Schrödinger equation can only exist for a few, specific energies. This phenomenon is also seen for other physical quantities, such as angular momentum and charge. Next, the situation in which the potential experienced by a quantum particle is periodic is given particular attention. It may be studied numerically by minor adjustments of the framework already developed. The case of a periodic potential is important as, to a large extent, it forms the basis for understanding solid state physics. Since the Hamiltonian is Hermitian, its eigenvectors form an orthonormal set in which any state or wave function may be expanded. This is exploited in the last part of the chapter, which is dedicated to determining ground states – the energy eigenstate of minimal energy. This is done in two ways – by using what is called the variational principle and by so-called propagation in imaginary time. These methods are implemented for several examples and compared to full solutions.
This chapter discusses the application of the variational principle and finite element (FE) methods to electrostatic systems, using a cylindrical capacitor as a representative example. The variational principle, which identifies the solution that minimises a system’s total energy, provides a foundation for numerical techniques such as the FE methods. These methods offer flexibility in the selection of points in the independent variable space, which can be adapted according to the expected function behaviour. The system of focus is a capacitor comprising two coaxial metallic cylinders, chosen for its high symmetry and real-world relevance in areas like telecommunication cables. The chapter presents the Poisson’s equation, demonstrates the variational principle, and introduces the FE method. A numerical example of a cylindrical capacitor is also provided, illustrating how to convert the problem into one of functional minimisation using Poisson’s equation and then solve it using the FE method. The Gauss–Seidel iterative minimisation procedure is used in the solution process. The discussion provides a foundation for extending these methods to 2D and 3D systems in subsequent chapters.
In this chapter, we collect and prove basic concepts and theorems of classical thermodynamic formalism. This includes topological pressure, variational principle, and equilibrium states. We provide several illustrating examples.
In this paper, we address the problem of computing the topological entropy of a map $\psi : G \to G$, where G is a Lie group, given by some power $\psi (g) = g^k$, with k a positive integer. When G is abelian, $\psi $ is an endomorphism and its topological entropy is given by $h(\psi ) = \dim (T(G)) \log (k)$, where $T(G)$ is the maximal torus of G, as shown by Patrão [The topological entropy of endomorphisms of Lie groups. Israel J. Math.234 (2019), 55–80]. However, when G is not abelian, $\psi $ is no longer an endomorphism and these previous results cannot be used. Still, $\psi $ has some interesting symmetries, for example, it commutes with the conjugations of G. In this paper, the structure theory of Lie groups is used to show that $h(\psi ) = \dim (T)\log (k)$, where T is a maximal torus of G, generalizing the formula in the abelian case. In particular, the topological entropy of powers on compact Lie groups with discrete center is always positive, in contrast to what happens to endomorphisms of such groups, which always have null entropy.
Rupert L. Frank, Ludwig-Maximilians-Universität München,Ari Laptev, Imperial College of Science, Technology and Medicine, London,Timo Weidl, Universität Stuttgart
We provide a brief, but self-contained, introduction to the theory of self-adjoint operators. In a first section we give the relevant definitions, including that of the spectrum of a self-adjoint operator, and we discuss the proof of the spectral theorem. In a second section, we discuss the connection between lower semibounded, self-adjoint operators and lower semibounded, closed quadratic forms, and we derive the variational characterization of eigenvalues in the form of Glazman’s lemma and of the Courant–Fischer–Weyl min-max principle. Furthermore, we discuss continuity properties of Riesz means and present in abstract form the Birman–Schwinger principle.
Let $k\geq 2$ and $(X_{i}, \mathcal {T}_{i}), i=1,\ldots ,k$, be $\mathbb {Z}^{d}$-actions topological dynamical systems with $\mathcal {T}_i:=\{T_i^{\textbf {g}}:X_i{\rightarrow } X_i\}_{\textbf {g}\in \mathbb {Z}^{d}}$, where $d\in \mathbb {N}$ and $f\in C(X_{1})$. Assume that for each $1\leq i\leq k-1$, $(X_{i+1}, \mathcal {T}_{i+1})$ is a factor of $(X_{i}, \mathcal {T}_{i})$. In this paper, we introduce the weighted topological pressure $P^{\textbf {a}}(\mathcal {T}_{1},f)$ and weighted measure-theoretic entropy $h_{\mu }^{\textbf {a}}(\mathcal {T}_{1})$ for $\mathbb {Z}^{d}$-actions, and establish a weighted variational principle as
This result not only generalizes some well-known variational principles about topological pressure for compact or non-compact sets, but also improves the variational principle for weighted topological pressure in [16] from $\mathbb {Z}_{+}$-action topological dynamical systems to $\mathbb {Z}^{d}$-actions topological dynamical systems.
Motivated by fractal geometry of self-affine carpets and sponges, Feng and Huang [J. Math. Pures Appl.106(9) (2016), 411–452] introduced weighted topological entropy and pressure for factor maps between dynamical systems, and proved variational principles for them. We introduce a new approach to this theory. Our new definitions of weighted topological entropy and pressure are very different from the original definitions of Feng and Huang. The equivalence of the two definitions seems highly non-trivial. Their equivalence can be seen as a generalization of the dimension formula for the Bedford–McMullen carpet in purely topological terms.
Packing topological entropy is a dynamical analogy of the packing dimension, which can be viewed as a counterpart of Bowen topological entropy. In the present paper we give a systematic study of the packing topological entropy for a continuous G-action dynamical system
$(X,G)$
, where X is a compact metric space and G is a countable infinite discrete amenable group. We first prove a variational principle for amenable packing topological entropy: for any Borel subset Z of X, the packing topological entropy of Z equals the supremum of upper local entropy over all Borel probability measures for which the subset Z has full measure. Then we obtain an entropy inequality concerning amenable packing entropy. Finally, we show that the packing topological entropy of the set of generic points for any invariant Borel probability measure
$\mu $
coincides with the metric entropy if either
$\mu $
is ergodic or the system satisfies a kind of specification property.
We prove and generalise a conjecture in [MPP4] about the asymptotics of
$\frac{1}{\sqrt{n!}} f^{\lambda/\mu}$
, where
$f^{\lambda/\mu}$
is the number of standard Young tableaux of skew shape
$\lambda/\mu$
which have stable limit shape under the
$1/\sqrt{n}$
scaling. The proof is based on the variational principle on the partition function of certain weighted lozenge tilings.
This chapter discusses the geometry of space and the notion of time assumed in Newtonian mechanics. This discussion will also serve to review aspects of mechanics and special relativity that will be important for later developments. Newtonian mechanics assumes a geometry for space and a particular idea for time. The laws of Newtonian mechanics take their standard and simplest forms in inertial frames. Using the laws of mechanics, an observer in an inertial frame can construct a clock that measures the time. Coordinate transformations can make the connection between different inertial frames. Newtonian mechanics assumes there is a single notion of time for all inertial observers. We explore Newtonian gravity and the Principle of Relativity: that identical experiments carried out in different inertial frames give identical results.
A strong submeasure on a compact metric space X is a sub-linear and bounded operator on the space of continuous functions on X. A strong submeasure is positive if it is non-decreasing. By the Hahn–Banach theorem, a positive strong submeasure is the supremum of a non-empty collection of measures whose masses are uniformly bounded from above. There are many natural examples of continuous maps of the form
$f:U\rightarrow X$
, where X is a compact metric space and
$U\subset X$
is an open-dense subset, where f cannot extend to a reasonable function on X. We can mention cases such as transcendental maps of
$\mathbb {C}$
, meromorphic maps on compact complex varieties, or continuous self-maps
$f:U\rightarrow U$
of a dense open subset
$U\subset X$
where X is a compact metric space. For the aforementioned mentioned the use of measures is not sufficient to establish the basic properties of ergodic theory, such as the existence of invariant measures or a reasonable definition of measure-theoretic entropy and topological entropy. In this paper we show that strong submeasures can be used to completely resolve the issue and establish these basic properties. In another paper we apply strong submeasures to the intersection of positive closed
$(1,1)$
currents on compact Kähler manifolds.
While Newton was still a student at Cambridge University, and before he had discovered his laws of particle motion, the French mathematician Pierre de Fermat proposed a startlingly different explanation of motion. Fermat’s explanation was not for the motion of particles, however, but for light rays. In this chapter we explore Fermat’s approach, and then go on to introduce techniques in variational calculus used to implement this approach, and to solve a number of interesting problems. We then show how Einstein’s special relativity and the principle of equivalence help us demonstrate how variational calculus can be used to understand the motion of particles. All this is to set the stage for applying variational techniques to general mechanics problems in the following chapter.
For non-invertible dynamical systems, we investigate how ‘non-invertible’ a system is and how the ‘non-invertibility’ contributes to the entropy from different viewpoints. For a continuous map on a compact metric space, we propose a notion of pointwise metric preimage entropy for invariant measures. For systems with uniform separation of preimages, we establish a variational principle between this version of pointwise metric preimage entropy and pointwise topological entropies introduced by Hurley [On topological entropy of maps. Ergod. Th. & Dynam. Sys.15 (1995), 557–568], which answers a question considered by Cheng and Newhouse [Pre-image entropy. Ergod. Th. & Dynam. Sys.25 (2005), 1091–1113]. Under the same condition, the notion coincides with folding entropy introduced by Ruelle [Positivity of entropy production in nonequilibrium statistical mechanics. J. Stat. Phys.85(1–2) (1996), 1–23]. For a $C^{1}$-partially hyperbolic (non-invertible and non-degenerate) endomorphism on a closed manifold, we introduce notions of stable topological and metric entropies, and establish a variational principle relating them. For $C^{2}$ systems, the stable metric entropy is expressed in terms of folding entropy (namely, pointwise metric preimage entropy) and negative Lyapunov exponents. Preimage entropy could be regarded as a special type of stable entropy when each stable manifold consists of a single point. Moreover, we also consider the upper semi-continuity for both of pointwise metric preimage entropy and stable entropy and give a version of the Shannon–McMillan–Breiman theorem for them.
The expressions for the elastic strain energy and its volumetric and deviatoric parts are derived for three-dimensional states of stress and strain. Betti's reciprocal theorem of linear elasticity is formulated, which yields the Maxwell coefficients, frequently used in structural mechanics. Castigliano's theorem is formulated and applied to axially loaded rods and trusses, twisted bars, and bent beams and frames. The principle of virtual work and the variational principle of linear elasticity are introduced. The differential equation of the deformed shape of the bent beam is derived from the consideration of the principle of virtual work. The approximate Rayleigh–Ritz method is introduced and applied to selected problems of structural mechanics. An introduction to the finite element method in the analysis of beam bending, torsion, and axial loading is then presented. The corresponding stiffness matrices and load vectors are derived for each element and are assembled into the global stiffness matrix and load vector of the entire structure.
Smooth solutions of the incompressible Euler equations are characterized by the property that circulation around material loops is conserved. This is the Kelvin theorem. Likewise, smooth solutions of Navier–Stokes are characterized by a generalized Kelvin's theorem, introduced by Constantin–Iyer (2008). In this note, we introduce a class of stochastic fluid equations, whose smooth solutions are characterized by natural extensions of the Kelvin theorems of their deterministic counterparts, which hold along certain noisy flows. These equations are called the stochastic Euler–Poincaré and stochastic Navier–Stokes–Poincaré equations respectively. The stochastic Euler–Poincaré equations were previously derived from a stochastic variational principle by Holm (2015), which we briefly review. Solutions of these equations do not obey pathwise energy conservation/dissipation in general. In contrast, we also discuss a class of stochastic fluid models, solutions of which possess energy theorems but do not, in general, preserve circulation theorems.