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You cannot depend on your eyes when your imagination is out of focus.
— Mark Twain (1835–1910)
Research is to see what everybody else has seen, and to think what nobody else has thought.
— Albert Szent-Gyoergi (1893–1986)
Introduction
This chapter is dedicated to the study of deformation and stress in solid bodies under a prescribed set of forces and kinematic constraints. In a majority of problems, we assume that stresses and strains are small so that linear strain-displacement relations and Hooke's law are valid, and we use appropriate governing equations derived using the Lagrangian description in the previous chapters to solve them for stresses and displacements. In the linearized elasticity we assume that the geometric changes are so small that we neglect squares of the displacement gradients, that is, ∣∇u∣2 ≈ 0, and do not make a distinction between the deformed and undeformed geometries, between the second Piola–Kirchhoff stress tensor S and the Cauchy stress tensor σ, and between the current coordinates x and the material coordinates X (and use σ and x). Mathematically, we seek solutions to coupled partial differential equations over an elastic domain occupied by the reference (or undeformed) configuration of the body, subject to specified boundary conditions on displacements or forces. Such problems are called boundary value problems of elasticity.
Although to penetrate into the intimate mysteries of nature and thence to learn the true causes of phenomena is not allowed to us, nevertheless it can happen that a certain fictive hypothesis may suffice for explaining many phenomena.
— Leonard Euler (1707–1783)
Nothing is too wonderful to be true if it be consistent with the laws of nature.
— Michael Faraday (1791–1867)
Introduction
Virtually every phenomenon in nature can be described in terms of mathematical relations among certain quantities that are responsible for the phenomenon. Most mathematical models of physical phenomena are based on fundamental scientific laws of physics that are extracted from centuries of observations and research on the behavior of mechanical systems subjected to the action of natural forces. The most exciting thing about the laws of physics, which are also termed principles of mechanics, is that they govern biological systems as well (because of mass and energy transports). However, biological systems may require additional laws, yet to be discovered, from biology and chemistry to reasonably complete their descriptions.
This chapter is devoted to the study of fundamental laws of physics and resulting mathematical models as applied to mechanical systems. The laws of physics are expressed in analytical form with the aid of the concepts and quantities introduced in the previous chapters. The principles of mechanics to be studied are (1) the principle of conservation of mass, (2) the principle of balance of linear momentum, (3) the principle of balance of angular momentum, and (4) the principle of balance of energy.
Tis the good reader that makes the good book; in every book he finds passages which seem confidences or asides hidden from all else and unmistakeably meant for his ear; the profit of books is according to the sensibility of the reader; the profoundest thought or passion sleeps as in a mine, until it is discovered by an equal mind and heart.
— Ralph Waldo Emerson (1803–1882)
You cannot teach a man anything, you can only help him find it within himself.
— Galileo Galilei (1564–1642)
Engineers are problem solvers. They construct mathematical models, develop analytical and numerical approaches and methodologies, and design and manufacture various types of devices, systems, or processes. Mathematical development and engineering analysis are aids to designing systems for specific functionalities, and they involve (1) mathematical model development, (2) data acquisition by measurements, (3) numerical simulation, and (4) evaluation of the results in light of known information. Mathematical models are developed using laws of physics and assumptions concerning the behavior of the system under consideration. The most difficult step in arriving at a design that is both functional and cost-effective is the construction of a suitable mathematical model of the system's behavior. It is in this context that a course on continuum mechanics or elasticity provides engineers with the background to formulate a suitable mathematical model and evaluate it in the context of the functionality and design constraints placed on the system.
If I have been able to see further, it was only because I stood on the shoulders of giants.
Isaac Newton (1643–1727)
Many of the mathematical models of natural phenomena are based on fundamental scientific laws of physics or otherwise, extracted from centuries of research on the behavior of physical systems under the action of natural “forces.” Today this subject is referred to simply as mechanics – a phrase that encompasses broad fields of science concerned with the behavior of fluids, solids, and complex materials. Mechanics is vitally important to virtually every area of technology and remains an intellectually rich subject taught in all major universities. It is also the focus of research in departments of aerospace, chemical, civil, and mechanical engineering, and engineering science and mechanics, as well as applied mathematics and physics. The last several decades have witnessed a great deal of research in continuum mechanics and its application to a variety of problems. As most modern technologies are no longer discipline-specific but involve multidisciplinary approaches, scientists and engineers should be trained to think and work in such environments. Therefore, it is necessary to introduce the subject of mechanics to senior undergraduate and beginning graduate students so that they have a strong background in the basic principles common to all major engineering fields. A first course on continuum mechanics or elasticity is the one that provides the basic principles of mechanics and prepares engineers and scientists for advanced courses in traditional as well as emerging fields such as biomechanics and nanomechanics.
A mathematical theory is not to be considered complete until you have made it so clear that you can explain it to the first man whom you meet on the street.
—David Hilbert (1862–1943)
Background and Overview
In the mathematical description of equations governing a continuous medium, we derive relations between various quantities that characterize the stress and deformation of the continuum by means of the laws of nature (such as Newton's laws, balance of energy, and so on). As a means of expressing a natural law, a coordinate system in a chosen frame of reference is often introduced. The mathematical form of the law thus depends on the chosen coordinate system and may appear different in another type of coordinate system. The laws of nature, however, should be independent of the choice of the coordinate system, and we may seek to represent the law in a manner independent of the particular coordinate system. A way of doing this is provided by vector and tensor analysis. When vector notation is used, a particular coordinate system need not be introduced. Consequently, the use of vector notation in formulating natural laws leaves them invariant to coordinate transformations. A study of physical phenomena by means of vector equations often leads to a deeper understanding of the problem in addition to bringing simplicity and versatility into the analysis.
The man who cannot occasionally imagine events and conditions of existence that are contrary to the causal principle as he knows it will never enrich his science by the addition of a new idea.
— Max Planck (1858–1947)
It is through science that we prove, but through intuition that we discover.
— Henri Poincaré (1854–1912)
Introduction
Material or matter is composed of discrete molecules, which in turn are made up of atoms. An atom consists of negatively charged electrons, positively charged protons, and neutrons. Electrons form chemical bonds. The study of matter at molecular or atomistic levels is very useful for understanding a variety of phenomena, but studies at these scales are not useful to solve common engineering problems. Continuum mechanics is concerned with a study of various forms of matter at the macroscopic level. Central to this study is the assumption that the discrete nature of matter can be overlooked, provided the length scales of interest are large compared to the length scales of discrete molecular structures. Thus, matter at sufficiently large length scales can be treated as a continuum, in which all physical quantities of interest, including density, are continuously differentiable almost everywhere.
Engineers and scientists undertake the study of continuous systems to understand their behavior under “working conditions,” so that the systems can be designed to function properly and to be produced economically. For example, if we were to repair or replace a damaged artery in the human body, we must understand the function of the original artery and the conditions that led to its damage.
Most of the fundamental ideas of science are essentially simple, and may, as a rule, be expressed in a language comprehensible to everyone.
— Albert Einstein (1879–1955)
Introduction
In the beginning of Chapter 3, we briefly discussed the need for studying deformations and stresses in material systems that we may design for engineering applications. All materials have certain thresholds to withstand forces, beyond which they “fail” to perform their intended function. The force per unit area, called stress, is a measure of the capacity of the material to carry loads, and all designs are based on the criterion that the materials used have the capacity to carry the working loads of the system. Thus, it is necessary to determine the state of stress in a material.
In this chapter we study the concept of stress and its various measures. For instance, stress can be measured per unit deformed area or undeformed area. As we shall see shortly, stress at a point in a three-dimensional continuum can be measured in terms of nine quantities, three per plane, on three mutually perpendicular planes at the point. These nine quantities may be viewed as the components of a second-order tensor, called a stress tensor. Coordinate transformations and principal values associated with the stress tensor and stress equilibrium equations are also discussed.
Plasticity theory deals with yielding of materials, often under complex states of stress. Plastic deformation, unlike elastic deformation, is permanent in the sense that after stresses are removed the shape change remains. Plastic deformations usually occur almost instantaneously, but creep can be regarded as time-dependent deformation plastic deformation.
There are three approaches to plasticity theory. The approach most widely used is continuum theory. It depends on yield criteria, most of which are simply postulated without regard to how the deformation occurs. Continuum plasticity theory allows predictions of the stress states that cause yielding and the resulting strains. The amount of work hardening under different loading conditions can be compared.
A second approach focuses on the crystallographic mechanisms of slip (and twinning), and uses understanding of these to explain continuum behavior. This approach has been quite successful in predicting anisotropic behavior and how it depends on crystallographic texture. Ever since the 1930s, there has been increasing work bridging the connection between this crystallographic approach and continuum theory.
Plastic deformation of crystalline materials usually occurs by slip, which is when the sliding of planes of atoms slide over one another (Figure 8.1). The planes on which slip occurs are called slip planes and the directions of the shear are the slip directions. These are crystallographic planes and directions, and are characteristic of the crystal structure. The magnitude of the shear displacement by slip is an integral number of inter-atomic distances, so that the lattice is left unaltered by slip. If slip occurs on only a part of a plane, there remains a boundary between the slipped and unslipped portions of the plane, which is called a dislocation. It is the motion of these dislocations that cause slip.
Slip lines can be seen on the surface of deformed crystals. The fact that we can see these indicates that slip is inhomogeneous on an atomic scale. Displacements of thousands of atomic diameters must occur on discrete or closely spaced planes to create steps on the surface that are large enough to be visible. Furthermore, the planes of active slip are widely separated on an atomic scale. Yet the scale of the slip displacements and distances between slip lines are small compared to most grain sizes so slip usually can be considered as homogeneous on a macroscopic scale.