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The problem of mental causation is at the heart of the mind-body problem. And for physicalist or materialist views of mind, the key to solving the problem of mental causation is getting a satisfactory understanding of how the mental is realized in the physical. Recent discussions of physicalism have focused on the notion of supervenience; but I think that the focus should instead be on the notion of realization. Supervenience comes in a variety of forms – and the form we need to understand, in order to understand mental causation, is that in which the properties in the supervenience base can be said to realize the properties that supervene on them. Any physicalist theory, whether or not it is a functionalist theory, needs to maintain that the mental is realized in the physical, and so needs an account of realization. But my main focus will be on the realization of functional properties.
I take as my point of departure a recent paper by George Bealer that attempts to show that functionalist accounts of mind cannot give a satisfactory account of self-consciousness. Although Bealer's primary target is functionalism, he takes his arguments to establish a version of property dualism. They are supposed to show that mental properties are “first-order properties,” not the higher-order properties functionalists take them to be. And because Bealer thinks that there are decisive reasons for rejecting type physicalism, he thinks that the only way for mental properties to be first order is for them to be nonphysical.
I shall argue in this chapter that the discussion of nonreductive materialism has been conducted under the shadow of an ambiguity in the sense of reductive. One sense is specific to the philosophy of mind, and here the reductive tradition is marked by the attempt to give an account of the mind in behavioral or functional terms, without remainder. The other sense derives from the philosophy of science, and it concerns the possibility of giving some kind of systematic account of “higher” sciences in terms of “lower” ones, and, ultimately, in terms of physics. I shall argue that failure to distinguish these senses in Davidson's “Mental Events” has led to serious confusions in the discussion of “nonreductive materialism” and in the attendant notion of ‘supervenience.’ Davidson has clarified the confusion in “Mental Causes”, but in a way that makes his original contribution much less interesting than it had seemed to be. In the course of the discussion, I hope to clarify the various senses in which theories, properties, and predicates can be ‘reduced’ or ‘emergent.’
Story 1. In order to vindicate a materialist theory of the mind it is necessary to show how something that is a purely physical object can satisfy psychological predicates. Those features of the mind which seem to be, prima facie, incompatible with this physicalism – such as consciousness and the intentionality of thought – must, therefore, be explained in a way that purges them of their apparently Cartesian elements, which would be incompatible with materialism.
The word physicalism, when introduced into philosophical conversation by Neurath and Carnap, seemed theirs to define, much as a century earlier the word positivism had been Comte's to define. Not everyone is so lucky as to introduce a label by which they will later become known, and such was the lot of Locke who has been tossed with Hobbes and Hume into the catchall bin of Empiricism. Whether original with Locke or presaged in Leviathan, the idea that Ideas were all the mind could contemplate seems distinctive enough to deserve its own ‘ism.’ In any event, the marriage of Locke's internal Empiricism with Comte's cold Positivism produced the uneasy union that the Vienna Circle styled ‘physicalism,’ but that the world has since come to call by turns ‘Logical Positivism’ and ‘Logical Empiricism.’ That a philosophical position could be defined by conjoining two seemingly mismatched themes would itself be of at least historical interest. But it gains a more topical interest if we could show how antiphysicalist theses more recently bandied about were born of the same unhappy union. To that end we will begin in the middle.
Consistent with their antimetaphysical approach to philosophy, Neurath and Carnap cast their original definition of physicalism in linguistic terms. Roughly, physicalism was the name they gave to the thesis that every meaningful sentence, whether true or false, could be translated into physical language. Although both thought the thesis obviously true, neither thought it knowable a priori.
It is a commonplace that much of contemporary metaphysics is deeply bound up with the metaphysical modalities: metaphysical possibility and necessity. To take one central instance, the mind-body problem, in its most familiar contemporary form, appears as a problem about property identities, and it is hard to imagine discussing any issue about property identity without calling on the idea of metaphysical possibility. If we want to ask whether the property of being conscious, or being in pain, or having this sort of pain S, is identical with some physical or functional property P – say, the property of having such-and-such neurons firing in such-and-such a way – we typically begin by asking whether I could have had these neurons firing in this particular way, without experiencing S. And the could here is the could of metaphysical possibility.
As we all know, these questions about what could be the case – metaphysically could – are far from easy to answer. There are, it seems to me, two features of the notion of metaphysical possibility that combine to make them hard to settle, either negatively or positively. What makes them hard to settle negatively is that because metaphysical possibility is supposed to be a kind of possibility distinct from physical possibility, styles of argument that work very well to show that various describable situations are not physically possible do not carry over to show that the same situations are not metaphysically possible. Most of us would agree that the standard correlations between brain and pain already give us excellent reasons for believing that it is not physically possible for there to be a perfect neurological duplicate of me who feels no pain at the dentist's.
This chapter is an attempt to understand the content of and motivation for a popular form of physicalism, which I call nonreductive physicalism. Nonreductive physicalism claims that although the mind is physical (in some sense), mental properties are nonetheless not identical to (or reducible to) physical properties. This suggests that mental properties are, in earlier terminology, emergent properties of physical entities. Yet many nonreductive physicalists have denied this. In what follows, I examine their denial, and I argue that on a plausible understanding of what emergent means, the denial is indefensible: nonreductive physicalism is committed to mental properties being emergent properties. It follows that the problems for emergentism – especially the problems of mental causation – are also problems for nonreductive physicalism, and they are problems for the same reason.
The structure of the chapter is as follows. In the first section, I outline what I take to be essential to nonreductive physicalism. In the second section I attempt to clarify what is meant by emergent, and I argue that the notion of emergence is best understood in terms of the idea of emergent properties having causal powers that are independent of the causal powers of the objects from which they emerge. This idea, ‘downward causation,’ is examined in the third section. In the final section I draw the lessons of this discussion for the contemporary debate on the mind-body problem.
There is a big difference between building a prototype system and a piece of production software. In his classic book The Mythical Man-Month, Fredrick Brooks estimates that it takes nine times the effort to create a complete, reliable system as opposed to an initial program that starts to do the job.
With Meena's graduation, I needed a fresh student to turn our prototype into a production system. I got to know Roger Mailler when he took CSE 214, undergraduate Data Structures, with me in the fall of 1997. Roger was the bored-looking student in the front row – too bright and knowledgeable to get very much from the course, but too disciplined to cut class or hide in the back. Roger finished first out of the 126 students in the course (by a substantial margin) and was untainted by a programming assignment cheating scandal that claimed many of his classmates.
Roger is an interesting fellow whose career path to Stony Brook followed a very non-standard course. His first attempt at college (at the Rochester Institute of Technology) was, to be charitable, unsuccessful. In one year at RIT he amassed a grade point average (GPA) of 0.96, where 4.0 is an A and 1.0 is a D. Any mammal with a pulse ought to be able to do better. Indeed, this is the lowest GPA I've ever seen sustained over a full academic year because students capable of such performance usually manage to get themselves expelled before the year is out.
Classical logic—including first order logic, which we studied in Chapter 2—is concerned with deductive inference. If the premises are true, the conclusions drawn using classical logic are always also true. Although this kind of reasoning is not inductive, in the sense that any conclusion we can draw from a set of premises is already “buried” in the premises themselves, it is nonetheless fundamental to many kinds of reasoning tasks. In addition to the study of formal systems such as mathematics, in other domains such as planning and scheduling a problem can in many cases also be constrained to be mainly deductive.
Because of this pervasiveness, many logics for uncertain inference incorporate classical logic at the core. Rather than replacing classical logic, we extend it in various ways to handle reasoning with uncertainty. In this chapter, we will study a number of these formalisms, grouped under the banner nonmonotonic reasoning. Monotonicity, a key property of classical logic, is given up, so that an addition to the premises may invalidate some previous conclusions. This models our experience: the world and our knowledge of it are not static; often we need to retract some previously drawn conclusion on learning new information.
Logic and (Non)monotonicity
One of the main characteristics of classical logic is that it is monotonic, that is, adding more formulas to the set of premises does not invalidate the proofs of the formulas derivable from the original premises alone. In other words, a formula that can be derived from the original premises remains derivable in the expanded premise set.
Jai alai is a sport of Basque origin in which opposing players or teams alternate hurling a ball against the wall and catching it until one of them finally misses and loses the point. The throwing and catching are done with an enlarged basket or cesta. The ball or pelota is made of goatskin and hard rubber, and the wall is of granite or concrete – which is a combination that leads to fast and exciting action. Jai alai is a popular spectator sport in Europe and the Americas. In the United States, it is most associated with the states of Florida, Connecticut, and Rhode Island, which permit parimutuel wagering on the sport.
In this chapter, we will delve deeper into the history and culture of jai alai. From the standpoint purely crass of winning money through gambling, much of this material is not strictly necessary, but a little history and culture never hurt anybody. Be my guest if you want to skip ahead to the more mercenary or technical parts of the book, but don't neglect to review the basic types of bets in jai alai and the Spectacular Seven scoring system. Understanding the implications of the scoring system is perhaps the single most important factor in successful jai alai wagering.
Much of this background material has been lifted from the fronton Websites described later in this chapter and earlier books on jai alai.
Economists are very concerned with the concept of market efficiency. Markets are efficient whenever prices reflect underlying values. Market efficiency implies that everyone has the same information about what is available and processes it correctly.
The question of whether the jai alai bettors' market is efficient goes straight to the heart of whether there is any hope to make money betting on it. All of the information that we use to predict the outcome of jai alai matches is available to the general public. Because we are betting against the public, we can only win if we can interpret this data more successfully than the rest of the market. We can win money if and only if the market is inefficient.
Analyzing market efficiency requires us to build a model of how the general public bets. Once we have an accurate betting model, we can compare it with the results of our Monte Carlo simulation to look for inefficiencies. Any bet that the public rates higher than our simulation is one to stay away from, whereas any bet that the simulation rates higher than the public represents a market inefficiency potentially worth exploiting.
The issue of market efficiency rears its head most dramatically in the stock market. Billions of dollars are traded daily in the major markets by tens of thousands of people watching minute-by-minute stock ticker reports. Quantitative market analysts (the so-called quants) believe that there are indeed inefficiencies in the stock market that show up as statistical patterns.
This is a book about predicting the future. It describes my attempt to master a small enough corner of the universe to glimpse the events of tomorrow, today. The degree to which one can do this in my tiny toy domain tells us something about our potential to foresee larger and more interesting futures.
Considered less prosaically, this is the story of my 25-year obsession with predicting the results of jai alai matches in order to bet on them successfully. As obsessions go, it probably does not rank with yearning for the love of one you will never have or questing for the freedom of an oppressed and downtrodden people. But it is my obsession – one that has led me down paths that were unimaginable at the beginning of the journey.
This book marks the successful completion of my long quest and gives me a chance to share what I have learned and experienced. I think the attentive reader will come to understand the worlds of mathematics, computers, gambling, and sports quite differently after reading this book.
My interest in jai alai began during my parents' annual escape from the cold of a New Jersey winter to the promised land of Florida. They stuffed the kids into a Ford station wagon and drove a thousand miles in 2 days each way. Florida held many attractions for a kid: the sun and the beach, Disney World, Grampa, Aunt Fanny, and Uncle Sam. But the biggest draw came to be the one night each trip when we went to a fronton, or jai alai stadium, and watched them play.
Mom was the biggest jai alai fan in the family and the real motivation behind our excursions. We loaded up the station wagon and drove to the Dania Jai-Alai fronton located midway between Miami and Fort Lauderdale. In the interests of preserving capital for later investment, my father carefully avoided the valet parking in favor of the do-it-yourself lot. We followed a trail of palm trees past the cashiers' windows into the fronton.
Walking into the fronton was an exciting experience. The playing court sat in a vast open space, three stories tall, surrounded by several tiers of stadium seating. To my eyes, at least, this was big-league, big-time sport. Particularly “cool” was the sign saying that no minors would be admitted without a parent. This was a very big deal when I was only 12 years old.
We followed the usher who led us to our seats. The first game had already started.
This book is the outgrowth of an effort to provide a course covering the general topic of uncertain inference. Philosophy students have long lacked a treatment of inductive logic that was acceptable; in fact, many professional philosophers would deny that there was any such thing and would replace it with a study of probability. Yet, there seems to many to be something more traditional than the shifting sands of subjective probabilities that is worth studying. Students of computer science may encounter a wide variety of ways of treating uncertainty and uncertain inference, ranging from nonmonotonic logic to probability to belief functions to fuzzy logic. All of these approaches are discussed in their own terms, but it is rare for their relations and interconnections to be explored. Cognitive science students learn early that the processes by which people make inferences are not quite like the formal logic processes that they study in philosophy, but they often have little exposure to the variety of ideas developed in philosophy and computer science. Much of the uncertain inference of science is statistical inference, but statistics rarely enter directly into the treatment of uncertainty to which any of these three groups of students are exposed.
At what level should such a course be taught? Because a broad and interdisciplinary understanding of uncertainty seemed to be just as lacking among graduate students as among undergraduates, and because without assuming some formal background all that could be accomplished would be rather superficial, the course was developed for upper-level undergraduates and beginning graduate students in these three disciplines. The original goal was to develop a course that would serve all of these groups.