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In this article, the probability of opening to trade is related to a country's propensity to learn from other countries in its region. It is argued that countries have different motivations to learn, depending upon the responsiveness and accountability of their political regimes. Whereas democracies cannot afford to be dogmatic, authoritarian regimes are less motivated to learn from the experience of others, even if they embrace policies that fail. Using data on trade liberalisation for 57 developing countries in the period 1970–1999, it is found that democracies confronting economic crises are more likely to liberalise trade as a result of learning; among democracies, presidential systems seem to learn more, whereas personalist dictatorial regimes are the most resistant to learning from the experience of others.
Socialist democracy appeared in the theory of democracy as an eminently non-western form of democracy in the period of de-Stalinization in the Soviet Union and Eastern Europe. The concept of socialist democracy based on the theses that can differentiate socialist democracy from liberal or parliamentarian democracy: (1) the unity of the power of the proletariat, led by its vanguard political force of the communists, and (2) the setting of the framework of democratic decision-making in the field of labor. Socialist democracy was indeed a form of directed democracy beyond that it had systemic aspirations to create an alternative socio-economic model. This article aims to trace the historical-semantic formation of socialist democracy and discuss its main institutions in the years of post-totalitarian socialist Hungary between 1956 and 1989. What is remarkable in the case of Hungary is that the development of socialist democracy was accompanied by economic reforms to the planned economy from the first half of the 1960s. Thus, socialist democracy focused on the democratization and institutional system of the workplace, mainly as factory democracy and cooperative democracy. With the liberalization and capitalization of socialist economy in the eighties, however, these forms failed to manage the problems of economic incentives and social atomization.
This paper attempts to take the first steps toward developing a theory of non-governmental organizations (NGO)–state relations under dictatorship. Drawing on evidence from East Asia, the author argues that dictatorships typically employ one of two strategies in attempting to govern NGOs. First, some dictatorships follow a corporatist strategy, in which business associations, development, and social welfare organizations are co-opted into the state and controlled through a variety of strategies. Second, other dictatorships pursue an exclusionary strategy in which NGOs are marginalized and replaced with state institutions. Variation in the strategy chosen may be explained by differing levels of elite competition and the type of development strategy. Single-party states tend to regulate elite conflicts better and thus often choose corporatist strategies. In personalist regimes dictators tend to fear the organizational and mobilizational potential of NGOs and thus tend to pursue exclusionary strategies. This choice, however, is conditioned by the development strategy employed, as socialist development strategies reduce the incentives to allow NGOs.
The question of how to adequately represent the demos in a democracy has always been an issue. Of the many different aspects in the debate between representative and direct democratic approaches, one key point of contention is “the will of the people.” Here, an oft-overlooked question is what takes precedence: “the will” or “the people.” This article addresses the issue by examining Carl Schmitt’s reading (and one-sided slanting) of Rousseau and how it has influenced today’s debate in unacknowledged ways. In scrutinizing Schmitt’s body of work and its particular development of “the will of the people,” I demonstrate that “identitarian” democratic concepts must ultimately remain trapped in a dilemma produced by Schmitt’s reading—one that can only be resolved through representation.
Scholars debate whether the presence of multiple parties in the legislature stabilizes dictatorships or promotes their demise. We show that authoritarian regimes face a dilemma: allowing for multipartism reduces the risk of bottom-up revolt, but facilitates protracted top-down democratization. Concessions to the opposition diminish the long-term benefits of authoritarian rule and empower regime soft-liners. We test our theory in Latin America—a region with a broad range of autocracies —using survival models, instrumental variables, random forests, and two case studies. Our theory explains why rational autocrats accept multipartism, even though this concession may ultimately undermine the regime. It also accounts for democratic transitions that occur when the opposition is fragmented and without a stunning authoritarian defeat.
1942 represents the apex of the global wave of autocratization associated with the Era of Fascism, and the expansion of Axis Rule during World War were responsible for this impressive growth of authoritarian 'occupation' regimes. Starting in Asia with the Imperialist expansion of Japan, followed by Nazi Germany and Fascist Italy in Europe, the number of dictatorships increased substantially. This Element analyses how the three poles of Axis rule, Italian Fascism, Nazi Germany, and Authoritarian Japan, lead the dynamics of institution-building of political regimes of occupation under their direct or indirect control, respective diffusion models and, in some cases, coercive transfers.
Attending to Latinx South American writing generates a more expansive understanding of how violence and migration shape Latinx literary history and narrative forms. This chapter elucidates the theoretical salience of el Hueco through its multiple significations as gap, hole, hollow, space of detention, liminal status, and form of undocumented migration. Likewise, the chapter demonstrates how the term desaparecido illuminates the emotional holes and the gaps in kinship structures left by those who are disappeared by state terror practices and immigration policies. Using texts by Karla Cornejo Villavicencio, Romina Garber, Juan Martinez, Carolina de Robertis, Ingrid Rojas Contreras, Daniel Alarcón, and Cristina Henríquez, the chapter demonstrates how prose narrative draws linkages between various kinds of state-perpetrated violence in the Américas. The chapter analyzes genres – from creative nonfiction to speculative fiction – and narrative strategies – from temporality and spectrality to focalization and characterization – to illuminate how Latinx South American fiction activates narrative as a form of reappearance and as a means of imagining different Latinx futurities.
Totalitarian systems, marked by extreme violence, are fundamentally bound to an ideology, such as Marxism-Leninism, which is instrumental to their creation and persistence, from the Bolshevik revolution in Russia to modern China. The chapter examines the genesis of communist totalitarian ideology in early Christian communal equality, connecting it to Rousseau’s and Babeuf’s anti-property ideals, which ultimately influenced Marxism and its vision of a dictatorial society in the name of absolute equality. The enduring pull towards egalitarianism, when pushed to extremes, can encroach on private property rights, ironically culminating in totalitarian rule and unprecedented inequality.
This chapter connects the burning and removal of the Praia do Pinto favela in 1969, the development of the Cidade Alta housing project on Rio’s north side, the development of the middle-class apartment complex Selva de Pedra on the former site of Praia do Pinto, and the preeminent soap operas of Globo Television in the late 1960s and early 1970s. The chapter shows how the Brazilian military dictatorship (1964-1985) carried out a process of state-sponsored gentrificaion through favela removal and subsidized development for the conservative middle class.
On June 27, 1973, Juan María Bordaberry, the democratically elected president of Uruguay, dissolved the general assembly and remained in office, sharing executive power with the military command. Uruguayans mention this date when asked when was the last coup d’état in their country. However, political and social actors have long disagreed over the exact meaning of this event and few would now reject that it was just one, albeit final and dramatic, step in a relatively long path toward authoritarianism. Things were different after that date in terms of state institutions as well as freedoms and rights for the citizenry, but many analysts have shown that most of these changes were in the making since at least 1968, when Jorge Pacheco Areco took power and governed under repressive measures of exception. A more recent body of literature has gone further back in time to show the importance of previous steps that aligned national politics with the polarized order of the Cold War. This chapter aims at offering a plausible narrative of what happened in the fifteen years before the date of the coup, combining basic historical facts with the changing interpretations that placed and displaced meaning and importance among them.
On March 11, 1973, after seven years of de facto government, Argentina celebrated its return to democracy in an electoral act that seemed to announce a new era. Although the alternation between the military and civilians was not unprecedented, two things led many to assume that coups were being left behind forever. First, after years of proscription, clean elections had led the Peronist movement to the government. Second, the new leader, after eighteen years of exile, was the founder of that movement, Juan Perón. “They’re leaving and never coming back!” – referring to the military – was the chant with which demonstrators celebrated the transfer of power and change of regime. Less than three years later, however, on March 24, 1976, a new military coup broke the constitutional order, with no resistance from either the armed forces or civil sectors. This chapter analyzes the main causes, internal and external, that enabled the military’s return to power. Based on the role played by the most relevant political and social actors, the chapter explains the conditions that made it possible for what was considered buried in 1973 to appear as the only way out in 1976, at least to numerous civil sectors.
Throughout the twentieth century, many Europeans agreed that individual freedom had to be defended against an oppressive state. Dissidents strove to do so at the risk of imprisonment and physical violence. Political radicals and neoliberals accused even democratic states of undermining the very possibility of living freely. But for others the relationship was far more equivocal. Social democrats promised to foster working-class people’s freedom by expanding the welfare state, thus rendering them independent of capitalism and the family. Even major dictatorships, out of an interest in mobilization or acquiescence, did not present themselves solely as collectivistic projects. Whether or not the power of the state promoted or stifled freedom thus remained a matter of controversy. This chapter explores three aspects of this relationship: how inmates of concentration and work camps in Stalin’s Russia, Hitler’s Germany, and Franco’s Spain were deprived of their freedom but desperately attempted to safeguard some vestiges of it; how the Third Reich, various Eastern Bloc regimes, and the late Francoist dictatorship tried to accommodate individualistic desires and demands within their repressive structures; and, finally, how the project of social democratic liberty took shape and was challenged from both the left and the right.
This essay examines academic freedom in Chile under the 1980s Pinochet military dictatorship. While much has been written on the topic, the literature is fragmented and difficult to access owing to the diverse range of stakeholders involved. Historians have tended to explore single cases, actors, and institutions to highlight struggles with the Chilean dictatorship. Bringing their stories together and assessing them collectively, however, sheds new light on this episode of academic freedom. It captures collaboration among students, faculty, and the public across multiple settings that has not yet been adequately explored by existing literature. Through an analysis of secondary and primary sources—including monographs, journal articles, government reports, newspaper articles, and Spanish-language publications—this essay traces a collaborative turn during the dictatorship that occurred separately among students, faculty, and the public as well as between those groups. It thus offers insight into the Chilean experience during the 1980s and the cooperative efforts to protect academic freedom.
This article examines the relationship between foreign aid and foreign direct investment (FDI) and the degree of personalism in dictatorships. We contend that aid leads to higher personalism since it is a windfall that accrues to the government and does not require cooperation from elites to obtain it. Contrarily, we posit that FDI is linked to lower levels of personalism because it reshapes elites’ incentives and influence as they may acquire new preferences, connections, and exit options, thus constraining dictators. Using data on Official Development Assistance (ODA) and FDI, and a latent index of personalism in autocracies, we find no robust evidence that ODA or FDI are correlated with personalism, but have some effect on some of the index’s components.
While most scholars of criminalized governance in Rio de Janeiro attribute its origins to the prison-based factions which formed during the military dictatorship (1964–85), this chapter argues that these arrangements emerged before, in the homes and on the streets and alleyways of the city’s favelas and housing projects. This chapter investigates these origins by focusing on the first embryonic gangs in Complexo da Maré in the 1970s. Combining archival research with oral histories of longtime residents, the chapter documents the emergence of Maré’s gangs after a variety of other non-state actors that had previously provided governance were increasingly marginalized during Brazil’s military dictatorship and as the abusive practices of police became more widespread. Maré’s incipient gang networks quickly began to compete over valuable drug-selling turf and, as the more successful ones consolidated territorial control, they expanded their organizations and governance activities. The chapter concludes with a description of the history of Rio’s prison-based factions and the marriage between these two organizational forms as the favela-based gangs integrated into these citywide networks.
Between 1964 and 1985, a military dictatorship in Brazil combined an arsenal of political instruments—surveillance, violent repression, and propaganda, among others—to justify its illegal rule. How did the Brazilian military regime attempt to justify its claim to power for more than two decades? What discursive strategies did it use to win popular support, despite the violence it perpetrated? This paper investigates how discourse is used to legitimize power and create meaning in authoritarian regimes. Using ethnographic content analysis of archival materials, I pinpoint and analyze three key discursive frames employed in regime propaganda: “defenders of democracy,” “Great Brazil” and “model citizenship.” I argue that the Brazilian military regime used these frames to justify its authority, forge national values and social norms, and redefine the boundaries of the national community. These findings not only contribute to our understanding of authoritarian power that is wielded and legitimized through discourse, but also speak to the enduring consequences of authoritarianism in sociopolitical subjects.
During the later twentieth century, Brazil's right-wing military dictatorship built a vast network of hydropower dams that became one of the world's biggest low-carbon electricity grids. Weighed against these carbon savings, what were the costs? Johnson unpacks the social and environmental implications of this project, from the displacement of Indigenous and farming communities to the destruction of Amazonian biodiversity. Drawing on rich archival material from forty sites across Brazil, Paraguay, and the United States, including rarely accessed personal collections, Johnson explores the story of the military officers and engineers who created the dams and the protestors who fought them. Brazilian examples are analyzed within their global context, highlighting national issues with broad consequences for both social and environmental justice. In our race to halt global warming, it is vital that we learn from past experiences and draw clear distinctions between true environmentalism and greenwashed political expedience.
Chapter 1 sets the scene for this book, providing the requisite background for the chapters that follow. It begins with a short overview of the military regime, focusing on repression and the gradual restoration of democratic freedoms, highlighting the role the latter played in facilitating the country’s burgeoning environmental movement. It then turns to the dictatorship’s plans for industrial growth and energy production. The chapter closes with an overview of the symbolism that surrounds big dams and an introduction to the influential generals and engineers responsible for orchestrating the dictatorship’s dam-building campaign. This chapter also lays the groundwork for the book’s first argument, that political pressures encouraged the military regime to build big dams quickly and with little regard for their social and environmental impacts.
Amid imperial expansion in the nineteenth and early twentieth centuries, white settlers were a tiny minority in most newer colonies, and in some cases, a non-white middle class arose that was educated in the colonizer's language and political system. This produced three main outcomes. (1) White settlers became a sizable minority in certain parts of Africa, which yielded electoral representation. Settler-minority regimes strongly opposed political rights for non-whites. (2) Settlers reversed their support for electoral institutions when their dominance was threatened. In the British West Indies in the mid-nineteenth century, white planters responded to the prospect of political control by Black politicians by disbanding their elected legislatures and accepting direct British Crown rule. (3) In some colonies with few settlers, a non-white middle class educated in the colonizer's language emerged. These elites were especially strong in the major port cities in South Asia and West Africa, and in colonies with emancipated slaves. Non-white elites in these areas gained representation by the 1920s, although with limited autonomy and a narrow franchise.
This chapter develops a theoretical framework centered on three actors: metropolitan officials, white settlers, and non-Europeans. Colonists could pressure the colonial state through lobbying/agitation, nonparticipation, and revolt; and metropolitan officials could respond by offering electoral concessions. What mattered? (1) Metropoles with pluralistic institutions should be more responsive to demands for electoral representation. (2) Sizable white settlements should trigger early electoral institutions (prodemocratic effect), but resistance by smaller settler minorities to franchise expansion could undermine the democratic foundations created by early elections (antidemocratic effect). (3) Where local elites were weak, non-Europeans should not gain early elections. Instead, they would move rapidly to mass-franchise elections with high autonomy after World War II, when the threat of revolt spiked. In cases with a large non-white middle class, we expect early elections with small franchises and low autonomy, which should broaden peacefully over time. Finally, cases with a national monarch should correspond with high autonomy but without meaningful electoral bodies.