1. Introduction
Today, a variety of international obligations are declared with conviction to be obligations owed erga omnes or erga omnes partes.Footnote 1 Yet there remains surprisingly little agreement as to what actually justifies such characterisation. Since the celebrated dictum of the International Court of Justice (ICJ or Court) in the Barcelona Traction case, obligations erga omnes are routinely described as obligations owed by a State to ‘the international community as a whole’ and in whose performance ‘all States can be held to have a legal interest’.Footnote 2 Indeed, this dictum provided the foundation for the articulation by the International Law Commission (ILC) of the consequences that follow, in the law of State responsibility, breaches of obligations owed to ‘the international community as a whole’ or to ‘a group of States … and established for the protection of a collective interest of the group’.Footnote 3 The ILC, however, steered clear of defining these obligations and different views as to the nature of obligations erga omnes and, at times, obligations erga omnes partes, were expressed by its various Special Rapporteurs.Footnote 4 As such, the articulation of obligations erga omnes and erga omnes partes was effectively left to contemporary practice, in particular, the practice of the ICJ. In the decade following the adoption of the ILC’s 2001 Articles on Responsibility of States for Internationally Wrongful Acts (ARSIWA), this practice was sparse and, as a result, academic scholarship ‘express[ed] widely diverging views’.Footnote 5
Since the Belgium v Senegal decision of 2012, the ICJ has consistently reasoned, across several decisions, orders and advisory opinions, that the common interest of States in compliance with certain obligations supports their characterisation as obligations erga omnes or erga omnes partes.Footnote 6 In the Court’s view of obligations erga omnes partes, ‘[t]hat common interest implies that the obligations in question are owed by any State party to all the other States parties’ and ‘each State party has an interest in compliance with them in any given case’.Footnote 7 It is the common interest in compliance with obligations erga omnes partes, if not also obligations erga omnes,Footnote 8 that entitles a State other than an injured State to institute contentious proceedings alleging their breach.Footnote 9
A closer examination of the ICJ’s jurisprudence reveals, however, that the Court’s articulation of obligations erga omnes and erga omnes partes is not so straightforward. In reality, the Court is frequently persuaded by considerations beyond simply the existence of a common interest in compliance with relevant obligations to justify their characterisation as obligations erga omnes or erga omnes partes. The first is the Court’s assertion, since its Barcelona Traction dictum, that ‘the importance of the rights involved’ supports the conclusion that ‘all States can be held to have a legal interest in the[] protection’ of obligations erga omnes.Footnote 10 The implication is that although a variety of multilateral obligationsFootnote 11 reflect States’ common interests, only those that protect important rights qualify as obligations erga omnes or even obligations erga omnes partes. This characterisation stands in stark contrast with a second suggestion, based, inter alia, on a different reading of the same dictum,Footnote 12 that it is instead all multilateral obligations unamenable to bilateral performance between pairs of States that constitute obligations erga omnes or erga omnes partes.Footnote 13 On two occasions, the Court seemed to rely on the non-synallagmatic nature of certain treaty obligations and suggested a gap-filling logic to support the standing of States Parties other than injured States Parties for the enforcement of such obligations, which it described as obligations erga omnes partes. Were the enforcement of these obligations to require a ‘special interest’ over and above the common interest, ‘in many cases no State would be in the position to make such a claim’.Footnote 14 It remains open to question whether the fact of a ‘victimless’ breachFootnote 15 may justify the characterisation of an obligation as one owed erga omnes or erga omnes partes. With insufficient consistency from the Court as to its articulation of obligations erga omnes and erga omnes partes, any of these considerations, or a combination of them, could justifiably be deployed—by the Court, the parties appearing before it or commentators—to affirm or deny the character of an obligation as an obligation owed erga omnes or erga omnes partes.Footnote 16
This article provides an account of the ICJ’s articulation of obligations erga omnes and erga omnes partes to date, with a view to demonstrating the inconsistencies and insufficiencies in the Court’s approach to this exercise. It begins by identifying the discrete justifications given by the Court for its articulation of obligations erga omnes and erga omnes partes. Next, the article examines the implications of each justification for how narrowly or widely the respective classes of obligations erga omnes and erga omnes partes are construed. In particular, the article considers the grounds on which the diversity of obligations contained in multilateral treaties could be characterised as obligations erga omnes partes—a question the Court is yet to settle, and which is only beginning to be considered by it and by commentators in light of its recent practice.
The article contributes, in the first place, to the scholarship on the articulation, rather than the enforcement, of obligations erga omnes and erga omnes partes.Footnote 17 One influential study recognises two broad approaches to the nature of obligations erga omnes based, respectively, on the importance of the rights corresponding to relevant obligations and their non-synallagmatic nature.Footnote 18 Others suggest descriptive features with which to identify obligations erga omnes and erga omnes partes.Footnote 19 Much of this work was undertaken before or during the 2000s, when the ICJ’s jurisprudence on the subject was limited and ‘inconclusive’.Footnote 20 At the time, the ILC and commentators recognised that any definitive account of the character of obligations erga omnes and erga omnes partes was necessarily left to future practice. By the ILC Special Rapporteur James Crawford’s own admission, the Barcelona Traction dictum was ‘only the beginning of the story’Footnote 21 and ‘Article 48 of the ILC Articles was established more on a priori grounds than on the basis of established practice’.Footnote 22 As such, the debate on the articulation of obligations erga omnes ‘carried on almost entirely in the abstract’Footnote 23 and largely excluded the consideration of obligations erga omnes partes, whose recognition by the ICJ is more recent.Footnote 24 By clarifying the manner of the Court’s articulation of obligations erga omnes and erga omnes partes, the article also assists the practice and scholarship on the enforcement of such obligations, including the invocation of State responsibility for their breach,Footnote 25 the amenability of breaches of such obligations to adjudicationFootnote 26 and the entitlement of States other than injured States to resort to unilateral countermeasures in the event of a breach.Footnote 27 How the Court characterises obligations erga omnes and erga omnes partes may also influence its answers to procedural questions before it, such as the permissibility of intervention by a State professing an ‘interest of a legal nature which may be affected by the decision’ in a contentious case.Footnote 28
Section 2 scrutinises the practice of the ICJ to date to ascertain the manner of the Court’s articulation of obligations erga omnes and erga omnes partes and to reveal, where relevant, inconsistencies and insufficiencies in the justifications used to support its characterisation of obligations erga omnes and erga omnes partes. Section 3 identifies the implications of the Court’s various approaches for the breadth of the respective classes of obligations erga omnes and erga omnes partes and, in particular, the characterisation of obligations contained in multilateral treaties as obligations erga omnes partes.
2. The articulation of obligations erga omnes and erga omnes partes in the practice of the ICJ
The case law of the ICJ to date offers some indications as to the understanding of the Court, and at times its individual judges, of the character of obligations erga omnes and erga omnes partes. The essence of the Court’s jurisprudence is that obligations erga omnes are obligations owed to ‘the international community as a whole’Footnote 29 and obligations erga omnes partes are obligations under multilateral treaties ‘owed by any State party to all the other States parties’.Footnote 30 Beyond this, the practice to date sheds limited light on how the Court actually characterises an obligation as an obligation owed erga omnes or erga omnes partes. Indeed, the relevant practice suggests more than one approach to the identification of such obligations.
This section outlines three approaches to the articulation of obligations erga omnes, obligations erga omnes partes, or both, seen across the ICJ’s decisions, orders and advisory opinions. First, both obligations erga omnes and obligations erga omnes partes are consistently described by the Court as obligations in whose performance all the committing States share a common interest (Section 2.1). The sufficiency of this requirement, however, is doubtful. When it comes to multilateral treaties, it is unclear whether the common interest of the States Parties in compliance with the treaty, inferred from the treaty’s object and purpose, may justifiably be used to characterise any or all of the obligations contained therein as obligations erga omnes partes. Second, the ICJ has, since the Barcelona Traction case, indicated more than once that the common interest in compliance with both obligations erga omnes and erga omnes partes is grounded in, or qualified by, ‘the importance of the rights involved’ (Section 2.2).Footnote 31 This rationale is cause for confusion as it elides the character of obligations erga omnes and erga omnes partes on the one hand, and peremptory norms of international law on the other, both as a matter of identification and also when determining the consequences for third States of breaches of obligations declared by the Court to be obligations erga omnes or erga omnes partes.Footnote 32 Third, the ICJ has twice implicitly supported its characterisation of multilateral treaty obligations as obligations erga omnes partes based on their non-synallagmatic nature by concluding that, in the absence of such a characterisation, ‘in many cases no State would be in the position to make … a claim’ (Section 2.3).Footnote 33 In the context of obligations erga omnes, however, only individual judges have advanced this view. Which of the three approaches, or combination of them, is decisive in the characterisation of an obligation owed erga omnes or erga omnes partes, and whether different approaches might be warranted for the characterisation of obligations erga omnes and erga omnes partes, respectively, is open to question.
2.1. The common interest in compliance with relevant obligations
Even before it introduced the language of obligations erga omnes and erga omnes partes, the ICJ recognised that the international community as a whole, or a group of States, could share a common legal interest in compliance with certain obligations.Footnote 34 While omitting the terminology of obligations erga omnes and erga omnes partes, the Court in the South West Africa cases recognised that the legal interest shared by a group of States may underlie certain obligations so as to entitle each State to seek their enforcement through adjudication. Affirming its jurisdiction in the cases brought by Ethiopia and Liberia, the Court recognised that the then Member States of the League of Nations enjoyed ‘a legal right or interest in the observance by the Mandatory of its obligations both toward the inhabitants of the Mandated Territory, and toward the League of Nations and its Members’.Footnote 35 For Judge Jessup, such legal interests existed in particular in respect of ‘general humanitarian causes’.Footnote 36 Even judges who subsequently supported the dismissal of the cases owing to the lack of a legal interest on the part of the applicant States affirmed the existence, in general terms, of obligations of this character. Judges Spender and Fitzmaurice agreed that States Parties to a treaty may ‘have a legal interest in its due observance, even though the alleged breach of it has not, or not yet, affected them directly’.Footnote 37 Like Judge Jessup, Judge Bustamante took note of the ‘human rights objectives’ of the mandate,Footnote 38 which in his view implied that:
all the States Members would have the same legal interest as the League in the dispute, and would be affected to the same extent by violations of the agreements, one or more of those States having the right to appear before the Court to defend the common cause.Footnote 39
While ultimately dismissing the cases, the Court did not exclude in principle that the Member States of the League of Nations could have shared a legal interest in South Africa’s fulfilment of its obligations. It was the view of the Court, however, that ‘such rights or interests, in order to exist, must be clearly vested in those who claim them … and that in the present case, none were ever vested in individual members of the League’.Footnote 40 In contrast, several dissenting judges emphasised the existence of ‘general interests’ under international law as it stood at the timeFootnote 41 and under the mandate specifically.Footnote 42
Shortly afterwards, the Court in its Barcelona Traction dictum introduced the terminology of ‘obligations erga omnes’, describing these as ‘obligations of a State towards the international community as a whole’ and as obligations which are ‘[b]y their very nature … the concern of all States’.Footnote 43 This language was subsequently recalled in The Wall,Footnote 44 Chagos Archipelago Footnote 45 and Palestine advisory opinions.Footnote 46 The ICJ also relied on the Barcelona Traction dictum to affirm the existence of a common interest in compliance with certain multilateral treaty obligations, which it described as ‘obligations erga omnes partes’, in the cases in which it endorsed the standing of States Parties other than injured States Parties to institute contentious proceedings pertaining to alleged breaches of such obligations. In doing so, the Court retreated from its earlier view in South West Africa that any entitlement to standing based on a common interest in compliance with relevant multilateral treaty obligations must be made explicit.Footnote 47
In the Belgium v Senegal case, the Court used the object and purpose of the United Nations (UN) Convention against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (Torture Convention), articulated in the treaty’s preamble, to demonstrate that States Parties ‘have a common interest to ensure, in view of their shared values, that acts of torture are prevented and that if they occur, their authors do not enjoy impunity’.Footnote 48 Where an alleged offender is present in the territory of a given State, this includes a common interest in compliance by that State with the obligations to conduct a preliminary inquiry into the facts and to prosecute the case.Footnote 49 Accordingly, the Court concluded that these and any other obligations erga omnes partes contained in the Torture Convention are owed ‘by any State party to all the other States parties’ and ‘each State party has an interest in compliance with them in any given case’.Footnote 50 This reasoning supported the Court’s affirmation of Belgium’s standing to bring the case.Footnote 51 In contrast, for the dissenting Judge Xue, the States Parties ‘in no way intended to create obligations erga omnes partes’ under relevant treaty provisions.Footnote 52 Nor was Judge ad hoc Sur convinced by the characterisation of relevant obligations as obligations erga omnes partes, which he did not consider had been ‘justif[ied] in any way’.Footnote 53 The majority failed, in his view, to draw the necessary distinction between those treaty obligations ‘which have an erga omnes character and those which do not’.Footnote 54 He opined that multilateral treaties, such as the Torture Convention, cannot, ‘by their nature’ alone, create obligations erga omnes partes.Footnote 55 Regrettably, for Judge ad hoc Sur, ‘the object and purpose of the Convention, as determined by the Court, … superseded and removed all other considerations’,Footnote 56 including scrutiny of the obligations in question.Footnote 57
The ICJ used the same approach to affirm The Gambia’s standing in The Gambia v Myanmar, pointing to the common interest of States Parties to the UN Convention on the Prevention and Punishment of the Crime of Genocide (Genocide Convention)—well established since its Reservations advisory opinionFootnote 58 —‘to ensure the prevention, suppression and punishment of genocide’.Footnote 59 The Court echoed the language used in Belgium v Senegal to conclude that the ‘common interest in compliance implie[d] that the obligations in question are owed by any State party to all the other States parties’; ‘they are obligations erga omnes partes, in the sense that each State party has an interest in compliance with them in any given case’.Footnote 60 The reference to ‘the obligations in question’ was presumably to at least some, if not all, of the obligations alleged by The Gambia to have been breached by Myanmar.Footnote 61 Judge ad hoc Kreß sought to clarify that, in his view, the common interest of States Parties in compliance did not necessarily mean that ‘each and every obligation contained therein necessarily constitutes an obligation erga omnes partes’.Footnote 62 He drew what he considered to be the relevant distinction between obligations ‘central to the fulfilment of the common interest underlying the Genocide Convention’, which he would characterise as obligations erga omnes partes, and those ‘markedly peripheral’ to such an objective.Footnote 63 It was not necessary, in the opinion of the Judge ad hoc, for the Court to have ‘elaborate[d] in more detail on what it takes for an obligation, enshrined in a convention, to “transcend the sphere of bilateral relations of the States parties” so as to acquire an erga omnes partes character’.Footnote 64 As in Belgium v Senegal, Judge Xue objected that ‘the notions of obligations erga omnes or erga omnes partes were not established in general international law’ at the time of the drafting of the Genocide Convention and that their enforcement by States Parties other than an injured State Party could not have been intended by the drafters.Footnote 65 She was also concerned, more generally, that ‘such common interest’, and thus obligations erga omnes partes, ‘could equally be identified in many other conventions relating, for example, to human rights, disarmament and [the] environment’.Footnote 66
The common interest in compliance with the obligations erga omnes partes contained in the Torture Convention and Genocide Convention, respectively, was affirmed in the ICJ’s orders indicating provisional measures in Canada and the Netherlands v Syria Footnote 67 and South Africa v Israel.Footnote 68 As before, in neither instance did the Court specify whether such a characterisation applied to all the obligations arising under the relevant treaty and, if not, to which obligations such a characterisation did apply. Judge Xue, consistently with her earlier position, did not consider that the ‘common interest’ of States Parties to the Torture Convention gave the applicant States in Canada and the Netherlands v Syria the entitlement to institute the proceedings.Footnote 69 In contrast, in South Africa v Israel, the same judge considered that when it came to ‘a protected group such as the Palestinian people, it is least controversial that the international community has a common interest in its protection’.Footnote 70 In her view, ‘this is the very type of case where the Court should recognize the legal standing of a State party to the Genocide Convention to institute proceedings on the basis of erga omnes partes’.Footnote 71
2.2. The importance of the rights underlying relevant obligations
In the Barcelona Traction case, the ICJ did not stop at describing obligations erga omnes as obligations ‘towards the international community as a whole’, which are ‘the concern of all States’.Footnote 72 The Court explained further that it was ‘[i]n view of the importance of the rights involved’ that ‘all States can be held to have a legal interest in their protection’.Footnote 73 It gave as examples obligations ‘deriv[ing] … from the outlawing of acts of aggression, and of genocide, and also from the principles and rules concerning the basic rights of the human person, including protection from slavery and racial discrimination’.Footnote 74 While some ‘corresponding rights of protection’ had, in the Court’s view, ‘entered into the body of general international law’, ‘others [we]re conferred by international instruments of a universal or quasi-universal character’.Footnote 75 Notably, the Court avoided any reference to peremptory norms of international law, whose inclusion in the Vienna Convention on the Law of Treaties was, at the time, new and somewhat controversial.Footnote 76 That the Court characterised obligations erga omnes by reference to the importance of the rights underlying them was also the understanding within the ILC.Footnote 77
What may well have been a passing remark the Court saw fit to make in the aftermath of the South West Africa cases has since become an integral part of its articulation of obligations erga omnes and erga omnes partes.Footnote 78 The reference to ‘the importance of the rights involved’ to describe obligations erga omnes was recalled over 30 years later in the advisory opinion in The Wall, on which basis the Court concluded that the obligations erga omnes breached by Israel included the obligation ‘to respect the right of the Palestinian people to self-determination’ and ‘certain … obligations under international humanitarian law’.Footnote 79 The Court further justified its characterisation of relevant obligations under international humanitarian law as obligations erga omnes on the basis that they are ‘so fundamental to the respect of the human person’ and ‘constitute intransgressible principles of international customary law’, a description it had previously given to such obligations in the Nuclear Weapons advisory opinion,Footnote 80 and which it repeated in its recent Palestine advisory opinion.Footnote 81 Judge Higgins, while sceptical of the majority’s characterisation of these obligations as obligations erga omnes,Footnote 82 nevertheless agreed that ‘there are certain rights in which, by reason of their importance, “all states have a legal interest in their protection”’.Footnote 83
Subsequent cases in which the common interest in compliance with obligations erga omnes or erga omnes partes was invoked also referred to the importance of the rights corresponding to relevant obligations to do so, even where the treaties in question did not actually confer any such rights on individuals or groups.Footnote 84 The Belgium v Senegal decision described the legal interest of States Parties to the Torture Convention in ‘the protection of the rights involved’, citing the Barcelona Traction dictum on the point.Footnote 85 This language was recalled again vis-à-vis the Torture Convention in the order indicating provisional measures in the ongoing case of Canada and the Netherlands v Syria.Footnote 86 The Palestine advisory opinion, like The Wall advisory opinion, repeated the Barcelona Traction reference to ‘the importance of the rights involved’Footnote 87 and concluded that the obligations erga omnes violated by Israel included:
the obligation to respect the right of the Palestinian people to self-determination and the obligation arising from the prohibition of the use of force to acquire territory as well as certain of its obligations under international humanitarian law and international human rights law.Footnote 88
For the Court, ‘a great many of the rules’ of the Geneva Convention relative to the Protection of Civilian Persons in Times of War in particular are ‘so fundamental to the respect of the human person, and elementary considerations of humanity’, that they ‘constitute intransgressible principles of international customary international law’ and ‘incorporate obligations which are essentially of an erga omnes character’.Footnote 89
In some cases, individual judges described obligations erga omnes or obligations erga omnes partes as obligations protecting important values rather than, or alongside, important rights. In her declaration appended to the Chagos Archipelago advisory opinion, Judge Xue emphasised ‘the paramount importance of the principle of self-determination’, which was ‘reflected in its erga omnes character’.Footnote 90 For Judge Robinson, writing in the same context, the examples of obligations erga omnes given by the Court in its Barcelona Traction dictum ‘[i]ndicate[d] that the essence of obligations erga omnes is that they protect the fundamental values of the international community, such as those relating to respect for the inherent dignity and worth of the human person, the prohibition of aggression and genocide’.Footnote 91 Similarly, in The Gambia v Myanmar, Judge ad hoc Kreß considered that the erga omnes partes character of relevant obligations in the Genocide Convention was justified not merely by ‘the shared interest that all States parties have in the preservation of the legal régime established by a multilateral treaty’.Footnote 92 It was also relevant that ‘the Genocide Convention serves a much more pronounced common interest in that it recognizes and protects a fundamentally important common value’.Footnote 93
The Barcelona Traction reference to ‘the importance of the rights involved’ is the root of some unfortunate terminological and conceptual confusion in subsequent jurisprudence.Footnote 94 The Court has referred, on more than one occasion, to ‘rights erga omnes’ either in the place of, or alongside, ‘obligations erga omnes’.Footnote 95 The term ‘rights erga omnes’ was usually taken to refer to the interests of individuals or groups who were the beneficiaries of relevant obligations. In the East Timor case, Portugal argued, inter alia, that the rights allegedly breached by Australia were ‘rights erga omnes’, suggesting that this entitled it to require Australia ‘to respect them’ regardless of whether Indonesia had ‘conducted itself in a similarly unlawful manner’.Footnote 96 The Court used the same language when it confirmed that the right of peoples to self-determination, rather than any obligation arising out of it, ‘has an erga omnes character’.Footnote 97 Compounding the confusion, the Court referred, in the same figurative breath, to the irrelevance of ‘the nature of the obligations invoked’ when it affirmed the applicability to the case of the ‘indispensable third party’ rule.Footnote 98 The language of ‘rights erga omnes’ was recalled again in The Wall advisory opinion,Footnote 99 with the majority referring further, and in looser terms still, to ‘the character and the importance of the rights and obligations involved’.Footnote 100 The Court subsequently reverted to the language of ‘obligations erga omnes’ to describe the obligation to respect the right of peoples to self-determination in the Chagos Archipelago advisory opinion.Footnote 101 Only one judge in that case referred, as the Court had previously done, to the ‘erga omnes character’ of the ‘right of peoples to self-determination’.Footnote 102 Like the Chagos Archipelago advisory opinion, the more recent Palestine advisory opinion preferred the language of ‘obligations erga omnes’ to that of ‘rights erga omnes’.Footnote 103 As before, this did not dissuade individual judges from referring to ‘rights and obligations erga omnes’Footnote 104 and from characterising the right to self-determination as a ‘right erga omnes’.Footnote 105
Beyond the various inconsistent references to ‘obligations’ and ‘rights’ erga omnes, the importance of the rights underlying obligations owed erga omnes and erga omnes partes was also used by the ICJ to suggest that the breach of obligations erga omnes and erga omnes partes triggers obligations for States other than injured States. In The Wall advisory opinion, the Court, following its characterisation of relevant obligations as obligations erga omnes, referred to ‘the character and the importance of the rights and obligations involved’ to conclude that all States were under an obligation ‘not to recognize the illegal situation resulting from the construction of the wall’, ‘not to render aid or assistance in maintaining the situation’ and ‘to see to it that any impediment, resulting from the construction of the wall, to the exercise by the Palestinian people of its right to self-determination is brought to an end’.Footnote 106 In the Chagos Archipelago advisory opinion, the Court concluded, on the back of its characterisation of the obligation to respect the right to self-determination as an obligation erga omnes, that ‘all Member States must co-operate with the United Nations’ to give effect to ‘the modalities required to ensure the completion of the decolonization of Mauritius’.Footnote 107 The same approach was taken in the Palestine advisory opinion, wherein the Court concluded, again ‘in view of the character and importance of the rights and obligations involved’, that all States are obliged ‘not to recognize as legal the situation arising from the unlawful presence of Israel in the Occupied Palestinian Territory’, ‘not to render aid or assistance in maintaining the situation’ and ‘to ensure that any impediment resulting from the illegal presence of Israel in the Occupied Palestinian Territory to the exercise of the Palestinian people of its right to self-determination is brought to an end’.Footnote 108 Going beyond its previous jurisprudence, the Court also declared that, ‘in view of the serious breaches of obligations erga omnes’, ‘[t]he duty of non-recognition … applies to international organizations, including the United Nations’.Footnote 109 In yet another departure from its case law, elsewhere the Palestine advisory opinion declared that ‘in cases of foreign occupation … the right to self-determination constitutes a peremptory norm of international law’.Footnote 110 Given the Court’s references to both obligations erga omnes and peremptory norms, Judge Cleveland sought to make clear that it was the erga omnes nature of the obligations breached, rather than any peremptory status, that gave rise to obligations on the part of other States and the UN.Footnote 111 In her view, this is both ‘consistent with the Court’s prior case law’ and the ‘correct’ approach.Footnote 112
In contrast, other judges writing separately in the advisory opinions took the Court’s various references to ‘the character and the importance of the rights and obligations involved’ as references to their peremptory status.Footnote 113 Some judges also took issue, in principled terms, with what they saw as the Court’s reliance on the character of the obligations breached as obligations erga omnes or erga omnes partes to support the existence of obligations for other States and, as per the Palestine advisory opinion, international organisations. Judge Higgins, in her separate opinion in The Wall, objected to the majority’s invocation of the Barcelona Traction dictum ‘for more than it can bear’, explaining that the concept of obligations erga omnes discussed therein had ‘nothing to do with imposing substantive obligations on third parties to a case’.Footnote 114 The articulation of obligations erga omnes in the Barcelona Traction case had, in her view, been ‘directed to a very specific issue of jurisdictional locus standi’.Footnote 115 Judge Kooijmans hinted at the same concern.Footnote 116 For Judge Cançado Trindade, writing separately in the Chagos Archipelago advisory opinion, the Court should not have referred ‘only to obligations erga omnes without focusing and elaborating on jus cogens wherefrom they ensue’.Footnote 117 It was necessary, in his view, to ‘elaborate [the Court’s] reasoning on jus cogens (not only obligations erga omnes) and its legal consequences’.Footnote 118 Judges Sebutinde and Robinson, each writing separately to the same opinion, were more explicit in drawing the link between the serious breach of a peremptory norm of international law, rather than the breach of an obligation erga omnes or erga omnes partes, and relevant consequences for other States.Footnote 119
Most recently, in the context of the Palestine advisory opinion, Judge Gómez Robledo, recalling Article 41 ARSIWA, regretted that the Court did not ‘directly establish[] the link between the finding that the right to self-determination has the status of a peremptory norm and the consequences of its violation’.Footnote 120 The ‘hierarchically higher’ status of the right to self-determination was not, in his view, founded in the fact that the right gave rise to obligations erga omnes.Footnote 121 Likewise, Judge Tladi, who had been the ILC’s Special Rapporteur on peremptory norms, lamented that the Court did not ‘pronounce itself clearly on the peremptory status of norms that are widely accepted as having that character’ and instead invoked ‘the related but distinct concept of erga omnes’.Footnote 122 The Court’s resort to obligations erga omnes gave Judge Tladi ‘cause for pause’, since ‘this language might suggest that the obligations for third States … flow not from the peremptory status of the right of self-determination but rather from the erga omnes character of the obligations breached’.Footnote 123 For Judge Tladi, the majority’s approach was ‘based on a complete miscomprehension of the relationship between peremptory norms and erga omnes obligations’ and was contrary to the views of States, the ILC and the scholarship.Footnote 124 In his view, ‘[t]he erga omnes character of an obligation’, which entitles States other than injured States to invoke responsibility for a breach, is ‘a consequence of the nature of the norm from which the obligation arises’.Footnote 125 It ‘does not itself create obligation [sic] on third States’.Footnote 126 Were this the case, breaches of obligations erga omnes and erga omnes partes concerning common spaces, in addition to those with ‘primarily humanitarian objectives’, could give rise to ‘the threefold duties of non-recognition, non-assistance and co-operation’ on the part of other States.Footnote 127
2.3. The gap in the enforcement by injured States of relevant obligations
The Barcelona Traction dictum relied explicitly on ‘the importance of the rights involved’ to conclude that ‘all States can be held to have a legal interest in the[] protection’ of obligations erga omnes.Footnote 128 Yet the same dictum could also be taken to reflect a different characterisation of obligations erga omnes, based on the structure of their performance. This latter characterisation is supported by the Court’s drawing of ‘an essential distinction’ between obligations in the field of diplomatic protection and obligations erga omnes.Footnote 129 While obligations relating to diplomatic protection give rise to bilateral obligations between States, obligations erga omnes are non-synallagmatic or ‘non-bilateralisable’.Footnote 130 When it comes to the latter, the conduct in performance of the obligation towards one State also fulfils the obligation towards all the others.Footnote 131 Conversely, the breach of the obligation towards one State necessarily involves the breach of the obligation towards all the others.Footnote 132 ILC members like Special Rapporteur Arangio-Ruiz specifically endorsed this articulation of obligations erga omnes rather than the assessment of ‘the importance of the rights involved’:Footnote 133
the concept of erga omnes obligation is not characterized by the importance of the interest protected by the norm (as is typical of jus cogens) but rather by the ‘legal indivisibility’ of the content of the obligation, namely by the fact that the rule in question provides for obligations which bind simultaneously each and every State concerned with respect to all the others.Footnote 134
Like his predecessor, Special Rapporteur Crawford was reluctant to describe obligations erga omnes as ‘necessarily imperative or of fundamental importance to the international community’.Footnote 135
Whatever the judges of the ICJ may have intended in drawing a line between obligations in the field of diplomatic protection and obligations erga omnes, and whatever the view preferred within the ILC, many of the obligations recognised by the Court to be obligations erga omnes in the Barcelona Traction dictum, such as the prohibition of aggression,Footnote 136 are ‘perfectly bilateralisable’.Footnote 137 Nor does the subsequent jurisprudence clearly support an understanding of obligations erga omnes or erga omnes partes based on their non-synallagmatic nature. The Court has done no more than indicate, in relation to obligations erga omnes partes, that relevant obligations are owed ‘by any State party to all the other States parties’.Footnote 138 Only Judge Tladi, writing separately in the Palestine advisory opinion, additionally described obligations erga omnes as encompassing both obligations with underlying humanitarian objectives and ‘[o]bligations arising from customary international law norms concerning common spaces’,Footnote 139 in the latter case ‘because of their very character as not being capable of being owed bilaterally’.Footnote 140
Notwithstanding the absence of any formal endorsement by the ICJ of the non-synallagmatic nature of obligations erga omnes and erga omnes partes, or the ‘structural approach’ to articulating such obligations,Footnote 141 the Court has acknowledged more than once that the structure of performance of certain obligations is such that their breach will not necessarily injure another State, precluding, in turn, the enforcement of such obligations by an injured State. Since the South West Africa cases, this fact has been used by the Court to categorise certain obligations as obligations erga omnes partes or to support the standing of States other than injured States to invoke responsibility in the event of the breach of relevant obligations. Setting aside the views expressed by some judges, this approach was not taken by the Court in relation to obligations erga omnes.
When dismissing the South West Africa cases, the Court engaged with, but ultimately rejected, the argument that if the Member States of the League of Nations were not entitled individually to seek the performance of South Africa’s mandate for South West Africa, there would be ‘no entity’ entitled to do so.Footnote 142 For the majority, it was impermissible to remedy this reality by ‘postulat[ing] the existence of … rights’ in order to avoid a gap in the enforceability of South Africa’s obligations.Footnote 143 The Court declined the task of ‘filling in the gaps’ since, in its view, ‘[r]ights cannot be presumed to exist merely because it might seem desirable that they should’.Footnote 144 Support for the argument was nevertheless seen in the dissenting opinion of Judge Koo, who endorsed the entitlement of Member States of the League of Nations ‘to invoke, in the last resort, judicial protection of the sacred trust’.Footnote 145 Similarly, Judge Mbafeno regretted that ‘[t]he Court’s interpretation of the Mandate, pursued to its logical conclusion, le[ft] the Mandatory without any enforceable obligations’ in relation to the provisions in question.Footnote 146
Expressing similar dissatisfaction with gaps in the enforcement of obligations under international humanitarian law and international human rights law, Judge Simma, writing separately in the DRC v Uganda case, considered that Uganda in principle enjoyed standing in respect of its counterclaim alleging violations by the Democratic Republic of the Congo of obligations vis-à-vis non-Ugandan nationals. He described various obligations contained in the International Covenant on Civil and Political Rights, the African Charter on Human and Peoples’ Rights and the Torture ConventionFootnote 147 as ‘instances par excellence of obligations that are owed to a group of States … and are established for the protection of a collective interest of the States parties’.Footnote 148 In Judge Simma’s view, ‘at least the core of the obligations deriving from international humanitarian law and human rights law are valid erga omnes’.Footnote 149 Writing in his academic capacity, he explained that ‘the very raison d’être of at least certain obligations erga omnes’,Footnote 150 whose breach does not necessarily give rise to injury, implies that States other than injured States must be entitled to invoke the responsibility of the wrongdoing State, ‘so as to make the most important community interests enforceable’.Footnote 151
In the apparent reversal of its position in South West Africa, the Court, on two subsequent occasions, invoked the necessity of ensuring the enforceability of obligations erga omnes partes in multilateral treaties to support its endorsement of the standing of States Parties in the event of a breach and in the absence of injury. In Belgium v Senegal, the Court explained that, were a special interest required for the purpose of ‘mak[ing] a claim concerning the cessation of an alleged breach’ of the obligations erga omnes partes contained in the Torture Convention, ‘in many cases no State would be in the position to make such a claim’.Footnote 152 Accordingly, ‘any State party to the Convention may invoke the responsibility of another State party with a view to ascertaining the alleged failure to comply with its obligations erga omnes partes … and to bring that failure to an end’.Footnote 153 Judge Donoghue, in her declaration, agreed that ‘the obligations at issue could be entirely hollow unless they are obligations erga omnes partes’.Footnote 154 Conversely, Judge Xue was sceptical of the need to permit States Parties to the Torture Convention other than those with a special interest in compliance to institute contentious proceedings before the Court. In her view, the compliance mechanisms set out in the Torture Convention are meant precisely to address the enforcement of treaty obligations.Footnote 155 More recently, Judge Xue also expressed concern that such a ‘policing role’ for States Parties to the Torture Convention would be exercised in a ‘selective and biased manner’.Footnote 156
The same gap-filling logic was used by the majority in The Gambia v Myanmar to reject Myanmar’s argument that only a State Party with a special interest in compliance was entitled to bring a case against it under the Genocide Convention. In language similar to that used in Belgium v Senegal, the Court declared that:
Responsibility for an alleged breach of obligations erga omnes partes under the Genocide Convention may be invoked through the institution of proceedings before the Court, regardless of whether a special interest can be demonstrated. If a special interest were required for that purpose, in many situations no State would be in a position to make a claim.Footnote 157
The Court pointed to the fact that ‘victims of genocide are often nationals of the State allegedly in breach of its obligations erga omnes partes’, hinting that, in the event of such a breach, no other State Party would be injured and in a position to institute proceedings.Footnote 158 At the same time, the Court seemed to indicate that, were another State to have been specially affected by Myanmar’s alleged breach, this would ‘not preclude The Gambia’s standing’.Footnote 159 Judge ad hoc Kreß, writing separately, considered that ‘it would have been wrong had the Court … left the fundamental community interest at issue … without the judicial protection which is due to it under the applicable law’.Footnote 160 Considering the insufficiency of the enforcement of certain obligations erga omnes or erga omnes partes by a State with a special interest in compliance, the Judge ad hoc proposed the division of obligations erga omnes and erga omnes partes into two subsets. The first subset encompassed obligations in respect of which ‘the collective interest at stake is mediated through the special legal interest of at least one State’.Footnote 161 That is, for obligations such as the prohibition of the use of force (presumably taken to be an obligation owed erga omnes or erga omnes partes), ‘the collective interest comes into play through the violation of the special legal interest of at least one direct victim State’.Footnote 162 The second subset included obligations, such as the prohibition of genocide, in respect of which ‘the collective interest … is not mediated through the special legal interest of any State’.Footnote 163 In the event of the breach of such an obligation, Judge ad hoc Kreß explained that ‘no State is in a position to dispose of the relevant collective interest completely’.Footnote 164 He did not specify, however, whether acts of genocide attributable to one State and directed at a group comprising the nationals of another State would, like the prohibition of the use of force, be obligations in respect of which ‘the collective interest comes into play through the violation of the special legal interest of at least one direct victim State’.Footnote 165 Judge Xue, for her part, considered that the permissibility of reservations to the Genocide Convention, including to exclude the application of the treaty’s compromissory clause,Footnote 166 ‘could also lead to many situations where no State party would be in a position to make a claim before the Court against another State party who has made a reservation to the jurisdiction of the Court’.Footnote 167 Such reservations did not, in her view, ‘prejudice[] the common interest of the States parties to the Convention’; they only ‘exclude[d] a particular method of settling a dispute’ arising under the Convention.Footnote 168
Notably, the gap-filling logic proposed by the Court in Belgium v Senegal and The Gambia v Myanmar was not seen in the Australia v Japan case, brought by Australia with a view to ‘uphold[ing] its collective interest’ in Japan’s compliance with its obligations under the International Convention for the Regulation of Whaling and decided by the Court not long after Belgium v Senegal.Footnote 169 Barring a clarification sought during oral proceedings, the question of Australia’s standing to bring the case was not raised.
3. The implications of the ICJ’s approaches to the articulation of obligations erga omnes and erga omnes partes
The ICJ has consistently relied on the common interest of the international community as a whole or a group of States in the performance of relevant obligations to affirm their status as obligations erga omnes and erga omnes partes, respectively.Footnote 170 In the fulfilment of this requirement, the Court has emphasised ‘the importance of the rights involved’, although it is not always clear whose rights—those of other States, individuals or groups—are weighed in the assessment.Footnote 171 In Belgium v Senegal and The Gambia v Myanmar, the Court alluded further to the gap that would be left in the enforcement of obligations whose breach does not necessarily cause injury to support their characterisation as obligations erga omnes partes.Footnote 172 The Court did not make clear, however, whether this rationale alone could suffice to justify such a characterisation, and in no case was it required to clarify whether the logic applied equally to obligations erga omnes. These various indications suggest that obligations erga omnes and erga omnes partes continue to ‘defy clear-cut classifications’.Footnote 173
The following discussion considers the implications of the Court’s articulation of obligations erga omnes and erga omnes partes for the identification of such obligations going forward. First, the case law to date leaves unclear how extensive the Court understands the classes of obligations erga omnes and erga omnes partes to be. As such, the various justifications offered by the Court to support its characterisation of obligations as obligations erga omnes or erga omnes partes could be invoked more widely or more restrictively than may be anticipated (Section 3.1). Second, the Court’s reliance on the common interest of States Parties in compliance with multilateral treaties is no indication of which of the obligations contained therein are obligations erga omnes partes. Unless the Court considers every obligation contained in such treaties to be owed erga omnes partes, additional qualification of treaty obligations is needed to support such a characterisation (Section 3.2).
3.1. Implications for the breadth of the classes of obligations erga omnes and erga omnes partes
Besides demonstrating a common interest in compliance with obligations erga omnes and erga omnes partes—an easily satisfied requirement,Footnote 174 consistently affirmed by the ICJFootnote 175 —the use of two further grounds for characterising obligations as obligations erga omnes or erga omnes partes, namely the assessment of ‘the importance of the rights involved’Footnote 176 and the absence of injury in the event of a breach, indicates that, in the view of the Court:
the rules which impose obligations erga omnes perform not only the function of protecting absolute and ‘supreme’ values of the international community … but also the wider role of making it possible, through the collective action of states, to protect goods and values that might otherwise be ineligible for protection’.Footnote 177
Beyond the assessment of the common interest, which of these two approaches is used to affirm an obligation’s status as erga omnes or erga omnes partes, or their application cumulatively to this end, determines how narrowly or widely the classes of obligations erga omnes and erga omnes partes are construed. Different approaches to obligations erga omnes and obligations erga omnes partes might also be suggested. One commentator, for example, proposes to define obligations erga omnes by reference to the importance of the rights involved and obligations erga omnes partes by their non-synallagmatic nature. On this view, obligations erga omnes ‘exist as such because of the community interest in their fulfilment—by reason of the “importance of the rights involved”’.Footnote 178 In contrast, obligations erga omnes partes are obligations ‘of such a structure that their breach would not result in an injured State’.Footnote 179 To be sure, the Barcelona Traction dictum, in its reliance on ‘the importance of the rights involved’, referred only to obligations erga omnes and not obligations erga omnes partes.Footnote 180 Yet the reference in substance included obligations ‘conferred by international instruments of a universal or quasi-universal character’.Footnote 181 The Court’s description of obligations erga omnes partes in contemporary practice, moreover, suggests the relevance in that context too of ‘the importance of the rights involved’.Footnote 182 Conversely, the Court’s reliance on the non-synallagmatic nature of certain obligations has to date been limited to its articulation of obligations erga omnes partes,Footnote 183 but there is no clear reason to apply the logic only to obligations owed to a group of States and not to all States. As such, the following discussion considers the implications of each approach for the characterisation of both obligations erga omnes and obligations erga omnes partes.
3.1.1. The importance of the rights underlying relevant obligations
The Barcelona Traction dictum, endorsed in subsequent jurisprudence,Footnote 184 suggested the consideration of ‘the importance of the rights involved’ in respect of relevant obligations to conclude that ‘all States can be held to have a legal interest in their protection’.Footnote 185 Accordingly, obligations ‘deriv[ing] … from the outlawing of acts of aggression, and of genocide, and also from the principles and rules concerning the basic rights of the human person, including protection from slavery and racial discrimination’,Footnote 186 obligations arising from the right of peoples to self-determination,Footnote 187 obligations relating to the prohibition of tortureFootnote 188 and certain obligations under international humanitarian law are considered by the Court to be owed erga omnes or erga omnes partes, as the case may be.Footnote 189
Consistently with this rationale, peremptory norms of international law are widely considered to give rise to obligations erga omnes.Footnote 190 Accordingly, it might be suggested that the ICJ’s repeated reference to ‘the importance of the rights’ underlying relevant obligations is simply a reference to the peremptory status of the norms from which such obligations derive.Footnote 191 As one commentator observes, obligations erga omnes and peremptory norms ‘pertain to the same overarching idea—namely, the protection of (particularly important) community interests’.Footnote 192 Indeed, the ‘essential characteristics’Footnote 193 of peremptory norms are that they ‘reflect and protect fundamental values of the international community’.Footnote 194 Yet nowhere does the Court or even the ILC suggest that obligations erga omnes are restricted to obligations arising from peremptory norms.Footnote 195 For its part, the Court has avoided making any reference whatsoever to peremptory norms when identifying obligations erga omnes and certainly not when identifying obligations erga omnes partes. It was perhaps for this reason that Special Rapporteur Crawford, writing on the Barcelona Traction dictum in his academic capacity, regretted that ‘the Court added to the armoury of multilateralism but in a confusing way, since all the examples it gave of “obligations … towards the international community as a whole” could equally have been taken as examples of peremptory norms’.Footnote 196 In short, any assessment by the Court of ‘the importance of the rights’ underlying relevant obligations to support their characterisation as obligations erga omnes or erga omnes partes cannot be taken to require the assessment of the peremptory nature of the norms from which such obligations arise.Footnote 197
If the peremptory status of a norm is not the basis for concluding that an obligation is owed erga omnes, the assessment of ‘the importance of the rights involved’ to identify an obligation erga omnes or erga omnes partes must be carried out by reference to some other benchmark of importance.Footnote 198 Any such assessment of importance is likely to create further confusion between peremptory norms of international law, on the one hand, and obligations erga omnes and erga omnes partes, on the other.Footnote 199 Such an assessment is also necessarily subjectiveFootnote 200 and calls for the difficult drawing of lines between obligations in such regimes as international human rights lawFootnote 201 and international humanitarian law.Footnote 202 The task is made more difficult still by the lack of clarity in the Court’s practice as to whose rights—those of other States or the individual or group beneficiaries of the obligations—are weighed in the assessment, particularly where no such rights are vested under customary or conventional international law.Footnote 203 It was perhaps some or all of these considerations that prompted one ILC report to caution that obligations erga omnes are ‘not necessarily distinguished by the importance of their substance’.Footnote 204
3.1.2. The gap in the enforcement by injured States of relevant obligations
Aside from the requirement of the importance of the rights underlying relevant obligations is the Court’s suggestion in Belgium v Senegal and The Gambia v Myanmar that, but for their characterisation as obligations erga omnes partes, certain obligations would be unenforceable, since ‘no State would be in the position to make … a claim’.Footnote 205 That breaches of certain obligations erga omnes and erga omnes partes, or certain kinds of breaches of obligations erga omnes and erga omnes partes, do not give rise to injury was also recognised by the ILC.Footnote 206 The commentary to the ARSIWA notes that, ‘[i]n case of breaches of obligations under article 48, it may well be that there is no State which is individually injured by the breach’.Footnote 207 Although preferring a wider definition of injury than that ultimately adopted by the ILC, Special Rapporteur Arangio-Ruiz expressly endorsed a gap-filling logic when arguing that ‘once redress’ for the breach of an obligation erga omnes ‘has been obtained for all … through the action of one or more of the injured parties, any further measures would serve no legitimate purpose’.Footnote 208
In Belgium v Senegal and The Gambia v Myanmar, the Court effectively limited its application of this logic to obligations it recognised as obligations erga omnes partes based on the common interest of States Parties in compliance with the relevant treatyFootnote 209 and, in Belgium v Senegal, the importance of the rights underlying the relevant obligations.Footnote 210 The fact of a ‘victimless’ breachFootnote 211 could—taken together with the existence of a common interest in compliance—support the characterisation of an obligation as one owed erga omnes or erga omnes partes, entitling States other than injured States to standing in the event of a breach. Unless qualified by an additional assessment of the importance of underlying rights, this gap-filling rationale would include as obligations erga omnes and erga omnes partes a much wider range of obligations than those identified by the Court to date, entitling States other than injured States to standing in the event of a breach.Footnote 212
The obligations characterised as obligations erga omnes or erga omnes partes on this basis would encompass two subsets. First, as Judge Tladi suggested,Footnote 213 it would include obligations whose breach is unlikely to ever injure another State, such as obligations for the preservation of shared resources or areas beyond national jurisdictions. At the ILC, Special Rapporteur Crawford gave as examples of such obligations ‘certain obligations erga omnes in the environmental field, e.g. those involving injury to the “global commons”’.Footnote 214 So too did Special Rapporteur Arangio-Ruiz describe obligations ‘related to environmental protection in outer space or in any area where contamination or pollution would affect the whole planet’ as obligations erga omnes.Footnote 215 The ILC, in its later work on peremptory norms, affirmed that ‘certain rules relating to common spaces … may produce erga omnes obligations’.Footnote 216 Many commentators agree that breaches of obligations for ‘the protection of the environment of an area which is not subject to the sovereignty of any State’, such as the high seas, the AreaFootnote 217 or the atmosphere, are unlikely to cause injury.Footnote 218 Consistently with the Court’s practice to date, the common interest in compliance with such obligations, combined with the need to fill a gap in their enforcement, could support their characterisation as obligations erga omnes or erga omnes partes, as the case may be.
Second, the use of a gap-filling logic includes obligations whose breach would, in some instances, injure one or more States, but in others will not do so.Footnote 219 This somewhat pragmatic articulation of obligations erga omnes and erga omnes partes ties the character of the obligation to the character of the breach.Footnote 220 Commentators explain, for example, that a State may be responsible for genocidal acts against members of a group comprising the nationals of another State or against members of a group within a State’s own population.Footnote 221 In the latter case, the breach of the obligation would preclude injury to any other State. Beyond human rights obligations, such an approach would support the characterisation of a variety of obligations in ‘treaties involving undertakings to conform to certain standards and conditions’,Footnote 222 such as obligations for the protection of the environment within a State’s jurisdiction,Footnote 223 as obligations erga omnes partes.Footnote 224
3.2. Implications for the identification of obligations erga omnes partes in multilateral treaties
The various points of jurisprudential inconsistency notwithstanding, the ICJ has been consistent in its articulation of obligations erga omnes and erga omnes partes by reference to the common interest of ‘the international community as a whole’Footnote 225 or a group of States,Footnote 226 as the case may be, in compliance with relevant obligations.Footnote 227 When it comes specifically to the obligations erga omnes partes contained in multilateral treaties, the Court has not, since the South West Africa cases, required the express articulation of such a legal interest. Instead, the common interest of the States Parties in the performance of relevant obligations was inferred by the Court from its assessment of the object and purpose of the treaty at issue.Footnote 228
The sufficiency of characterising treaty obligations as obligations erga omnes partes by reference to the common interest of States Parties, as reflected in the object and purpose of a treaty, is doubtful.Footnote 229 First, there is a risk of any and every multilateral treaty being characterised as one established for the protection of the common interest of its States Parties and therefore as a treaty encompassing obligations erga omnes partes. As one commentator rightly asks: ‘[w]hich international obligations are not in some sense “established for the protection of a collective interest”?’Footnote 230 Moreover, the practice leaves unclear whether, in the case of a multilateral treaty whose object and purpose is said to reflect the common interest of its States Parties, all the obligations contained therein are necessarily obligations erga omnes partes, the breach of which entails all relevant consequences in the law of State responsibility, entitles States Parties to have standing before the Court even in the absence of injury on their part and implies further consequences for the Court’s procedure.Footnote 231 Judges ad hoc Sur and Kreß, writing separately in different cases, were both of the view that not every obligation contained in a multilateral treaty reflecting the common interest of its States Parties is necessarily an obligation erga omnes partes.Footnote 232 For Judge ad hoc Sur, dissenting in Belgium v Senegal, the ‘nature’ of a multilateral treaty like the Torture Convention is insufficient in itself to justify the characterisation of the obligations contained therein as obligations erga omnes partes.Footnote 233 Nor should the consideration of the object and purpose of the treaty supersede other relevant considerations, in particular, the interpretation of the obligations allegedly breached.Footnote 234 In The Gambia v Myanmar, Judge ad hoc Kreß qualified the majority’s reliance on the object and purpose of the Genocide Convention to characterise relevant obligations as obligations erga omnes partes, suggesting that only obligations ‘central to the fulfilment of the common interest’ underlying the Convention, and not those ‘markedly peripheral’ to such an objective, could be described as such.Footnote 235 Commentators agree that not every obligation in a multilateral treaty reflecting the common interest of its States Parties is an obligation erga omnes partes.Footnote 236
The existence of a common interest among the States Parties to a multilateral treaty is indeed of little assistance in assessing whether a particular obligation contained in such a treaty is an obligation erga omnes partes.Footnote 237 With insufficient guidance from the Court, however, it remains unclear how to undertake such an assessment. One approach is to argue, by analogy, that only obligations qualitatively comparable to those already characterised by the Court as obligations erga omnes partes are obligations erga omnes partes. In Belgium v Senegal, these were the obligation of a State Party to ‘immediately make a preliminary inquiry into the facts’ when ‘a person alleged to have committed’ relevant offences is in its territoryFootnote 238 and, where the State does not extradite him or her, the obligation to prosecuteFootnote 239 such a person.Footnote 240 For Judge ad hoc Kreß, if not also the majority in the decision on preliminary objections in The Gambia v Myanmar, ‘the obligations said by The Gambia to have been violated by Myanmar’ under the Genocide Convention are also obligations erga omnes partes.Footnote 241 This includes the obligation to prevent and punish the crime of genocide, the prohibition of relevant acts of genocide, the obligation to punish acts of genocide, the obligation to enact relevant legislation under municipal law and the obligation to prosecute persons ‘charged with genocide’ before a competent tribunal.Footnote 242 Some commentators include, by extension, comparable obligations relating to ‘core offenses’ under other multilateral treaties.Footnote 243
While pragmatic, such an approach risks being overly restrictive in light of the limited case law on the point and, in any event, ‘the demarcation of conventional obligations that are erga omnes from those that are not … requires a principled distinction’.Footnote 244 Reflecting the incoherence in the Court’s articulation of obligations erga omnes and erga omnes partes, scholarly suggestions as to how to assess whether an obligation contained in a multilateral treaty is an obligation erga omnes partes either call for the weighing of the importance of an obligation for the fulfilment of the object and purpose of the treaty or rely on the non-synallagmatic nature of the obligation.Footnote 245 Representing the first approach are those who, like Judge ad hoc Kreß,Footnote 246 ask whether relevant obligations ‘are essential to fulfilling the aim of the treaty’.Footnote 247 These commentators propose an assessment of whether the provision in question is ‘relevant’ to the common interest reflected in the treaty,Footnote 248 variously describing obligations erga omnes partes as ‘obligations that would defeat the “object and purpose” of the treaty’,Footnote 249 obligations which ‘go to the fundamental purpose of the treaty’Footnote 250 and obligations ‘incorporated to achieve th[e] common interest’ underlying the treaty.Footnote 251 In line with this approach, commentators conclude, for example, that ‘reporting obligations’ contained in relevant treaties do not qualify as obligations erga omnes partes.Footnote 252 Committed to the second approach are those who, like Judge Tladi,Footnote 253 consider the non-synallagmatic structure of performance of obligations relevant to their characterisation as obligations erga omnes partes.Footnote 254 Even commentators who, in principle, support the identification of obligations erga omnes partes by reference to their centrality to the object and purpose of the treaty recognise, against the backdrop of the Court’s recent practice, some place for a gap-filling rationale vis-à-vis non-synallagmatic obligations. The admission is made in particular in the context of multilateral human rights treaties, which impose obligations on States Parties in respect of conduct within their own jurisdictions and whose breach is unlikely, in many instances, to cause injury to any other State Party.Footnote 255
Without sufficient clarity from the Court, some commentators employ a combination of rationales to justify the erga omnes partes status of obligations.Footnote 256 Others introduce policy considerations to rule out the characterisation of certain obligations, such as procedural obligations,Footnote 257 as obligations erga omnes partes because doing so would be ‘unimaginable’Footnote 258 or have ‘far-reaching effects’Footnote 259 in terms of the breadth of the entitlement to standing on the part of non-injured States Parties.
In the end, it is insufficient to characterise obligations erga omnes partes by reference to the common interest of States Parties to a multilateral treaty, but how to do so remains unclear. On the one hand, identifying obligations erga omnes partes by assessing the importance of the obligation to the fulfilment of the object and purpose of a multilateral treaty leaves room for judgment, which might be exercised by the Court to circumscribe what would otherwise constitute an unwieldy set of obligations erga omnes partes contained in relevant treaties. On the other hand, it cannot be denied that the performance of certain multilateral treaty obligations is owed collectively by each State Party to all the others, rather than to each of them bilaterally. The need to ensure the enforceability of such obligations supports their characterisation as obligations erga omnes partes. It remains for the Court to determine the implications of this reality, both in the context of multilateral treaties and for the characterisation of obligations erga omnes.
4. Conclusion
Characterising an obligation as an obligation erga omnes or erga omnes partes is essential to assessing the permissibility of a State’s invocation of responsibility for its breach by another State in the absence of injury, including through the institution of contentious proceedings before the ICJ. Such a characterisation may also have implications for the Court’s procedure. In practice, the Court has consistently identified obligations erga omnes and erga omnes partes by reference to the common interest in their performance, while at times making additional reference to the importance of the rights underlying them and, to a lesser extent, their non-synallagmatic nature, which in some contexts implies no injury to another State. Such an incoherent approach is unsatisfactory. The existence of a common interest in compliance is not always sufficient to characterise an obligation as one owed erga omnes or erga omnes partes, in particular when assessed by reference to the object and purpose of a multilateral treaty. The inconsistent resort to additional justifications, moreover, introduces uncertainty as to how narrowly or widely the Court construes obligations erga omnes and erga omnes partes. Without clarity as to which justification, or combination of justifications, supports the character of an obligation as ‘erga omnes’ or ‘erga omnes partes’, the Court retains wide discretion in the identification of such obligations and the question of their enforcement remains unsettled.
Acknowledgements
I am grateful to Roger O’Keefe and others for the helpful discussion of this subject at the ‘Bocconi Conversations in International Law’ seminar held at Bocconi University in Milan on 7 June 2024.