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The indivisibility of the French republic as political theory and constitutional doctrine

Published online by Cambridge University Press:  01 December 2015

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Abstract

Indivisibility of the French republic – sovereignty and French republicanism – universalism in French political thought – spatial and social dimensions of the indivisibility doctrine – indivisibility and identity-based classifications – Dilution of the indivisibility doctrine – a crisis of French universalism

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Articles
Copyright
Copyright © The Authors 2015 

‘Does great genius not lie in distinguishing those cases where uniformity is required from those where there is need for difference … If the people follow the laws, what matter if the laws are the same?’

– Montesquieu, Spirit of the Laws (1748)Footnote 1

‘La France est un tout qui se suffit à lui-même.’

– Abbé Grégoire, October 22, 1792Footnote 2

Introduction

Article 1 of the French Constitution of 1958 declares France to be ‘an indivisible, secular, democratic and social republic’. The indivisibility principle can be considered a central tenet of France’s republican identity, and indeed it enjoys something of a mythological status in French constitutional history as an integral part of the ideological inheritance of the revolution.Footnote 3 At first glance, there is nothing remarkable in a constitutional affirmation of political unity or territorial integrity – similar principles are found in other European constitutions.Footnote 4 However, the distinctiveness of the French principle lies in the fact that ‘indivisibility’ embraces a social as well as territorial or political dimension: it is the social corpus of the citizenry, as well as the national territory, that is designated as ‘indivisible’. Accordingly, republican indivisibility precludes certain identity-based distinctions and classifications that have no relation either to territorial organisation or political structure as such. This article aims to show how the principle of republican indivisibility is, in the French context, not simply the corollary of a generic notion of early-modern sovereignty. Instead, it is deeply and conceptually interconnected with a peculiar, republican understanding of citizenship and political freedom. In particular, I will argue that it can be understood as a corollary of a much broader and distinctive French-republican philosophy – broadly termed ‘universalism’ – which is defined primarily by an abstract understanding of citizenship and political identity, and correspondingly, a rejection of all distinctions or classifications based on infra-state or non-political identities.

In recent decades, this republican universalism has experienced a period of crisis as its central tenets have progressively been qualified or abandoned. In tandem with this, the unitary nature of the state, along with the traditional conception of national sovereignty, has been weakened to the point where the indivisibility doctrine may appear somewhat anachronistic or even redundant. Its specificity now resides only in its social and symbolic dimension – in its affirmation of the indivisibility of the social corpus, or indeed, the people as the abstract constituent power – rather than the territory as such. But far from relegating it to purely symbolic value, it is precisely this shift – from the territorial to the social dimension of indivisibility – which illuminates the ideological distinctiveness of the principle in the French-republican context.

In the first section, I will describe how while the French principle originated partly in an early-modern understanding of sovereignty that emphasised the authority of the central state, the contemporary doctrine conceives of indivisibility in social, rather than spatial or territorial terms, affirming the singularity of the abstract ‘people’ rather than of the territory, the administration or the legislative power. In the second section, I will discuss how, considered in this light, the indivisibility doctrine reflects a peculiar ideology of republican universalism, defined primarily by its rejection of identitarian classifications and distinctions. Finally, in the third section I will argue that the incremental dilution of the principle can be linked to a wider crisis of French universalism.

Sovereignty, the people and the Republic: from spatial to social indivisibility

While inscribed in Article 1 of the current Constitution as one of the defining features of the Republic, the principle of indivisibility has somewhat ambiguous political and intellectual origins.

Although it featured prominently in the political rhetoric and the constitutional experimentation of post-revolutionary France – and while today it is considered a quintessentially ‘republican’ ideal – in fact the indivisibility principle predates the revolution of 1789 and the first republic of 1792. While the post-revolutionary constitution of 1791 declared the kingdom ‘one and indivisible’,Footnote 5 the idea was well established in the political doctrines of the ancien régime; in fact it had been affirmed in pre-revolutionary France as a fundamental characteristic of the monarchical, early-modern state.Footnote 6 And while the rhetoric of indivisibility played an important role in the tumultuous revolutionary decade of the 1790s, this was arguably borne as much out of political expediency – and particularly, the fear of centrifugal and counterrevolutionary tendencies in the provinces – as it was a necessary feature of a ‘republican’ polity. Footnote 7 Debbasch, for example, claims the Republic borrowed the doctrine directly from the ancien régime monarchy as a legitimation strategy.Footnote 8 Thus, the republican character often ascribed to the indivisibility doctrine overlooks this historical continuity between republican and non-republican regimes.

While there is no obvious historical connection between republicanism and the indivisibility doctrine, neither is there necessarily a conceptual link. The principle of indivisibility, with its implications of centralism and vertical state authority, is absent in many historical strands of republican thought, for example, the federalist conception that prevailed in the early American republic, and the Roman model of mutually constraining authorities that has so heavily influenced contemporary neo-republican philosophy.Footnote 9 If the indivisibility principle has any distinctive intellectual origin, it seems to lie in the early-modern concept of sovereignty that was elaborated in tandem with the rise of the modern nation-state from the 17th century onwards. In fact, the indivisibility principle has clear origins in anti-republican and even absolutist thinkers such as Hobbes and Bodin, who both insisted that sovereign power was, by its nature, singular and indivisible.Footnote 10 Indeed while Rousseau, as the main intellectual influence on the republican revolutionaries, located sovereignty in the collective ‘people’ rather than the monarch, he more or less endorsed and maintained the early-modern, Hobbesian understanding of sovereign power as being singular and indivisible by its nature.Footnote 11 The sovereign’s indivisibility, in this sense, is simply a conceptual necessity. Rousseau’s sovereign, Philip Pettit notes, is ‘single and absolute’, just like Hobbes’ version; it is conceptually similar, in many respects, despite being located in a different entity.Footnote 12 Furthermore, Pettit argues that for Rousseau as well as Hobbes, the singular and indivisible nature of the sovereign translated to a vertical and unchecked form of government, notwithstanding Rousseau’s insistence on popular authorship of laws.Footnote 13

In these early accounts, both republican and absolutist, it is the sovereign, in the sense of the ultimate political authority, that is designated as ‘indivisible’ – this being in part, at least, a necessary conceptual feature of sovereignty. In principle, the indivisibility of the sovereign might be consistent with various different models of government, divided and internally checked, and of territorial organisation. However, in practical politics, the doctrine of indivisibility is usually bound up with a centralised understanding of political authority and of territorial organisation (indeed, in Article 1 of the French Constitution, it is the ‘republic’ as a set of institutions, rather than the sovereign, that is declared indivisible). In turn, there is nothing distinctively republican, or indeed un-republican, about a state conceived in this way.

To some extent, this understanding of indivisibility is reflected in the French constitutional doctrine. While it became judicially enforceable only with the establishment of the Conseil Constitutionnel in 1958, the scope of the indivisibility principle is evident in traditions and doctrines of territorial organisation as much as in constitutional jurisprudence. And indeed, the indivisibility principle translates most obviously as a doctrine of territorial organisation. In some narrow historical interpretations it was understood simply as a principle of territorial integrity – and thus only as precluding a right of secession by sub-state territorial units, rather than as requiring any particular form of constitutional or administrative structure.Footnote 14 While the principle is usually considered applicable to administrative and institutional structure as well as territorial integrity in its narrow sense, this highlights its apparently obvious connection with a familiar doctrine of sovereignty. And even where understood more broadly as a doctrine of political and administrative centralism, it still has obvious resonances with the concept of sovereignty understood in a broader sense, in resisting centrifugal infra-state claims. Indeed, since the revolution indivisibility has usually been defined in opposition to federalism, as meaning there can be ‘no states within the State’.Footnote 15

What all the above seems to suggest, then, is that there was (and is) nothing intrinsically ‘republican’ about the principle – that in effect, it was simply a corollary of an early-modern concept of sovereign power that survived the transition from absolutist to republican government. It seems to suggest that the republican associations of the doctrine are historically accidental, and conceptually weak, at best.

However, while the republican associations of the principle might seem largely a product of historical accident, this interpretation is sustainable only if it is reduced to its territorial dimension. In the French context, however, the principle has assumed a much more specific content, going far beyond matters of territorial and political organisation: indeed, the administrative centralism with which indivisibility is associated has been incrementally but decisively weakened.

Traditionally – and especially during the turbulent revolutionary decade of the 1790s – the principle was often interpreted as requiring uniformity and symmetry in institutional and administrative arrangements across the national territory, with administrative power being exercised by the central unitary state rather than infra-state territorial entities, and by the central state’s representatives rather than local bodies. However, recent decades have witnessed decentralisation,Footnote 16 and even some forms of regional autonomy, within a unitary state, resulting in a new division of competences between the central state and the collectivités territoriales (sub-state administrative units)Footnote 17 and a constitutional principle of subsidiarity in territorial organisation.Footnote 18

Thus the strict centralism of the post-revolutionary period has dramatically diminished despite France still rejecting the federalist and regionalist models that characterise other large European states. Even the minimal core of the indivisibility principle, the prohibition on territorial secession, was weakened somewhat in the post-war period as a corollary of decolonisation, with the 1958 Constitution recognising a right of self-determination for the Republic’s overseas territoriesFootnote 19 – a right which the Conseil Constitutionnel has said extends to overseas ‘populations’, and not just formalised overseas territories (territoires d’outre-mer, now collectivités d’outre-mer).Footnote 20

If its doctrinaire territorial centralism has dissipated, what significance remains, then, in the indivisibility principle? Ostensibly at least, it can be interpreted as a doctrine concerning the nature of legislative power rather than of the administration or of territorial organisation – and thus, in other words, as requiring political if not administrative centralism. In its post-revolutionary incarnation at least, the indivisibility doctrine embraced principles of legislative unity and legislative uniformity, requiring both that legislative power be exercised by a unique and exclusive source – the national parliament – and that in its content it applies identically across all of the national territory.

In this guise, the indivisibility doctrine seems less concerned with the territorial manifestations of sovereignty and begins to appear as the product of a more specific political theory, one associated with the particularities of French-republican thought. Obviously, the idea of legislative uniformity – the belief that the law should be the same for everybody, irrespective of geographical as well as social criteria – featured predominantly in French revolutionary doctrine, with its abolition of privileges.Footnote 21 Of course, legislative uniformity in this sense was never realised in any period of French constitutional history, republican or otherwise. In the colonial period, overseas territories were governed under diverse legislative and administrative schemes, such as the Code de l’indigénat which applied to Muslim subjects in Algeria even after its assimilation within metropolitan France.Footnote 22 And in the post-colonial period, legislative pluralism was conceded, to some degree, on pragmatist grounds. The 1946 Constitution permitted the parliament to make legislative variations or adaptations for those ex-colonies, such as Guadeloupe and Martinique, that were integrated as overseas départements (départements d’outre-mer).Footnote 23 In addition to this possibility of legislative adaptation, maintained in the 1958 Constitution,Footnote 24 a 2003 amendment allowed a power of legislative adaptation for the départements d’outre-mer themselves, subject to parliamentary oversight, while all territorial collectivities – including, crucially, the metropolitan départements and regions – were given a power to derogate from national legislation falling within their sphere of competence, on a temporary and ‘experimental’ basis.Footnote 25 Going further again, overseas territories not incorporated as départements – the collectivités d’outre-mer (formerly territoires d’outre-mer) – are not subject to parliamentary legislation unless specifically stated otherwise, with the Constitution explicitly providing for their ‘particular organisation’.Footnote 26 Thus they enjoy particular, varying degrees of autonomy as provided for in specific parliamentary statutes.Footnote 27 The instance of legislative pluralism that most dramatically contradicts republican orthodoxy is probably the provision in Article 75 of the Constitution allowing differentiated systems of ‘personal law’ in certain territories such as Mayotte,Footnote 28 whose residents were permitted to refer litigation to tribunals operating according to customary and Islamic law (although the justice cadiale has been phased out as Mayotte becomes a département).Footnote 29

Moreover, legislative pluralism is not merely an accident of postcolonial history, as compromises have also been made to legislative uniformity within the metropolitan territory. For example, a form of local legislation (droit local) still applies in the eastern metropolitan départements of Alsace and Moselle as a legacy of German rule between 1870 and 1918. Most notably, the law of separation of churches and state of 1905 – a cornerstone of French-republican identity – does not apply, and clergy are still publicly remunerated.Footnote 30 More recently, Corsica – previously treated no differently from the contiguous metropolitan territory – was recognised in 1982 as a sui generis collectivité territoriale, as part of a wider accord recognising the unique status of the island.Footnote 31 It acquired a regional assembly with specific powers, thus introducing a significant asymmetry in the territorial organisation of the metropolitan territory,Footnote 32 as well as a devolved power to enact secondary legislation (pouvoir réglementaire).Footnote 33

It might be argued that while legislation has been differentiated on a territorial basis, for pragmatic and prudential reasons, the fundamental core of the principle is not the uniformity of legislation in its content, but rather the singularity of legislative power. Thus territorial variations in legislation do not compromise the overarching singular authority of the national legislature, precisely because such legislative differentiation depends on its authority Indeed, the power of adaptation enjoyed by infra-state authorities depends on parliamentary authorisation, while the autonomous status of various overseas territorial entities largely depends on parliamentary statute (loi). And even though territorial assemblies may now enjoy the power to intervene in the domain of the national legislature, this power is effectively an executive or administrative function (pouvoir réglementaire), and so these acts may be struck down by the administrative courts.Footnote 34 Thus the legislative power remains singular, and indeed, indivisible notwithstanding limited phenomena of legislative pluralism or legislative differentiation; there is no constitutional division of legislative competences as between the central state and the collectivités in the model of a quasi-federalist or regionalist system. In this perspective, then the unitary and indivisible nature of the state lies not in the uniform nature of laws, but only in the denial of freestanding legislative power to infra-state territorial entities – and thus in the ‘singularity (unicité) of the initial normative power’.Footnote 35

While legislative pluralism remains subject to the overarching authority of the national legislature, even this core principle has been partly compromised. A 1998 constitutional amendment relating to New Caledonia effectively recognised a category of legislation – lois du pays – that cannot be revoked or altered by the national legislature.Footnote 36 Effectively this constitutionalised, for the first time, a division of competence between national and sub-national legislatures.Footnote 37 The New Caledonian arrangement was very much a sui generis constitutional arrangement in view of an independence plebiscite scheduled for 2014. But the point remains, that a willingness to compromise a seemingly fundamental aspect of the indivisibility doctrine shows how French constitutional tradition has conceded a regionalist drift in response to centrifugal tendencies.

From spatial to social unity

If, as outlined, the indivisibility principle no longer requires uniform legislation or even the unity and singularity of national legislative power, what distinctive elements, if any, remain of the revolutionary doctrine? One possible explanation is that it is neither administrative structure, legislative content nor even legislative competence, but rather simply, the abstract ‘people’ that is designated ‘indivisible’. On the one hand, the doctrine was historically understood in relation to problems of territorial organisation.Footnote 38 However, with many of the traditional components of the doctrine whittled away, whether by evolving political practice or by constitutional amendment, the Conseil Constitutionnel has, in recent decades, steadfastly emphasised the singularity of the people, as the abstract constituent power. Ostensibly, this sees the principle pared back to such an extent that it is merely of symbolic, abstract value. However, in fact it yields concrete constitutional restrictions that limit legislative accommodation of de facto diversity within the national territory. And specifically, while the indivisibility principle does not preclude recognition of asymmetric territorial structure or even legislative pluralism as such, it prohibits recognition of separate, plural peoples, and their distinctive characteristics, within the French nation. Effectively, then, this represents the vestigial, impregnable and resilient core of the historical doctrine.

This emerged in particular from the Conseil Constitutionnel’s 1991 judgment on a legislative accord relating to Corsica. The Conseil held that the principle of republican indivisibility could not prevent territorial collectivities such as Corsica from being accorded a differentiated administrative or legislative status. However, it held the legislature could not recognise separate ‘peoples’ within the French nation. The impugned Bill had referred to a ‘Corsican people’, as a ‘component of the French people’, acknowledging its ‘rights to the preservation of its cultural identity and to the defence of its specific social and economic interests.’Footnote 39 The reference to the Corsican ‘people’ was unconstitutional, as the Constitution ‘recognises only the French people, without distinction of origin, race or religion’.Footnote 40 Similarly it invalidated a law that recognised, in largely symbolic terms, a ‘pact that links the outre-mer (overseas) to the Republic’Footnote 41 – implicitly, because the overseas populations constitute an integral part of the Republic in the first instance.Footnote 42 Thus the Conseil has effectively enshrined the singularity of the French people (‘unicité du peuple francais’) as an implied constitutional principle. In a 1999 decision on minority language rights, it explained that this principle ‘precludes the recognition of collective rights for any community based on its origins, its culture, its language or its beliefs’.Footnote 43 Accordingly, both the Conseil Constitutionnel as well as the Conseil d’Etat have held that the principle justifies reservations entered by France to the European Charter for Regional and Minority Languages.Footnote 44 And it is commonly affirmed, in political and constitutional discourse, that constitutionally the French people cannot be fractionné (subdivided). While of course legislation classifies citizens on various legitimate grounds (income, age, etc.), what this suggests is that republican indivisibility precludes the recognitions of discrete sub-groups that are defined by a shared communal identity, whether regional, linguistic or religious.

Fundamentally, then, it is a principle of French constitutional law that citizens cannot be classified as a function of their origins. And importantly, this limits the extent to which the State can legislatively recognise or accommodate the de facto cultural heterogeneity of the citizenry: for example, Chicot notes that the indivisibility principle has prevented the recognition of the Amerindian ‘peoples’ in the overseas département of Guyane.Footnote 45 The revised Article 72 of the Constitution recognises the ‘populations’, but not the peoples of the overseas territories.

Indivisibility and republican universalism

While a focus on the indivisibility of the French people, instead of the territory or the legislative power, might seem to signify the relative banality and loss of specificity in the constitutional principle, in fact precisely the reverse is true: it highlights how the principle is conceptually connected to the peculiarities of French-republican ideology. The most resilient aspect of the doctrine has been the idea that it is the social and human component of the republic – the abstract corpus of citizens called the people, rather than the territory or administrative structure as such – that is affirmed as singular and unitary. In turn, I will argue, this helps to illustrate how the principle is linked to a broader political philosophy of republican ‘universalism’ that conceives of citizenship and political community in abstract terms, and embraces a strict prohibition on communalist distinctions and classifications.

Thus the social, as distinct from the territorial, aspect of the indivisibility principle highlights the distinctively republican character of the contemporary principle. Notably, the prohibition on communal classifications, and thus the idea of a singular abstract ‘people’, was absent in the pre-revolutionary doctrine.Footnote 46 And while the principle still has some territorial aspects, understood as precluding secession or full-blown federalism, it has become alloyed to a broader republican ideology that was characterised in large part by an aversion to social ‘différentialisme’ – that is, to any legal recognition of identitarian differences, whether ethnic, religious or social – within the corpus of the citizenry.Footnote 47 Thus while it is true that the principle originated in the early modern, pre-revolutionary and not especially republican concept of undivided sovereign power, it outgrew this initial influence and assumed a much broader meaning that incorporated certain ideological specificities of republican thought which can, in turn, be traced from the embryonic regimes of the 1790s through to the 20th century republican constitutions.

Therefore, despite its apparent origins in a rather generic early-modern understanding of sovereignty, the indivisibility principle was adapted to, harnessed by and became bound up with a broader ideology of republican universalism. In the French tradition, republican universalism refers to an understanding of citizenship and political community as transcending ‘pre-political’ commonalities or solidarities, one which assumes no organic unity or alikeness – whether ethnic, cultural or religious – amongst citizens.Footnote 48 It refers to an understanding, in short, in which citizenship is abstracted from any communal identity, in which political unity is based instead on the shared general will of the citizenry, and which emphasises citizens’ shared commitment to a common good and to shared public institutions, rather than ‘blood and soil’ commonalities.Footnote 49 Political unity is constituted without reference to anything external or prior to the political: it is grounded, according to a French leitmotif, in the ‘vouloir vivre ensemble’ – literally, ‘the desire to live together’, rather than an organic ethnos. The optimistic premise of revolutionary ideology was that abstract republican ideas – liberty, equality, fraternity and so forth – could be endorsed and internalised by citizens independently of their non-political or private identities.Footnote 50

This republican universalism is often juxtaposed with an alternative conservative tradition, represented by Burke and Maistre in particular, which privileges the organic and particularistic basis of political community above the abstract notion espoused by the revolutionaries.Footnote 51 In the 19th century, Ernest Renan’s influential voluntarist conception of nationalism sustained this tradition in the face of romantic nationalism,Footnote 52 affirming an understanding of political unity as the product of a social contract – and the continuing will to live together – rather than as ‘the sociological expression of a pre-existing volkgeist’.Footnote 53 This model of nationalism could, it was assumed, integrate citizens of diverse origins and beliefs.Footnote 54

Crucially, in concrete terms, this universalist ideology translates most notably as a prohibition of communal or identity-based classifications, and the denial of legal status, recognition or personhood to infra-state communities, whether ethnically, culturally or religiously defined.Footnote 55 Thus it supports a rather strict and formalistic concept of equality before the law which prohibits recognition of identitarian, as distinct from social or economic, differences. This, in turn, is often traced to the French revolution’s abolition of social and religious ranks. The connection between formalist egalitarianism and abstract universalism was encapsulated, for example, in Tonnerre’s famous insistence to the National Assembly, in 1789, that ‘we must accord the Jews nothing as a nation, but everything as individuals: they must neither become a state nor a separate order, but become individual citizens’.Footnote 56

In turn, insofar as universalism is manifested primarily as a rejection of identity-based classifications and distinctions, it supports the understanding of republican indivisibility, described in the previous section, as affirming the unitary character of the people. Indeed throughout modern French constitutional history, the Rousseauian and revolutionary inheritance sustained an anti-differentialist bourgeois conception of equality, defined by the general applicability of legislation irrespective of social rank. Article 3 of the Constitution of the Year III, for example, proclaimed: ‘equality consists in the law being the same for all, whether it punishes or protects’. Article 1 of the 1789 declaration, which still has legal effect, prohibits legislative classifications other than those based on ‘social utility’. In contemporary French politics, this is manifested primarily as a rejection of claims for group-specific rights, and especially, in practice, of any legal recognition of minorities or minority rights. Bui-Xuan notes that ‘in French public law, it is individuals, not groups that possess rights and duties … individuals enjoy a veritable “right to indifference” with regard to their origins’.Footnote 57 Individual rights, the orthodoxy holds, cannot be conditioned or differentiated along ethnic, cultural or religious lines. In particular, this has precluded positive discrimination measures based on race, ethnicity or religion – although socio-economic criteria have been usedFootnote 58 – and it has even led to a prohibition on the compiling of ethnic or racial statistics.Footnote 59 Pastorel, reflecting the orthodox view, goes as far as to argue that the principle of equality, understood in this formalistic way, is itself ‘nothing other than the corollary of sovereign indivisibility; it means that within the nation, there are no intermediary bodies, but only citizens with the same rights and duties’.Footnote 60

As Bui-Xuan notes, this universalist ideology is typically described as ‘republican’ both ‘to convey the rupture with the ancien régime’ and ‘to distinguish it from foreign legal systems, notably Anglo-Saxon law which, whether implicitly or explicitly, recognise the rights of infra-state communities’.Footnote 61 Indeed in broader French discourse, both political and academic, republican universalism is commonly invoked against a much-derided communautarisme (‘communalism’) associated – whether correctly or otherwise – with Anglophone jurisdictions that are seen as being more receptive to group-specific rights. Thus anti-differentialist universalism is seen as a cornerstone of French exceptionalism, as grounding a nationalism that is imagined to somehow transcend the specificities of ‘blood and soil’. ‘Universalism’, then, has become integral to the French-republican self-image, and so it is little wonder that it underlies the intellectual and doctrinal specificity of the constitutional principle of indivisibility.

While this anti-differentialist universalism might seem like a French peculiarity, in fact it can be interpreted, in one sense, as the corollary of a distinctively republican, and specifically a Rousseauian, understanding of political freedom. As already discussed, the Rousseauian ideas that so decisively influenced French revolutionary doctrines perpetuated the early-modern understanding of sovereign power as supreme, singular and undivided. However, equally I argue that the idea of indivisibility manifested in contemporary French discourse should not be understood as the expression of a generic concept of sovereignty, present in Hobbes’ absolutist philosophy as well as Rousseau’s republican thought. Like Bodin, Hobbes framed the sovereign as singular and indivisible based largely on a concern for social order: a single, authoritative sovereign was needed as a final arbiter of social disputes, to prevent chaos and disorder.Footnote 62 And similarly, while Rousseau located sovereignty in a different (more abstract) entity, the people, he equally understood the sovereign as a singular, indivisible and supreme political authority. Like Hobbes, he insisted the sovereign was by its nature singular and indivisible, unchecked and unconditioned by any internal authority.Footnote 63

However, these superficial similarities obscure fundamental differences in the concept of sovereign power in Rousseau and Hobbes’ understanding of sovereignty. While it may be argued that Rousseau’s notion of sovereign indivisibility was informed, in part, by concerns of efficacy and authority, it stemmed, primarily, from very different philosophical concerns. Specifically, the indivisibility of sovereign power is a corollary of a very particular concept of political freedom conceived of as self-government via the rule of the general will, where the general will is understood as the corporate will of a political community directed towards the common aims and interests of its members.Footnote 64 The departure point of Rousseau’s political theory is that servitude and domination can only be avoided by mutual interdependency in a self-governing political community, where citizens govern themselves based on an interpretation of their common interest.Footnote 65 Asymmetric dependency on private will would be replaced by dependency on a general will – a collective will that citizens could recognise as being in some sense their own.Footnote 66 Thus political freedom is realised through collective identification with, and the rule of, the general will. This means that citizens’ subjection to the rule of the general must be unconditioned and absolute: each must ‘put his person and all his power in common under [its] supreme direction’, thus becoming ‘an indivisible part of the whole’.Footnote 67 As in Hobbes’ account, they effectively alienate all their ‘natural’ freedoms to the collective sovereign: ‘the alienation being without reserve, the union is as perfect as it can be’.Footnote 68

This understanding of sovereign power has ostensibly authoritarian implications. Pettit, identifying the continuity between concepts of sovereignty in Hobbes and Rousseau, interprets Rousseau as prescribing a form of democratic absolutism, with the people assuming the authoritarian role of Hobbes’ sovereign.Footnote 69 However, arguably the singular, indivisible and authoritative character of sovereign power stems simply from Rousseau’s peculiar understanding of unfreedom, and of its cure in the guise of participative republican politics. If man is to experience law as something other than the manifestation of an alien will, he would have to identify it as his own will; free citizens cannot remain poised incoherently between the natural and the civil states.Footnote 70 This is all Rousseau means, effectively, by subjection to the general will being ‘absolute’. Political freedom can be realised only by citizens who enjoy equal membership of a political community, and the political community is constituted and defined by its possession of a single corporate will – the general will: ‘as long as several men united consider themselves a single body, they have a single will, concerned with their preservation and general well-being’.Footnote 71 Thus it follows that political freedom can be realised only in a community that is governed under a single and general will, expressed in an impersonal institutionalised form. In turn, that will can only be generated or instantiated by an indivisible sovereign authority that exercises legislative power.

Thus, the indivisibility of the sovereign manifests itself directly as the singularity of legislative power and the uniformity of legislation in the republican state. In order to experience political freedom understood as mutual interdependency in a political community, we must subject ourselves to the rule of the same corporate and ‘general’ will, and thus to the same legislation. If it is to be non-arbitrary and thus non-dominating – if it is to enshrine our equal citizenship – the will by which we are ruled must be singular as well as ‘general’. Free citizens are subject to a single legislature and to the same laws. Thus while Pettit interprets Rousseau’s concept of sovereignty as yielding an internally unchecked and undivided form of government, in fact this requirement of indivisibility applies only to the form of legislation, rather than the entire apparatus of government. Pettit overlooks Rousseau’s firm distinction between the sovereign, which is unchecked and indivisible, and the government, which is not. While sovereign power, expressed through legislation, must be exercised directly by the people, other forms of governmental power, particularly executive power, may be delegated.Footnote 72 Thus in contrast with Hobbes, Rousseau’s theory of sovereign indivisibility does not imply undivided government; Rousseau’s stipulation of sovereign indivisibility applies only to legislative power, rather than to the totality of state power as in Hobbes’ account.Footnote 73 This reflects the fact that while sovereign indivisibility in Hobbes refers to the need for social order, for Rousseau it refers to the quality and concept of political freedom. And indeed, post-revolutionary French republicans adjusted Rousseau’s theory by locating sovereignty not in the ‘people’, understood as an active ruling agent, but rather more abstractly, in the ‘nation’. Footnote 74 As Malberg noted, this stemmed from a concern to prevent ‘sovereign’ authority being located in any definite body or authority, of whatever sort, even a plenary legislature of the ‘people’.Footnote 75 Insofar as ‘sovereignty’ was located in an ethereal abstract entity, the result was simply to prevent any particular, instantiated person or body – even the ‘real’ people, in its flesh and blood form – from arrogating sovereign authority to itself: Robespierre insisted that for any assembly to posit itself as a repository of sovereign power constituted despotism.Footnote 76 Indivisible national sovereignty prevents any constituted authority from arrogating itself ‘sovereign’ power.

There is a clear continuity between the Rousseauian idea of legislative power as being necessarily indivisible, and the contemporary doctrine of universalism with its rejection of identitarian classifications and distinctions. Although Rousseau’s principle of sovereign indivisibility operates at a more abstract level than Hobbes’ conception, it has important implications for the form and concept of legislation. Since the general will is effectuated through legislation, laws must be general in their object and application. The general will, Rousseau insists, cannot speak ‘to some particular and determinate object’, or ‘pronounce on a man or a fact.’Footnote 77 Thus when the ‘whole people’ legislates in relation to the ‘whole people’, ‘it is considering only itself’; then, the law ‘considers subjects en masse and actions in the abstract, and never a particular person or action’;Footnote 78 ‘true’ legislation ‘unites universality of will with universality of object’.Footnote 79 Crucially, while legislation can only make general classifications, Rousseau also suggests limits on the types of classifications that can legitimately be enacted. He says:

The social pact establishes equality among the citizens in that they all bind themselves under the same conditions and must all enjoy the same rights. Hence … the sovereign recognises only the whole body of the nation and makes no distinction between any of the members who compose it.Footnote 80

Therefore, just as political freedom requires citizens to form an indivisible sovereign corpus and to be ruled under a single sovereign will, equally it requires that they be subject to a single, generally applicable set of laws that observe no classifications or distinctions within the sovereign people. In turn, this elucidates the link between the singularity and indivisibility of sovereign power in Rousseau’s theory, and the anti-differentialist universalism of post-revolutionary French-republican thought. Just as political freedom requires that citizens live under the same sovereign will, legislation, as the expression of that will, cannot divide the citizenry in categories or ranks. In a sense then, Rousseau’s theory of political freedom maps directly to a formalist concept of egalitarianism understood as anti-differentialism. In turn, it is possible to identify a continuity between Rousseau’s republican theory of sovereignty and the anti-differentialist, anti-communalist focus of the indivisibility principle in French constitutional doctrine.

Accordingly, while the first generation of republicans were prepared to concede some degree of local autonomy as circumstances allowed, they interpreted sovereign indivisibility only as requiring the unity of legislative power and not as demanding an undivided government in all dimensions and competences.Footnote 81 This explains in part why, although many of the revolutionary generation tolerated some degree of administrative decentralisation or local autonomy, virtually none contemplated federalism: it was opposed primarily as an instance of legislative pluralism, which undermined their abstract, unitary understanding of citizenship.Footnote 82 This aversion to legislative pluralism was espoused not only by Rousseau and the Jacobin strand he influenced, but also by liberal Enlightenment thinkers who similarly associated legal pluralism with the feudalism and privileges of the ancien régime. Voltaire, for example – in many respects, Rousseau’s liberal nemesis – opined: ‘what kind of barbarism is it that citizens must live under different laws?’.Footnote 83 Thus, legislative centralism and uniformity were considered as the counterfoil of hereditary and local privileges. This idealism was given its most celebrated expression in the Civil Code of 1804, which successfully displaced the hodgepodge of feudal, customary and locally differentiated pre-revolutionary laws.Footnote 84 And this idea is reflected, today, in the fact that the residual core of the indivisibility doctrine consists of a strict principle of formal, anti-differentialist equality.

Accordingly, the indivisibility principle can in fact be linked with a specifically republican and Rousseauian concept of political freedom which is defined, in particular, by its insistence on the general applicability of legislation, rather than by political and administrative centralism per se. Since Hobbes and Rousseau mean quite different things by the indivisibility or singularity of the sovereign, in turn this debunks the idea that the French-republican account of indivisibility stems from a generic early-modern understanding of sovereignty.

Republican indivisibility and the crisis of French universalism

Insofar as republican universalism manifests itself as a rejection of infra-state groups or identities, this helps to makes sense, intellectually, of the indivisibility principle understood as a doctrine of social rather than territorial organisation. Correspondingly, it explains the location of the principle in a much broader republican ideology. As Bui-Xuan notes, the ‘universalist logic’ precludes cultural or group-specific rights precisely because they ‘would juridically consecrate the segmentation of society as a function of … language, religion or ethnic origin’.Footnote 85 Arguably, a range of French political and legal doctrines are unified by and flow from this basic ideological premise. Similar to the indivisibility principle, laïcité, for example – the French doctrine of constitutional secularism – is commonly understood as precluding any legislative accommodation of religious rights understood as group-specific claims.Footnote 86 Thus Laborde notes it has been understood in the same light as Brian Barry’s egalitarian critique of multiculturalism: as a republican foil to a differentialist politics of cultural determinism.Footnote 87 According to the republican logic, the idea of religious communities exempting themselves from religiously neutral and generally applicable legislation undermines both the indivisibility of the republic – understood in its social dimension – as well as the abstract, universalist character of citizenship. Indeed laïcité was interpreted by the Conseil Constitutionnel as precluding ‘the use of religious beliefs as a criterion through which to gain exemption from rules governing the relationship between private individuals and public entities’.Footnote 88

Thus laïcité, formalist equality and indivisibility all coalesce around a single republican doctrine, affirming the singularity of the French people, understood as an abstract and disembodied corpus of citizens whose juridical status is defined independently of their contingent characteristics, beliefs and origins. And perhaps the main practical implication of this orthodoxy is the denial of various forms of legislative accommodation for religious and cultural minorities. This orthodoxy commands an impressively wide consensus: it cannot be explained solely, at least, as a pretext for majoritarian cultural nationalism.Footnote 89

However, this ideology of republican universalism has been under sustained assault for a number of decades. And while the indivisibility doctrine has clear roots in French-republican thought, correspondingly the dilution of the principle tracks a broader crisis within the ideology of universalism itself.

The tensions and contradictions within republican indivisibility, and its Rousseauian underpinnings, are apparent from the post-revolutionary period onwards. I have noted that although the concept of indivisibility originated in an understanding of political freedom as requiring participative self-government by the ‘people’, the post-revolutionary understanding of ‘national’, as distinct from popular sovereignty, served to keep the people at arm’s length in constituted governance.Footnote 90 But more specifically, my argument is that this mirrors the contradictions and tensions of a broader doctrine of universalism, which, in contemporary French thought, simiarly operates as a ‘negative’ doctrine – which serves simply as a pretext for denying identitarian, infra-state and minoritian claims, while losing any connection to a republican doctrine of participative political freedom.

Of course, insofar as the ideology of republican universalism was translated as an anti-differentialist, egalitarian doctrine, this was never pursued in practice with any consistency. Religious and cultural differentialism was formalised in various legislative guises in the colonial context, especially during the Third and Fourth Republics.Footnote 91 More generally, since it translates primarily as a rejection of minority claims, whether cultural or religious, the universalist doctrine can be understood as an instrument for buttressing the dominant non-political culture – and thus simply as an insidious, majoritarian communalism, clothed in republican verbiage. In contemporary French discourse, ‘universalism’ is understood as precluding legislative recognition of cultural difference, based implicitly on the assumption that republican norms and institutions are themselves culturally neutral.Footnote 92 Claims to group-specific rights are seen as subversive of republican citizenship, as representing a dreaded communautarisme. But this obscures the cultural specificity of those laws, policies and duties from which minorities are denied exemption or accommodation, and of the social framework within which republican laws and practices are instantiated – that is, it ignores the fact that abstract, universalistic principles – liberty, equality, fraternity and so forth – are likely to be interpreted and practised through the lens of a dominant and particularistic cultural identity.Footnote 93

For some critics, then, ‘rationalist universalism, rooted in the philosophy of the eighteenth-century Enlightenment, now looks more and more like a form of European ethnocentrism’.Footnote 94 While the principle of sovereign indivisibility is, in one sense, simply a metaphor for the concept of political freedom that consists in citizens being bound by and subject to identical laws, this maps on to an ideology of formalist egalitarianism that can serve as a pretext for majoritarian domination. And indeed in France, the terminologies and doctrines of universalism have effectively been marshalled and manipulated in defence of an organicist and culturally particularistic concept of political community; majoritarian cultural domination has proven adept at harnessing republican idioms and terminologies. For example, laïcité is increasingly interpreted as obliging citizens to exercise ‘discretion’ when manifesting their religious faith in public spaces and thus, it serves as a bulwark against minority religious expression in the public sphere.Footnote 95 Abstract universalism, in short, may serve partly to mask and legitimate majoritarian cultural domination.

Indeed, republican universalism speaks to two quite contradictory senses of indivisibility. On the one hand, republican legitimacy requires an abstract and culturally neutralist concept of citizenship, as the state seeks to legitimate itself in a social contract rather than a particularistic identity. However, a purely abstract notion of indivisibility threatens the empirical and social unity of the republic; thus a second version of the concept – manifested, for example, in the rejection of linguistic pluralism – aims to defend the empirical and social cohesion of an historically situated state. Indeed, historically, the indivisibility doctrine was constructed in tandem with a process of centralisation and nation-building that inevitably sought to check centrifugal tendencies. Thus abstract universalism and empirical unity may prove irreconcilable in real-life politics. But what the contemporary political uses of laïcité and indivisibility suggest is that these commitments are intertwined and confused with a majoritarian cultural politics that appropriates the culturally-neutralist terminology of republican universalism. Universalism, then, becomes an insidious form of communitarianism: it manifests itself typically as a rejection of minority claims, but rarely, if ever, as a willingness to interrogate the cultural specificity of dominant institutions and practices.

Whatever the theoretical tensions of universalist ideology, arguably the official doctrine has been progressively weakened and compromised by the political and constitutional developments of recent decades. The failure of socialist economic initiatives in the early 1980s led the Left, under Mitterrand, to focus on culture as a site of emancipative ambition, prompting many conservatives and Gaullists to decry an alleged slide towards normative multiculturalism.Footnote 96 One of the major challenges to the traditional doctrine came in the guise of the gender parity law that was introduced for political parties in 2000, which was facilitated by a constitutional amendment.Footnote 97 Benhabib argues that the parité movement aimed to address the ‘absence in the public sphere of a robust representation of differences’ but ‘without forfeiting ideals of republican universalism’, to include women equally in public life but without conceding to an ‘essentialised’ or deterministic difference.Footnote 98 However, this naturally raises the question as to why de facto inequalities justified departures from difference-blind universalism in relation to gender, but not race and culture. Laïcité, in contrast, is commonly invoked to deny various claims to minority accommodation – for example, the use of religious dress or emblems by public servants.Footnote 99

In a broader optic, Calvès notes that a ‘trinity’ of republican principles – ‘national sovereignty, national indivisibility and equality before the law’Footnote 100 – has come under sustained assault in light a number of constitutional amendments, to such an extent that anti-differentialist universalism no longer accords with the practical realities of the French state. It is open to debate why on the one hand, republican universalism has lost its explanatory force and its credibility as an overarching normative theory, and on the other, why it has increasingly served as a pretext for a majoritarian cultural politics. Certainly, intractable de facto inequalities, constituted partly on racial lines, will naturally strain any formalist doctrine of anti-differentialist egalitarianism – one that was, in any event, always rejected by some of the left as an artifice of bourgeois domination. Hayward, in this vein, suggests that the indivisibility doctrine is simply the ‘superimposition of a spurious unity on an empirical plurality’.Footnote 101 More specifically, Viard suggests that since the neoliberal turn of the 1980s, and the consequent crisis of the ‘social republic’, republican discourse has embraced a sort of cultural politics – evident in the veiling debates – which implicitly posits ‘lived’ attributes as a focal point of republican citizenship.Footnote 102 And paradoxically, again, this gives anti-differentialist republicanism an embodied, even ethnicised flavour. Perhaps it was no coincidence that the centre-right government launched a public debate on ‘national identity’, implicitly problematising immigrant identities, soon after the onset of the economic crisis in 2008.Footnote 103

This crisis of universalism is reflected, of course, in the incremental dilution of the indivisibility doctrine, as described in the first section. The Rousseauian heritage of the indivisibility doctrine is undermined not by the asymmetrical or decentralised nature of the republican state, but only by the abandonment of legislative universality and uniformity. I have outlined how the indivisibility doctrine originates in a broader republican ideology that interprets legislative plurality – or indeed, legal pluralism of any sort – as inimical to authentic political freedom. But given the various accommodations that have been made in the name of de facto diversity and heterogeneity, this doctrine has little explanatory force in relation to contemporary French political life and constitutional forms; it seems almost quaint. Notwithstanding various compromises to the traditional territorial dimensions of republican indivisibility, the dogmatic core of the principle – the unity of legislative power coupled with a prohibition on legislative pluralism or differentialism – can still be traced to the Rousseauian inspirations of the doctrine. But with increasing, incremental compromises in anti-differentialist ideology, under the pressure of centrifugal and identitarian political forces both in metropolitan and overseas France, even this distinctive core of the doctrine is arguably being subsumed in a broader crisis of universalist thought.

Concluding remarks

I have argued, first, that the constitutional doctrine of republican indivisibility has come to be characterised chiefly by its emphasis on the unity of the abstract social corpus rather than the national territory as such, and second, relatedly, that it is linked to a broader ideology of republican ‘universalism’ that translates primarily as a rejection of identity-based distinctions and classifications. Most importantly, I have argued that rather than being the corollary of a generic account of sovereignty, the French doctrine, with its various peculiarities, can be traced to a specifically republican understanding of political freedom. And to a great extent, this is reflected in the residual core of the doctrine, and specifically its emphasis on the indivisibility of the constituent ‘people’. Although the doctrine has been pared down to an ostensibly symbolic affirmation of the indivisibility of the social corpus, as distinct from the state or the territory, I have argued that it is precisely this social dimension of the doctrine that lends it its ideological specificity. The constitutional doctrine of republican indivisibility is intrinsically linked, conceptually and theoretically, to the public philosophy of the French state. However, by the same measure, the tensions and contradictions in the principle are traceable to a crisis of French-republican universalism in the current phase of the Fifth Republic.

Footnotes

*

Lecturer, School of Law, National University of Ireland, Galway.

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69 By way of contrast, Pettit claims that Rousseau’s scheme, like Hobbes’ account, can tolerate ‘no independent centre of power’, whether internally or externally – but this overlooks the extent to which the principle of sovereign indivisibility is confined to legislative power specifically. Pettit, supra n. 11, p. 226.

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