Introduction
While Hannah Arendt did not live to complete her theory of judgment, she deemed it central to “a whole set of problems by which modern thought is haunted”Footnote 1—most particularly, the thoughtlessness and refusal to judge she indicts in the Origins of Totalitarianism and Eichmann in Jerusalem. Footnote 2 A preliminary glimpse is on offer in her Lectures on Kant’s Political Philosophy, and Linda Zerilli has developed an influential reconstruction.Footnote 3 Yet a key resource remains underexplored: the crucial importance of the ancient Greek histor (judge), the recovery of which Arendt claims is essential for “reclaim[ing] our human dignity.”Footnote 4 I argue that Herodotus is central to this. Not only does she consider him the first historian,Footnote 5 she also treats him as exemplary,Footnote 6 as well as a source for pre-philosophic Greek thought in general—particularly its elements most congenial to her own.Footnote 7 I argue that uncovering the role of Herodotus in Arendt’s thought—not only in her work on judgment but in her oeuvre as a whole—reveals much about her conception of the Greeks, and the role they play in her diagnosis of the problems stalking modernity.
I here intervene in debates over Arendt’s philohellenism, buttressing a view advanced by Roy Tsao,Footnote 8 Dana Villa,Footnote 9 Peter Euben,Footnote 10 Jacques Taminiaux,Footnote 11 F. C. Sheffield,Footnote 12 Miriam Leonard,Footnote 13 and Katherine HarloeFootnote 14 that she reads the Greeks as offering a phenomenology of politics, not a romantic ideal. Herodotus, I argue, is thus not merely a resource but an inspiration. She repeatedly cites his intention “to say what is,” legein ta eonta;Footnote 15 this is sympatico with her own attempt to reorient thinking around action rather than philosophic contemplation. While Euben has noted the resemblances between Arendt and Herodotus,Footnote 16 I go farther. Tracking where and how Arendt cites Herodotus, as I do here, suggests that his influence on her conception of the Greeks is profound. Excavating this also clarifies her intellectual relationship with Heidegger, for both considered a return to the Greeks essential for regenerating modernity.Footnote 17 Yet while Arendt cites Herodotus regularly, Heidegger never does. This is indicative of a profound discontinuity in their thought.
Yet I argue that this break is incomplete. I modify Villa’s contention that their relationship is “fundamentally agonistic”Footnote 18 as well as Leonard’s argument that it is in Arendt’s treatment of ancient texts that she “articulates her distance from and rejection of Heidegger.”Footnote 19 Against Richard Wolin’s argument for their fundamental continuity,Footnote 20 I build on Ronald Beiner’s view that she sought to repudiate him (and often did so) and yet retains more Heideggerian commitments than many allow.Footnote 21 Her affinity with Herodotus exemplifies this. The Histories vivifies a Greek world emblematic of the space between Arendt and Heidegger, one where the goods of equality and freedom are threatened by war and imperialism. While Arendt’s reading of Herodotus is often remarkably sensitive,Footnote 22 she at times distorts the Histories by reading it through a Heideggerian lens. Arendt’s reading of the Greeks is thus not simply a repudiation of Heidegger but reveals the tensions and ambiguities haunting her mediation of his thought and legacy.
I begin by detailing the resonances between Herodotus’s Histories and Arendt’s account of judgment before turning to how her understanding of the Greek world is shaped by her encounter with his thought. I delineate how her turn to Herodotus exemplifies her repudiation of the most hierarchical and illiberal elements of Heideggerian philosophy: two features of her thought most distinct from Heidegger—isonomia and natality—are markedly Herodotean. The draw of Herodotus for Arendt, I argue, is that he exemplifies a Greek conception of politics distinct from both Platonic and Heideggerian philosophy. While both Arendt and Heidegger share a similarly dim view of modernity, for Arendt the ancient histor offers a means of reclaiming the dignity of human agency in the contemporary world. Despite this, I argue that her otherwise sensitive reading of Herodotus is undercut by Heideggerian themes, particularly his emphasis on polemos (war). In conclusion, I explore how her reading of Herodotus invites reflection on whether it is possible to found an egalitarian politics upon Heidegger’s fundamentally illiberal philosophical concepts, and what that means for reading the Greeks today.
Taste, narrative, and judgment
In the outline to her promised work on judgment, Arendt invokes Herodotus:
Here we shall have to concern ourselves … with the concept of history … derived from historein, “to inquire in order to tell how it was”—legein ta eonta in Herodotus … If judgment is our faculty for dealing with the past, the historian is the inquiring man who by relating it sits in judgment over it. If that is so, we may reclaim our human dignity, win it back, as it were, from the pseudo-divinity named History of the modern age …Footnote 23
A few paragraphs before, she bemoaned judgment’s “curious scarcity of sources.”Footnote 24 This heightens the importance of those she does cite. Most prominent is Kant,Footnote 25 in whose Critique of Judgment she locates a conception of judgment as “not arrived at by either deduction or induction.”Footnote 26 For Arendt, this renders judgment particularly political—precisely because it does not utilize the tools of philosophy.Footnote 27 This, however, is part of the difficulty of theorizing judgment: it resists general terms. While the Lectures offer a crucial glimpse of her unwritten account, a theoretical approach will be insufficient; as she quotes Kant, judgment is “a peculiar talent which can be practiced only and cannot be taught.”Footnote 28 This highlights the importance of practice, and thus of the ancient histor—of which Herodotus is both first and exemplary. Tracking the confluences between Herodotus’s Histories and Arendt’s extant writings on judgment thus offers an intriguing hint of the possible contours of her unwritten work.
Indeed, much of Arendt’s account in the Lectures resonates with Herodotus’s practice in the Histories. Arendt argues that judgment is particularly political because it communicates and makes public—thereby transforming—subjective perspectives and experiences, thus crafting a “common sense,” the sensus communis. Footnote 29 Crucially, judgment is not determined by metaphysical considerations or universally valid rules, which she deems deeply inimical to political life.Footnote 30 Universals shortcut debate, and it is debate which creates a public world, where individual events gain significance.Footnote 31 As Zerilli writes, for Arendt the public space is not merely where opinions are expressed but rather “the actual condition of their formation, articulation, and circulation in a broader process of critical thinking and judgment.”Footnote 32 Public debate allows phenomena to gain significance, precisely because we see them, and see them differently, thereby affirming “worldly reality,” in Arendt’s words.Footnote 33 This assures us that there really is a “there” there, and engages us with one another as we debate the significance of the different appearances of things, the “sameness of utter diversity.”Footnote 34 Judgment is the faculty appropriate to this, as it offers a way of making persuasive claims without recourse to rules or metaphysics—thus preserving the possibility of debate. For Arendt, a full and flourishing politics is only possible if what matters most to us is indeed “up for debate.”
This informs her rejection of the philosophic tradition. For Arendt, the invention of philosophy by the Greeks undergirds the entire history of Western metaphysics and its dismissal of action: “the topics of metaphysics remained the same and continued to prejudge throughout the centuries which things are worthy of being thought about and which are not.”Footnote 35 Whether labelled “nature,” “the eternal,” or the “objective,” truth-claims (ancient or modern) attempt to compel and thus undermine the possibility of debate by foreclosing what can be debated. For this reason Arendt refers to the “anti-political character of truth.”Footnote 36 This animates her turn to Kant’s Critique of Judgment, for judgments of taste do not rest on universal claims but instead deal with the particular qua particular—and apply only to human beings insofar as we live with other human beings.Footnote 37 Arendt thus deems judgment to be “one of the fundamental abilities of man as a political being insofar as it enables him to orient himself in the public realm, in the common world.”Footnote 38 She locates in Kant’s account of taste a means of making persuasive judgments that lack the compulsion of rational truth-claims—precisely because judgments of taste are not forced by the facts.
In Herodotus’s Histories taste figures explicitly as the vehicle of judgment. Herodotus approvingly recounts the response of two Spartans, Sperthias and Bulis, in their encounter with a Persian satrap who urged them to “medize” (surrender to the Persian invasion):
Hydarnes, your advice with relation to us comes from something less than an equality of position. You counsel as one who has tried one condition but knows nothing of the other. You know what it is to be a slave, but you have no experience of freedom, to know whether it is sweet or not. If you had had such experience, you would bid us fight for it, not with spears only, but with axes as well.Footnote 39
As Herodotus says, “their courage was admirable and also their words”;Footnote 40 freedom is glukus, sweet. Elsewhere, he renders judgments in what we might call aesthetic terms: practices that diminish human dignity are “not pleasing”; those that exacerbate inequality are “ugliest”; and institutions that promote equality and dignity are “best/most beautiful” (κάλλιστος).Footnote 41 The importance of taste in the Histories is most vividly underscored when it is violated. One of the most chilling depictions of the horrors of despotism (in a work that teems with them) is a violation of both literal and figurative taste.Footnote 42 Feeling betrayed by his advisor Harpagus, the despot Astyages invites him to a lavish feast and afterwards asks if the meal has pleased him. Harpagus replies “very much indeed”, at which point Astyages reveals that Harpagus had just dined on the roasted flesh of his only son.Footnote 43 Harpagus replies: “whatsoever my lord the king does is pleasing.”Footnote 44 The vulnerability of life under despotism is epitomized by the grieving father who must proclaim that all that the despot does is pleasing.
In the Histories, judgments—whether good, bad, or travesties—are expressed as tastes. While, for this reason, some dismiss his judgments as mere opinion,Footnote 45 I follow Rosalind Thomas,Footnote 46 Arlene Saxonhouse,Footnote 47 and Christopher PellingFootnote 48 in urging that Herodotus offers substantive judgments, which Arendt likewise highlights. But the resemblances run deeper. Herodotus, like Arendt, depicts judgment as a public activity. He opens the Histories by calling it an ἱστορίης ἀπόδεξις, a performance of inquiry.Footnote 49 In the expansive narrative that follows,Footnote 50 Herodotus takes his private experiences and transforms them through his apodeixis into an account of political life—one that, like other fifth-century bce performances, seeks to persuade.Footnote 51 Persuasion is underscored through the text’s “rival inquirers,”Footnote 52 pseudo-histors whose cruel experiments teach didactic lessons and silent dissent. Through these foils Herodotus depicts intellectual compulsion as a marker of despotism, on a continuum with physical violence.Footnote 53 In contrast, Herodotus presents himself as persuading rather than forcing, through evidence and careful reasoning, while acknowledging that his audience may harbor doubt and even hostility.Footnote 54 Because his performance recreates what one individual has seen or heard,Footnote 55 it renders Herodotus’s own particular experiences and perspective public—and thus persuasive.
Herodotus’s apodeixis exemplifies Arendt’s claim that judgments of taste possess validity without compulsion, precisely because of their private character: “smell and taste give inner sensations that are entirely private and incommunicable; what I taste and what I smell cannot be expressed in words at all.”Footnote 56 Crucially, these subjective experiences become intersubjective through the imagination, which bridges the distance between us and sensory experience by re-presenting it. This refashions and renders communicable vanished private experiences,Footnote 57 transforming them into potentially public objects for judgment that can be shared with the world—crucially, without compelling others. As she quotes Kant, “one can never compel anyone to agree with one’s judgments … one can only ‘woo’ or ‘court’ the agreement of everyone else.”Footnote 58 To woo others, one must think about how something might appear to them. This fosters an “enlarged mentality” through the attempt to think where one is not:Footnote 59 “To think with an enlarged mentality means that one trains one’s imagination to go visiting.”Footnote 60 Judgment is grounded in the subjectivity of the individual yet attempts to ‘think beyond’ this by imagining how others might themselves judge—and how one might persuade them. It is a faculty attuned to others and yet not compelled by them. For Arendt, judgment allows for individual thought in conditions of plurality.
Representation is furthered through narrative. As Seyla Benhabib observes, “narrativity, or the immersion of action in a web of human relationships, is the mode through which the self is individuated and acts are identified.”Footnote 61 Herodotus’s Histories likewise places individual actors and events in a broad and expansive narrative, in which each occurrence both is conditioned and conditions others to which it is related. Consider his multigenerational account of the Persian empire.Footnote 62 He begins with the Median empire that preceded it,Footnote 63 showing both the continuities and disruptions between the two; he then traces multiple generations of Persian rulers (Cyrus, Cambyses, Xerxes), who each vivify the limits, potentials, and contradictions of despotism. The Histories conclude with a warning from the Persian founder Cyrus, one with resonances for Herodotus’s imperialist Athenian audience at the outset of the Peloponnesian war.Footnote 64 In the Histories, to understand a thing—“the reason why they fought one another”Footnote 65—one must see it (as much as possible) in its entirety. Herodotus’s layered narrative, its callbacks and returns,Footnote 66 makes this possible.
Herodotus continually comments on the work of the histor, highlighting its labor and difficulty, his mediation of competing accounts, as well as what ultimately eludes his attempt to know.Footnote 67 This acknowledgment of limits and failure resonates with Arendt’s emphasis on corrigibility, which spurs the “perspective-taking” of judgment; for Arendt, individual perspective—one’s immediate, subjective sense of things—draws individuals together, insofar as we all experience differently some sort of shared reality.Footnote 68 This creates the common world through shared interest; as she writes in the Human Condition, “inter-est, which lies between people and can therefore relate and bind them together.”Footnote 69 A multiplicity of perspectives is world-constituting;Footnote 70 contestation and difference are the substance of political life. Without this, the common is eroded and human dignity is threatened, whether through the absolute debasement of totalitarianism or the “milder” despotism of isolated, lonely, and utterly private individuals.
This underscores the importance of the particular; individual deeds constitute the common world by supplying shared objects which inform judgment through the exemplary validity they furnish. For Arendt, these particulars allow political actors to derive general concepts from experience rather than universally valid rules or maxims. Memory, the imaginative representation of the past, allows these past events and deeds to be used in understanding the new and the novel—and, moreover, in communicating to others: “what makes particulars communicable is (a) that in perceiving a particular we have in the back of our minds … a ‘schema’ whose ‘shape’ is characteristic of many such particulars and (b) that this schematic shape is in the back of the minds of many different people.”Footnote 71 Because it offers a record of these occurrences, history (rather than reason or philosophy) becomes central to her conception of both judgment and politics more generally—and in Between Past and Future she credits Herodotus with its invention: “with Herodotus words and deeds and events—that is, those things that owe their existence exclusively to men—became the subject matter of history.”Footnote 72 It is for this reason that Arendt deems the histor key to reclaiming human dignity from the threat to political life she locates in philosophy.Footnote 73
Herodotus, authoritative source
Yet Arendt’s engagement with Herodotus extends beyond his capacity as histor. In her works dealing with the Greeks, she takes him as illustrative of pre-philosophic ancient Greek experience and thought; it is not just the number of citations, but their uses that matter. In the Human Condition Arendt turns to Herodotus as her sole source for the Greek understanding of man’s place in the cosmos:
Against this background … stood mortal men, the only mortals in an immortal but not eternal universe, confronted with the immortal lives of their gods but not under the rule of an eternal god. If we trust Herodotus, the difference between the two seems to have been striking to Greek self-understanding prior to the conceptual articulation of the philosophers … Herodotus, discussing Asiatic forms of worship and beliefs in an invisible God, mentions explicitly that compared with this transcendent God … the Greek gods are anthropophyeis, have the same nature, not simply the same shape, as man … Imbedded in a cosmos where everything was immortal, mortality became the hallmark of human existence.Footnote 74
Although this misconstrues Herodotus’s depiction of Persian religion, Arendt takes Herodotus as revelatory of the Greek worldview: they hold the gods to be anthropophyeis, that is, not merely appearing like but possessing the same nature (physis) as human beings. This renders death central to specifically human experience: human beings, unlike the gods whose nature they share, die.
This accounts for the view of human excellence that Arendt attributes to the Greeks: “the task and potential greatness of mortals lie in their ability to produce things—works and deeds and words—which would deserve to be and, at least to a degree, are at home in everlastingness, so that through them mortals could find their place in a cosmos where everything is immortal except themselves.”Footnote 75 In a footnote, she specifies that the potentially immortal “works and deeds and words” produced by mortal human beings are captured by the Greek term erga (deeds).Footnote 76 This too bears traces of Herodotus: in the opening of the Histories, he declares that one of his subjects will be “the great and wonderful deeds (ἔργα)” of Greeks and barbarians alike (1.1). Arendt quotes this line in Between Past and Future, where she credited Herodotus with being the first to make erga the subject of history—thus inventing history itself.Footnote 77 Arendt’s expansive definition of erga coheres with Herodotus; he surveys not only military battles but a whole host of human achievements, from speeches and battles to laws and shipbuilding.Footnote 78 Indeed, as Egbert de Bakker argues, Herodotus’s metatextual account of his efforts depicts the Histories itself as one such great and wonderful deed.Footnote 79 Herodotus, like Arendt, includes words among the erga; for both, the histor too is a doer of great deeds.Footnote 80
Erga bridge the chasm between men and the gods; they are evidence of human excellence. Yet Arendt’s criterion for greatness offers a stark contrast to Herodotus. For Arendt, great deeds allow men to:
attain an immortality of their own and prove themselves to be of a “divine” nature. The distinction between man and animal runs right through the human species itself: only the best (aristoi), who constantly prove themselves to be the best (aristeuein, a verb for which there is no equivalent in any other language) … are really human.Footnote 81
While this undoubtedly captures some Greek thinking about greatness (Arendt cites Heraclitus), it differs from the distinctions Herodotus draws between human and animal. In the Histories, the human–animal difference lies not in proving one’s bestness but rather in two key capacities: speechFootnote 82 and moderation.Footnote 83 The importance of moderation in the Histories offers a revealing contrast to Arendt’s emphasis on aristeuein; both require active effort to develop and maintain. The rareness and importance of moderation for Herodotus is made manifest through his comments on the convention, shared by the Egyptians and Hellenes alone, of forbidding human beings but not animals from fornicating in temples.Footnote 84 Herodotus explicitly expresses distaste for those who reason that what is permissible for animals is allowed for human beings; they collapse the distinction between human and animal. Like Arendt, Herodotus deems the human–animal distinction potentially porous, in need of active reinforcement, but for him, this distinction lies not in outdoing but moderation, a capacity that his Histories attests is often neglected.Footnote 85
Indeed, while Herodotus praises excellent individuals, barbarian and Greek alike, he praises them not for outdoing others, but for their honesty,Footnote 86 justice,Footnote 87 and wisdom;Footnote 88 notably, he also praises a woman, Artemisia, for both her courage and wisdom.Footnote 89 The erga he praises most emphatically, however, are political: he commends the Medes for freeing themselves from foreign rule;Footnote 90 Babylonian laws for promoting equality and community;Footnote 91 the Scythians for avoiding domination;Footnote 92 and the Athenians for their equal speech.Footnote 93 Outdoing is not condemned; when the Persians hear of the Olympics, one man is shocked: “what sort of men have you led us to fight against, who contend, not for money, but purely for the sake of excelling!”Footnote 94 Likewise, the excellence of the Persian Cyrus, the founder of the empire, is clear. But such restless striving comes in for critical examination: Cyrus’s restlessness leads to his ignominious death—his decapitated head thrust in a wine-bag by the grieving mother and warrior queen Tomyris.Footnote 95 Most damningly, the nomoi he founded to suit his outsized excellence unleash the madness of his son and successor Cambyses.Footnote 96 For Herodotus, particularly human excellence does not consist solely in striving, and is found far from the Hellenic world.
Arendt’s treatment of art is even more Herodotean. She argues that the work of art creates a home for human beings, thus transcending the importance of the deeds these works (themselves erga) commemorate:
The “doing of great deeds and the speaking of great words” of action and the spoken word has passed … acting and speaking men need the help of the homo faber in his highest capacity, that is, the help of the artist, of poets and historiographers, of monument-builders or writers, because without them the only product of their activity, the story that they enact and tell, would not survive at all.Footnote 97
Beiner underscores Arendt’s astonishing elevation of art above action:Footnote 98 the work of art is an ergon that saves other individual erga from oblivion, both making possible and satisfying the desire for immortality. Notably, Arendt includes history among the arts. The salvific power of the historian is starkly Herodotean: the intention of the Histories is “that time may not draw the colour from what man has brought into being, nor those great and wonderful deeds, manifested by both Greeks and barbarians, fail of their report.”Footnote 99
Arendt paraphrases this line in the opening of ‘The Concept of History’:
he tells us in the first sentence … that the purpose of his enterprise is to preserve that which owes its existence to men, ta genomena ex anthropon, lest it be obliterated from time … his understanding of the task of history … [was] to save human deeds from the futility that comes from oblivion.Footnote 100
Later in the essay, she repeats this claim: “Herodotus wanted ‘to say what is’ (legein ta eonta) because saying and writing stabilize the futile and perishable.”Footnote 101 That is, she attributes her conception of the purpose of art, what she terms the “highest capacity” of homo faber,Footnote 102 to Herodotus himself: it is his understanding of history, it is what he wanted to do. This attribution is striking. Her explanation of the mechanisms of art, how it does what it does, is a description of the activity of the histor: the source of art is thought, which “is related to feeling and transforms its mute and inarticulate despondency … until they all are fit to enter the world and to be transformed into things, to become reified.”Footnote 103 This echoes her claims about the imagination in the Lectures, discussed above. In both cases, appearances matter, for objects cannot be divorced from their appearance: “everything that is, must appear, and nothing can appear without a shape of its own; hence there is in fact no thing that does not in some way transcend its functional use, and its transcendence, its beauty or ugliness, is identical with appearing publicly and being seen.”Footnote 104 Everything that is, is seen and therefore judged not only by its use but by its beauty or ugliness. For Arendt, we are inescapably aesthetic creatures.
As Beiner notes, this section evokes Heidegger.Footnote 105 In a letter to Heidegger, Arendt makes clear his complicated influence on the Human Condition as a whole:
You will see that the book does not contain a dedication. If things had ever worked out properly between us—and I mean between, that is, neither you nor me—I would have asked you if I might dedicate it to you; it came directly out of the first Freiburg days and hence owes practically everything to you in every respect. As things are, I did not think it was possible, but I wanted at least to mention the bare fact to you in one way or another.Footnote 106
This admixture of ambivalence and gratitude captures the ambiguities of the intellectual connections between the two.Footnote 107 Beiner underscores a key agreement: both believe that “[l]iving a properly human life requires participation in a genuine world, and possessing a genuine world is not a spontaneously available given.”Footnote 108 Some worlds—most pressingly, the modern one—are not genuine and thus woefully inadequate.Footnote 109 Both turn to the Greeks as an exemplar of a truly authentic politics, contact with which might yet spur a radical reorientation of modern life. Yet despite this agreement, Arendt’s commitments are, as Beiner notes, “fundamentally egalitarian”—whereas Heidegger’s are profoundly illiberal.Footnote 110
I argue that the presence of Herodotus in Arendt’s work—and his absence from Heidegger’s—is part of her attempted mediation of Heidegger’s thought. Her central departures, pluralism and natality, are both Herodotean, which has not been noted in the scholarship. Herodotus’s influence is more explicit in her account of pluralism and equality: she cites Herodotus as the source for the ancient Greek conception of isonomia, equality or equal law. In the Human Condition Arendt writes: “The most famous and most beautiful reference is the discussion of different forms of government in Herodotus (iii.80–83), where Otanes, the defender of Greek equality (isonomie), states that he ‘wishes neither to rule nor be ruled’.”Footnote 111 In On Revolution, Arendt explicitly states that she “follow[s]” this passage,Footnote 112 treating it as revelatory of the self-understanding of the polis as well as the particularly political bent to the Greek understanding of freedom.Footnote 113 By highlighting the importance of equality and freedom in the Histories, Arendt demonstrates her sensitivity as a reader: it is a thematic concern throughout.Footnote 114 Yet not only does she treat this passage as revelatory, she deems it beautiful.Footnote 115 If appearances and aesthetics are inescapable, an essential component of judgment,Footnote 116 it matters that Arendt judges this beautiful: it is to her taste.
The link between natality and Herodotus is not as straightforward. While Arendt identifies Augustine as the originator of the concept of natality,Footnote 117 there is much resonance between her account and Herodotus’s text. The depiction of erga as a form of birth (“with word and deed we insert ourselves into the human world, and this insertion is like a second birth”Footnote 118) evokes the opening of the Histories. Herodotus promises to record ta genomena ex anthropon, translated literally, “the things generated out of/born from human beings.”Footnote 119 Elsewhere, Arendt quotes this line in Greek and asserts that Herodotus makes his subject (and thus the subject of history itself) “those things that owe their existence exclusively to men.”Footnote 120 Indeed, Herodotus attends to a range of things he depicts as originating from human beings: language, laws, empire—even the names of the gods.Footnote 121 My claim is not that Herodotus rather than Augustine is Arendt’s source; it is rather that Herodotus’s orientation to beginnings offers a suggestive parallel to hers, another reason why Herodotus is to her taste (and not to Heidegger’s). Both Arendt and Herodotus underscore the importance of generation, creation, and the new.
Arendt’s attention to erga is tied to her attempt to construct a phenomenology of political experience—of what is real rather than theorized. She shares, at a deep level, Herodotus’s dedication to legein ta eonta. If the Greeks are central to her reconstructive phenomenology, in the Life of the Mind she takes Herodotus as illustrative of pre-philosophic Greek thought as a whole; Arendt points to his intention to “say what is” as the decisive contrast to philosophic nous, the concern with the eternal.Footnote 122 Nous transformed (one might say corrupted) the earlier logos, which Arendt, citing Herodotus, terms the “specifically, uniquely human ability that is also applied to mere ‘mortal thought,’ opinions or dogmata, to what happens in the realm of human affairs”Footnote 123—mortal matters that nous came to regard as mere seeming,Footnote 124 thus ushering in a turn away from human affairs to the realm of the eternal.Footnote 125 Arendt wishes to return to what is, to politics without philosophy; Herodotus, who said what was, is emblematic of this lost world.
What Arendt shares with Herodotus, the interest in human affairs, speaks to the gulf between her and Heidegger—at least as Heidegger saw it:
Unlike you, I am only slightly interested in politics. For the most part, the state of the world is clear, after all. The power inherent in the essence of technology is scarcely recognized. Everything moves along at a superficial level. The individual can no longer do anything to oppose the arrogance of the “mass media” and the institutions—and nothing at all when it comes to uncovering the origins of thinking in ancient Greek thought.Footnote 126
Both see a resuscitation of Greek thought as essential, yet Heidegger is dismissive about the possibility of individual agency in modernity (as he says, “the individual can no longer do anything”), while Arendt thinks that individual agency is still possible. Herodotus’s emphasis on the fertile possibilities of individual deeds clearly resonates with Arendt’s hopes—and not Heidegger’s despair.
The histor versus history
The threat to agency—and the histor’s role in resuscitating it—is foregrounded in the “Concept of History” in Between Past and Future. Arendt there offers a history of history:
Let us begin with Herodotus … [h]is understanding of the task of history—to save human deeds from the futility that comes from oblivion—was rooted in the Greek concept and experience of nature, which comprehended all things that come into being by themselves … and therefore are immortal …Footnote 127
Here, as in the Human Condition, the tension between immortality and mortal humanity can only be imperfectly resolved by the potentially immortal deed. This is because of the singularity of erga:
the great deeds and works of which mortals are capable, and which become the topic of historical narrative, are not seen as parts of either an encompassing whole or a process; on the contrary, the stress is always on single instances and single gestures. These single instances, deeds, or events interrupt the circular movement of daily life … The subject matter of history is these interruptions—the extraordinary, in other words.Footnote 128
By recording these interruptions, the “futile” actions of man can gain something of the immortality of the natural world: “[t]hrough history men almost became the equals of nature, and only those events, deeds, or words that rose by themselves to the ever-present challenge of the natural universe were what we would call historical.”Footnote 129 In Arendt’s presentation, the ancient Greeks understood great human deeds to rival nature. Meeting this challenge immortalized great human deeds (and their doers).
For Arendt, the ancient Greek historians not only saved individual deeds from oblivion (and, with this, the dignity of individual agents) but also crafted a kind of impartiality she deems more conducive to politics than contemporary “neutrality.” She argues that ancient impartiality—which she locates in Herodotus’s intention to praise Greek and barbarian alike,Footnote 130 even claiming that he originates itFootnote 131—is possible precisely because it lacks any concept of historical progress and is therefore unconcerned with the so-called “judgment of history.”Footnote 132 Arendt contends that impartiality creates a common world because it keeps alive the dispute and debate constitutive of such a realm: “the Greeks discovered that the world we have in common is usually regarded from an infinite number of different standpoints, to which correspond the most diverse points of view.”Footnote 133 This is on display in the Histories. Footnote 134 This impartiality is possible, Arendt contends, only because the ancient historian sought only to judge what is worthy of preservation, not the true meaning of what happened. Ironically, it is this refusal to judge that keeps alive dispute and thus makes possible a common world.
In contrast, the modern concept of history denies the possibility of a shared world: “the birth of the modern idea of history not only coincided with but was powerfully stimulated by the modern age’s doubt of the reality of an outer world ‘objectively’ given to human perception as an unchanged and unchangeable object.”Footnote 135 Sensation tells us nothing of the sensed object, thus reducing everything other than moral principles or self-interest to mere matters of “taste,” yet without a shared reality, we cannot render these tastes explicable and thus persuasive to others. One person might prefer beer, another wine; another might prefer democracy, yet another fascism—and nothing can mediate between them. The utter unreliability of our senses to disclose the world leads to a new emphasis on making and technology, for if we cannot know the world as it is, we can at least understand what we ourselves have made.Footnote 136 This technological turn shifts attention away from particular deeds by insisting on the importance of process and progress,Footnote 137 which in turn renders the past meaningless: it “cancels out and makes unimportant whatever went before.”Footnote 138 For Arendt, the modern concept of history degrades the worth of the particular; what the histor celebrated and preserved no longer matters.
Yet this view of progress still grants the past a certain dignity as a step along the way. For Arendt, what is truly catastrophic is the nihilism that follows when faith is lost in any narrative of history, as happens when any given interpretation can force the particular to fit its parameters:
what is really undermining the whole modern notion that meaning is contained in the process as a whole … is that not only can we prove this, in the sense of consistent deduction, but we can take almost any hypothesis and act upon it, with a sequence of results in reality which not only make sense but work. This means quite literally that everything is possible not only in the realm of ideas but in the field of reality itself.Footnote 139
That the past can be persuasively interpreted in any number of contradictory ways gives rise to the belief that “everything is possible.” But rather than liberating human beings from the dead hand of history, this allows for the emergence of totalitarianism, which, as Arendt summarizes, “is based in the last analysis on the conviction that everything is possible—and not just permitted.”Footnote 140
In sum, the concept of nature foundational to modern science stimulated a notion of history as process, ultimately giving rise to a technological understanding of the world and, as a consequence, profound world-alienation.Footnote 141 For Arendt, technology has utterly transformed the world, and the disenchantment of history has rendered it meaningless. Human beings are left utterly alone, consumed by the drive for comfortable self-preservation; or, desperate to create meaning—any meaning—they are made into a mass under totalitarianism: “This twofold loss of the world—the loss of nature and the loss of human artifice in the widest sense, which would include all history—has left behind it a society of men who, without a common world which would at once relate and separate them, either live in desperate lonely separation or are pressed together into a mass.”Footnote 142 It is this bleak picture of modernity—one she shares with Heidegger—that drives Arendt’s turn to judgment. This is central to her work: as Beiner puts it, “the impetus behind Arendt’s affirmation of politics and active citizenship was neither romanticism nor utopianism, but fear and dread.”Footnote 143 The turn to the histor—and Herodotus—is key to her project of preserving human freedom against threats both novel (totalitarianism, nihilism) and old (the drive to transcend particularity through contemplation of eternal truths).
Flourishing and nature
I suggest, however, that Arendt mistakes both Herodotus’s practice of judging and the nuances of his depiction of nature—precisely because of the Heideggerian quality of her understanding of the Greek concept of nature. This is evidenced by her contention, discussed above, that the Greeks understood nature to be a rival, and that men must meet “the ever-present challenge of the natural universe.”Footnote 144 This is deeply agonistic: nature here is not a telos or a guide but a rival that must be outdone. Not only does she attribute this view to Herodotus, she takes it as the essential “Greek concept and experience of nature.”Footnote 145 Furthermore, she deems this to be self-evident: “Herodotus … never would have doubted that each thing that is or was carries its meaning within itself and needs only the word to make it manifest”;Footnote 146 for the Greeks, “great things are self-evident, shine by themselves … the poet (or later the historiographer) has only to preserve their glory.”Footnote 147 For erga to be worthy of preservation, human beings must challenge and outshine nature; this is so primary that these individual deeds required not understanding but beautiful words to preserve their (self-evident) glory.
Arendt admits that there is an element of interpretation to this preservation: in the Human Condition, she writes that “[a]ction reveals itself fully only to the storyteller, that is, to the backward glance of the historian, who indeed always knows better what it was all about than the participants … [it is] the storyteller who perceives and ‘makes’ the story.”Footnote 148 Yet the meaning that the “backward glance of the historian” perceives and thereby makes is straightforward:
action can be judged only by the criterion of greatness because it is in its nature to break through the commonly accepted and reach into the extraordinary, where whatever is true in common and everyday life no longer applies because everything that exists is unique and sui generis. Footnote 149
As an account of judgment, this is curious. It seems to suggest that the historian judges only what is great—and that the standard of greatness is plain, that is, requires no judgment. At stake is not the nature of greatness but whether a given ergon disrupts the ordinary and thus rivals nature. As Wolin notes, this is markedly Heideggerian: “For Arendt, as well as Heidegger, politics is primarily a matter of existential self-affirmation: a terrain of virtuoso performance and individual bravado, a proving grounds for authenticity.”Footnote 150
But it is not Herodotean. This is evident if we consider an episode from the Histories that comes closest to Heideggerian/Arendtian overcoming. Pixodarus urges his fellow Carians to be better than nature in their fight against the Persians—yet this is in service not of individual excellence, but the survival of a community.Footnote 151 Even so, his advice is not taken; so far from being self-evident, this standard of “outdoing” is rejected by the Carians (who are defeated). Something else is at stake. The difference between Herodotus and Arendt is suggested when Herodotus restates his topic shortly after he begins:Footnote 152
I will go forward in my account, covering alike the small and great cities of mankind. For of those that were great in earlier times most have now become small, and those that were great in my time were small in the time before. Since, then, I know that man’s good fortune (εὐδαιμονίην) never abides in the same place, I will make mention of both alike.Footnote 153
That is, rather than evaluating deeds in terms of what rivals nature, Herodotus tracks the flourishing (eudaimonia) of human beings—wherever and whenever it is found (and lost).Footnote 154 The meaning of flourishing, however, is not straightforward. The different peoples Herodotus surveys offer competing visions of its character. For Cyrus, flourishing consists of empire, of having the “ten thousand good things” by ruling over others;Footnote 155 for the Scythians, it lies in escaping domination;Footnote 156 for the Athenians, it is to dwell in a city where, in striving for the city, one wins for one’s very self.Footnote 157
Indeed, one of the most famous episodes of the text is a debate over flourishing: the confrontation between Solon, the Athenian law-giver known for his wisdom, and Croesus, the doomed Lydian despot.Footnote 158 During Solon’s travels, he came to stay with Croesus. Croesus took the wise man to see his vast treasury, and then asked “whether, of all men, there is one you have seen as the most blessed of all.” Herodotus observes that Croesus was in no doubt that “he himself was the most blessed.”Footnote 159 But Solon’s answer reveals a very different view of blessedness: the happiest man, he says, is Tellus the Athenian:
In the first place, Tellus’ city was in good state when he had sons—good and beautiful they were—and he saw children in turn born to all of them, and all surviving. Secondly, when he himself had come prosperously to a moment of his life—that is, prosperously as it counts with us—he had, besides, an ending for it that was most glorious: in a battle between the Athenians and their neighbors in Eleusis he made a sally, routed the enemy, and died splendidly, and the Athenians gave him a public funeral where he fell and so honoured him greatly.Footnote 160
While Tellus excelled in battle, the point is not his strength but the whole of his life. Solon makes this clear when, after Croesus pressed him to name his second happiest (still not Croesus!), the despot is “sharply provoked”Footnote 161 and demands that Solon explain himself. Solon provides a whirlwind speech expounding the frailty of human life: “man is entirely what befalls him”; while riches might help an individual withstand the vagaries of fortune, “wait till he is dead … till then call him not blessed but lucky.”Footnote 162
Over the course of the encounter, the meaning of happiness is interrogated, both explicitly in Solon’s speech and implicitly through Herodotus’s treatment. Croesus began by asking who is most olbios—“blessed” but with connotations of “wealthy.” But Tellus’s life is noted not for its wealth but for its completion, its ordinary excellence (children, grandchildren, sufficient but not extraordinary wealth), culminating in an honourable death in service of his city. As a stunned Croesus presses Solon to name the second most blessed, Solon makes the even more surprising selection of Cleobis and Biton, two twins who died in their sleep (despite being in the flower of their youth) after performing a supreme feat of service for their mother—for which she prayed that the gods give them “whatsoever is best for man to win.”Footnote 163 While Solon and Croesus had been using the language of olbios, Herodotus marks this shift through his narration: “So Solon assigned his second prize in happiness (εὐδαιμονίης) to these men”Footnote 164—moving from blessedness to flourishing.
Solon is not Herodotus; Herodotus does not speak through his characters but instead either renders explicit judgments in his own voice, or, as scholars have shown, through the staging of the text—the interplay generated between competing stories, the meaning developed through the drama rather explicitly stated.Footnote 165 Yet this debate demonstrates both Herodotus’s interest in questions of eudaimonia, of what constitutes human flourishing—and his philosophical approach. That is, Herodotus offers neither a didactic moral with an easily extricable teaching, nor is he a relativist who abjures any substantive vision of human flourishing.Footnote 166 Instead, his inquiry is philosophical; it examines the past, the various deeds of human beings, as offering a guide to a deeper and more complete understanding of human flourishing,Footnote 167 nature,Footnote 168 and thereby human beings themselves. He considers alternative ideals and, through the generational span of his Histories, can trace more fully the unintended consequences, costs, and potentials of competing visions of flourishing.Footnote 169 Rather than a chronicle of the self-evidently great, the Histories is a philosophically rich, fundamentally aporetic approach to grasping the elusive truth of human beings, offering provisional judgments and competing nonideals of political life as it provokes readers to grapple with the significance of these.Footnote 170 Herodotus’s inquiry, his practice of judgment, is not separate from his philosophy but an aspect of it. He does not merely record the self-evidently great but rather investigates it.
Conclusion
Arendt’s vision of Herodotus is in many ways remarkably accurate; it captures his impartiality, the prevalence of taste, the use of narrative to deepen understanding of the political world. Yet she errs in depicting the Histories as a straightforward record of triumphs in the struggle against nature. This misapprehension reveals where Arendt, despite her manifest differences from Heidegger, retains key Heideggerian concepts. The pre-Socratic Greeks loom large in Heidegger’s philosophy as an example of a genuine confrontation with being, the urgency and authenticity of which was lost in the Socratic/Platonic turn to metaphysical speculation. Heidegger deems recovering this to be necessary—in order to kindle the potential of the German volk. Footnote 171 As Gregory Fried has urged, much of this rests on the primacy for Heidegger of Heraclitus, fragment 53: “Polemos (war) is both father of all, and king of all: it reveals on one hand the gods and on the other human beings, fashions slaves on the one hand, the free on the other.”Footnote 172 In his 1934–35 lectures on Hölderlin, Heidegger translates the Greek polemos as the German Kampf—a highly suggestive choice in 1930s Germany, to say the least.
Arendt had left Freiburg to study in Heidelberg in 1926. Her affair with Heidegger ended in 1928, and they did not communicate between 1933 and 1950. But Heidegger claimed in a letter to Carl Schmitt in 1933 that polemos had been central to his thought for years: “your quote from fragment 53 of Heraclitus particularly pleased me in that you did not forget the basileus [king], which gives the fragment its full meaning, if one interprets it completely. I have had such an interpretation with respect to the concept of truth set down for years”Footnote 173—thus dating Heidegger’s reading of polemos back to what Arendt termed the “first Freiburg days.”Footnote 174 After Arendt and Heidegger reconciled in 1950, their correspondence shows that Arendt was a keen reader of Heidegger’s work (at times overseeing translation into English), that they had discussed Heraclitus—and that she continued to hold Heidegger in the highest regard.Footnote 175 As she wrote to him near the end of her life: “no one reads the way you do, and nobody before you did either.”Footnote 176 The regard seems mutual: writing in 1969, Heidegger tells Arendt that “[m]ore than anyone, you have touched the inner movement of my thought and my work as a teacher, which has remained the same since the Sophist lecture.”Footnote 177 Even if we doubt Heidegger’s self-proclamation that polemos was long central to his thought, that his “inner movement” has remained the same—and that Arendt, “more than anyone,” grasps it—their intellectual relationship clearly did not end after their romantic one did.
The centrality of outdoing and rivalry to Arendt’s depiction of the Greeks echoes uncomfortably with Heidegger’s fascination with polemos. At the very least it distorts her reading of Herodotus. Herodotus does recount a war and inquire into its causes, but, in the Histories, war threatens flourishing and is the primary reason why it “never abides in one place.”Footnote 178 I argued above that Arendt’s turn to Herodotus exemplified her turn away from Heidegger. That she persists in depicting the human orientation to nature as one of rivalry suggests that this turn is incomplete. This matters for more than reasons of intellectual history. As Tim Berk has shown, Heidegger’s enthusiasm for the Nazis is not incidental, an unfortunate quirk of biography, but rather the fruit of his conception of the importance of the confrontation with Being.Footnote 179 As Berk writes, Heidegger saw in Nazism his hoped-for solution to the ills of modernity—but only with the aid of the Greeks:
Heidegger saw a possible way out of what he understood to be the nihilism inherent at the end of the history of Being … through the kindling of the spiritual potential of the German Volk … The Germans could only fulfill this mission, Heidegger insisted, through a dialogue with the Greeks …Footnote 180
Heidegger’s view of the Greeks is thus not incidental to his fascistic commitments, but essential to them. That Arendt retains this language should be concerning, if we are looking for intellectual resources to combat the resurgence of authoritarianism. If her turn from Heidegger is incomplete, it requires further study and serious engagement—informed precisely by awareness of how deeply Heidegger’s conception of the Greeks (which Arendt partially shares) is bound up with his fascist political philosophy. As Beiner warns, Heidegger’s thought should not be dismissed but rather approached with care: “if one is handling intellectually radioactive materials, one has to be much less naïve about what one is dealing with.”Footnote 181 It is worth considering whether Arendt’s negotiation of Heidegger’s philosophy can successfully cleave its “radioactive” roots. Her reading of the Greeks is both informed and constrained by this attempt. Excavating Arendt’s Greeks can deepen our appreciation of how one might encounter such dangerous minds—and of how one might, despite best intentions, err. The Greek intellectual world was far more complex than Arendt (and Heidegger) depict—and a fuller, more nuanced picture of the lively debates, tensions, and contradictory ideals of the Greek world can help inform our own approach to the most unsettling political questions today.
That is, Herodotus might better accomplish what Arendt sought to do. This is because of the way his investigation of nature makes possible his pre-modern defense of individual flourishing, human dignity, and equality—while also attending to the very real problems and obstacles undermining the attempt to realize these. In the Histories, power corrupts, as clearly outlined in the Persian Otanes’s critique of despotism, but it also serves real if limited ends.Footnote 182 Free speech energizes but it unleashes stupidity and greed;Footnote 183 the attempt to create better political institutions is laudable but can end catastrophically, as did Maeandrius’s attempt to institute isonomia. Footnote 184 Herodotus offers a clear-eyed investigation of human flourishing and the profound obstacles to it, the manifold reasons why “fortune never abides in one place.”Footnote 185 We can deepen our understanding of political possibility through a genuine comparison of ancient and modern—not the faux conceit of a brutal warrior culture against a “soft” modernity, or by discarding or minimizing all that is uncomfortably foreign about the Greeks—but rather through striving, as best as possible, to see them as they were—that is, to say what was.