1. Introduction
What is a biological individual? There are several good ways of answering this question (e.g., Clarke Reference Clarke2010; Pradeu Reference Pradeu2016). In this article, I am specifically interested in what it means to be an evolutionary individual. A common starting point for understanding evolutionary individuality is natural selection. Evolutionary individuals are often defined as those entities that are “visible” to natural selection—the entities upon which natural selection can act (Clarke Reference Clarke2010). They are sometimes called the “units of selection” (e.g., Gould and Lloyd Reference Gould and Lloyd1999).
It seems there is unanimous agreement that evolutionary individuals should be carved out by natural selection.Footnote 1 The consensus crumbles, however, when we try to determine which entities fit the bill. Philosophers of biology are no strangers to this debate: Williams’ argument against group selection (Reference Williams1966) and Dawkins’ argument against anything but genic selection (Reference Dawkins1976) are familiar cases. But as the horizons of biology expand, so do the candidates for the units of selection. In recent years, philosophers have argued that natural selection may not only act on genes, organisms, groups, and species, but on “holobionts,” as well.
A holobiont is a multispecies consortium—the sum of a plant or animal host and the entire community of microbes that lives in and on it. Holobionts are of particular interest to philosophers of biology because, as we learn more about how our microbiomes are inherited within and across generations, they put pressure on our notion of what it means to be an evolutionary individual. This article asks and attempts to answer the question: Are holobionts evolutionary individuals? My answer will be yes and no—it all depends on the account of “natural selection” one has in mind. I will arrive at this conclusion with the help of a case study, which I introduce in the following section.
2. The “squibrio”
In 2005, Robert Brandon wrote the following passage:
Every day moths get eaten by birds. Now I’m as fond of moths as the next person, but generally this fact about moths does not upset me. However, in an otherwise insightful article published almost 20 years ago Beatty (1984) unleashed into the philosophical literature a population of moths that confused him and that seem to have caused considerable confusion since. It is time to clarify this confusion and to let these poor moths rest in peace. (2005, p. 162)
Another twenty years later, and Beatty’s moths are finally in peaceful repose. But a new population of model organisms from a thought experiment gone awry has invaded the literature. I refer to a population of squid—the Hawaiian bobtail squid, Euprymna scolopes, to be exact—and its symbiotic partners, the bacteria Vibrio fischeri.
The “squibrio” (“squid” + “Vibrio”), as this symbiotic association has come to be called, is the darling of the holobiont literature. It is an especially interesting case because it exhibits characteristic features of evolutionary individuality in some ways and, in other ways, is far too ephemeral to be “seen” by selection.
Some holobiont researchers are tempted to consider the squibrio an evolutionary individual because it appears to bear a holobiont-level adaptation: bioluminescence. The body cavity of the squid contains a “light organ,” an internal chamber that has evolved to be inoculated exclusively by Vibrio fischeri (Visick and McFall-Ngai Reference Visick and McFall-Ngai2000). When the bacteria aggregate in large numbers within the squid, they are bioluminescent, lighting the squid aglow. This is adaptive for the nocturnal squid, as predators in the water column below mistake the squid for moonlight. It is also thought to be adaptive for the bacteria, given that free-living colonies (i.e., those that do not reside in the light organs of squid) lose their bioluminescence (Miyashiro and Ruby Reference Miyashiro and Ruby2012). Thus, it is the emergence of a holobiont-level trait—bioluminescence—that tempts some to attribute the status of evolutionary individuality to the squibrio.
But others are tempted to say that the squibrio is not an evolutionary individual. This is because the squid-bacteria associations are ephemeral; the relationship between the host’s lineage and the lineages of its symbionts only lasts a single generation. As with many holobionts, the bacteria are transmitted horizontally, not vertically. That is, a squid’s symbionts are not inherited from the squid’s parents but are obtained from a communal stock to which many squid—even unrelated neighbors—contribute (Visick and McFall-Ngai Reference Visick and McFall-Ngai2000). Therefore, the squibrio does not form tidy parent-offspring lineages. It is this lack of a unified lineage that tempts other holobiont researchers to deny the status of evolutionary individuality to the squibrio.
Just like Beatty’s moths, the squibrio has caused considerable confusion about what it means to be an evolutionary individual. A surfeit of literature has deployed this case study to argue for or against the claim that holobionts are units of selection. Often—and to the dismay of microbiologist readers—these arguments paint the biological details in broad brushstrokes, reducing the squibrio to rhetorical caricature.
I propose that enough ink has been spilled in vain over these poor squid. In this article, I will argue that philosophers of biology have not been able to agree on the squibrio’s status as an evolutionary individual for one crucial reason: They are relying on two different accounts of natural selection—one that privileges the stability of lineages, and another that privileges the stability of traits. With different accounts of selection in hand, they arrive at entirely different notions of evolutionary individuality. I will consider each of these accounts in the following sections, then advocate for a modest conceptual pluralism that acknowledges the practical utility of each.
3. Stability of Lineages
The first view I will consider is the view that evolutionary individuals must form parent- offspring lineages. Call this view the “Stability of Lineages” (Veigl et al. Reference Veigl, Suárez and Stencel2022). Its most comprehensive defense is from Peter Godfrey-Smith (Reference Godfrey-Smith2009). Godfrey-Smith’s lineage-centered account of evolutionary individuality builds on Richard Lewontin’s formalization of natural selection—a recipe with three ingredients: variation, inheritance, and differential reproduction (Reference Lewontin1970). As Godfrey-Smith notes, an important upshot of Lewontin’s recipe is that, in abstracting away from contingent biological facts, his formalization allows for the possibility of natural selection at levels above and below the individual organism. Any entity that possesses these three features is a unit of selection, an evolutionary individual.
Godfrey-Smith defines a “Darwinian population” as
a collection of causally connected individual things in which there is variation in character, which leads to differences in reproductive output (differences in how much or how quickly individuals reproduce), and which is inherited to some extent. Inheritance is understood as similarity between parent and offspring, due to the causal role of the parents. (Reference Godfrey-Smith2009, p. 40)
The “causally connected individual things” that exhibit the features to satisfy Lewontin’s recipe may, therefore, be called “Darwinian individuals” (ibid.; Godfrey-Smith Reference Godfrey-Smith, Bouchard and Huneman2013).
Darwinian individuality is Godfrey-Smith’s answer to the question of evolutionary individuality. On his account, reproduction is the name of the game. Reproduction of Darwinian individuals from other Darwinian individuals is necessary for a population to possess the features of inheritance and fitness. Simply put, Darwinian individuals are the kinds of things that make family trees. Parent-offspring lineages are necessary because they are the basis of evolutionary fitness. To say that I am fitter than my neighbor is to say that I am likely to have more offspring than her; to say this, we must be able to—at least in principle—delineate which offspring are hers and which are mine.
Therefore, when we privilege the Stability of Lineages, it follows that many holobionts are not evolutionary individuals. This is because, as mentioned earlier, many holobionts acquire their symbionts through horizontal transmission—from sources other than their parents. Consider the squibrio:
if you are a squid, there is no mechanism ensuring that the bacteria in you are the offspring of bacteria in your parents, or any other specific individuals. The bacteria in you might come from many sources, and some might have not been inside squid for many generations. Squid-Vibrio combinations “make more of themselves” in one sense, but not in the sense that gives rise to parent-offspring lineages. The parent-offspring lines connect only the parts—they connect bacteria with bacteria and squid with squid…. So the combinations are not Darwinian individuals…. They are a metabolic knotting of reproductive lineages that remain distinct. (Godfrey-Smith Reference Godfrey-Smith, Bouchard and Huneman2013)
This is sometimes referred to as the “too many parents” objection: “[T]here must be some parent-offspring similarity, and the clarity of a ‘parent-offspring’ relation of the relevant kind is inversely related to the number of parents—if there are too many parents there are no parents at all.” (Godfrey-Smith Reference Godfrey-Smith2012; see also Doolittle and Inkpen Reference Doolittle and Inkpen2018). Because the squibrio commits this violation, it is not a Darwinian individual, and therefore not an evolutionary individual.
4. Stability of Traits
Other researchers are unsatisfied with the solution that the Stability of Lineages provides: Accounts such as Godfrey-Smith’s deny many holobionts—especially those with microbiomes that are facultative rather than obligate and are transmitted horizontally rather than vertically—the status of evolutionary individuality.
Some such dissenters of Godfrey-Smith’s account have proposed an alternative: Rather than privilege the stability of lineages in demarcating evolutionary individuals, we should instead privilege the stability of traits. Among them, Veigl, Suárez, and Stencel have given the most recent defense (Veigl et al., Reference Veigl, Suárez and Stencel2022) of the claim that establishing a lineage is a sufficient but unnecessary condition for establishing heredity.
Veigl et al. “contend that contemporary evolutionary approaches to heredity are severely limited because they fail to explain some cases of what [they] call Stability of Traits.” They define the Stability of Traits as a “phenomenon manifested by the transgenerational persistence of variation in the phenotypic characteristics of some individuals in a population at a specific level of the biological hierarchy, not necessarily forming a continuous line of ancestry” (ibid.). They acknowledge the Stability of Traits as a “functional concept” that captures the inheritance of phenotypic variants—not only those that are transmitted through parent-offspring lineages but also those that are reconstituted by parts from myriad lineages.
These authors propose the “reconstitutor” as an alternative to Godfrey-Smith’s “Darwinian individual.” They define the reconstitutor as the “structure resulting from a set of relationships between different elements or processes that are actively involved in the recreation of a specific phenotypic variant in each generation regardless of … whether they stand in a continuous line of ancestry” (ibid.). The reconstitutor, they argue, is the basic unit of heredity. It can be realized in many ways—for example, a trait may be reconstituted through parent-offspring lineages, but this is not necessary. What matters most is that the trait of interest reappears from one generation to the next.
We see this kind of reconstitution in many holobionts. In fact, Veigl et al. call holobionts “exemplars” of the reconstitutor concept. Citing Godfrey-Smith, they take issue with identifying the “Darwinian individual as the unit that captures what needs to be preserved to detect hereditary relations,” and bemoan that “several researchers have rejected the idea that there are hereditary relations among holobionts” (ibid.). This rejection, they write, derives “from the narrow view of the process of inheritance encouraged by the assumptions of [the Stability of Lineages]” (ibid.). The authors offer their account of the reconstitutor as a solution to the squibrio imbroglio:
Imagine that, for some reason, a jointly expressed trait, like bioluminescence, shows transgenerational phenotypic variation. In this case, there is a phenomenon of [Stability of Traits] at the system level. But since the system does not constitute the type of structure that Godfrey-Smith considers necessary to acknowledge the existence of a unit of heredity, he would say that this phenotypic variation needs to be carved up either at the level of the squid or at the level of the Vibrio, as they are the parts of the consortium forming lineages. This is, however, problematic, for this would precisely mask the actual level where hereditary relationships are manifesting. (Veigl et al. Reference Veigl, Suárez and Stencel2022)
It’s true, the squibrio may fail to demonstrate one or two necessary ingredients for Lewontin’s recipe, and this absence may disqualify it from achieving the status of “Darwinian individual.” But because the holobiont-level trait—bioluminescence—is capable of varying, and because those variations are capable of being reconstituted in successive generations of squibrio symbioses, it follows that the squibrio is a reconstitutor, and therefore an evolutionary individual.
5. Dueling Darwinisms
My own view is that the reconstitutor—Veigl et al.’s proposed “evolutionary unit of heredity”—is really no unit of heredity at all. Ultimately, a coherent account of heredity demands that its units are situated in parent-offspring lineages. To successfully argue for this claim demands more space than I can afford.
For present purposes, I am not concerned with the content of either position. I am, instead, concerned with a higher-order question: What’s gone wrong? How have we found ourselves in a situation where biologists and biologically oriented philosophers can disagree so fundamentally about whether selection acts on certain entities? In this section, I suggest an answer to this question: Disagreements over the boundaries of an evolutionary individual arise not in virtue of different assumptions about concepts like “reproduction” and “heredity.” The rift runs much deeper than that. Instead, disagreements over the boundaries of an evolutionary individual arise due to differing assumptions about natural selection.
Recall that we have defined an evolutionary individual as any entity upon which natural selection can act. Thus, the empirical task of individuating individuals transmutes into the philosophical task of defining natural selection. As we have established, Lewontin’s tripartite “recipe” for selection (and its conceptual scion, Godfrey-Smith’s account of “Darwinian individuality”) has become the canonical definition: natural selection is heritable variation in reproductive fitness.
But one person’s modus ponens is another’s modus tollens. Say I endorse the following inference:
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1. If it doesn’t evolve by natural selection, then it’s not an evolutionary individual.
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2. (Most) holobionts don’t evolve by natural selection.
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3. Therefore, (most) holobionts are not evolutionary individuals.
This is the kind of inference we find in arguments for “Darwinian individuality.” Because holobionts seldom demonstrate heritable variation in reproductive fitness (at the level of the entire holobiont, not its individual parts), they do not evolve by natural selection. Because they do not evolve by natural selection, they are not evolutionary (i.e., Darwinian) individuals. But this sort of inference can be countered. Let us say, instead, that I find the conclusion of the previous inference unpalatable. Let us say that I am committed to the idea that holobionts are evolutionary individuals (for the reasons considered in section 4). In that case, rather than affirming the antecedent, I deny the consequent.
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1. If it doesn’t evolve by natural selection, then it’s not an evolutionary individual.
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2. (Most) holobionts are evolutionary individuals.
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3. Therefore, (most) holobionts do evolve by natural selection.
When one takes such a tack, they arrive at the conclusion that holobionts evolve by natural selection. They arrive at such a conclusion because they have agreed with the first premise—it would deny a biologist’s credibility to assert otherwise—and they have taken the second premise on board as an assumption.Footnote 2 The person who prefers this second inference, the modus tollens, must therefore find a way to make it so that holobionts evolve by natural selection. But when one assumes Lewontin’s tripartite recipe for natural selection, defending the conclusion of the modus tollens becomes quite tricky. The strategy for the proponents of the modus tollens has thus been to target the components of the recipe, for example, by taking issue with lineage-centric notions of “heredity” and accounts of “reproduction” that demand material overlap (e.g., Charbonneau Reference Charbonneau2014; Papale Reference Papale2021).
This is the wrong way to go about defending the modus tollens. It forces us into making claims such as “heredity does not require parent-offspring lineages.” Such claims are frankly not viable. Parent-offspring lineages are a necessary ingredient in the recipe for selection; otherwise, there is no such thing as one lineage being “fitter than” another.
So, if that is the wrong way to defend the modus tollens, then is there a right way? There is at least a better way. The way to defend the modus tollens is to argue that there are legitimate ways of understanding natural selection beyond the tripartite recipe. That is, the proponent of the modus tollens ought to argue that there is not a biconditional relationship between “natural selection” and the accounts offered by Lewontin and Godfrey-Smith. Our revised first premise would look something like this:
where “NS” means “natural selection” and “EI” means “evolutionary individual” (or, if you like, “unit of selection”). In informal terms: if an entity does not evolve by natural selection—where natural selection is understood to refer either to Lewontin’s tripartite recipe or some other legitimate account(s)—then that entity is not an evolutionary individual. Now, with such a conditional, one can argue a plausible modus tollens: Holobionts are evolutionary individuals, so holobionts must be subject to natural selection, bearing in mind that “subject to natural selection” is a disjunctive property that we have yet to flesh out.
The question now is whether we can find an alternative conception of natural selection—one that allows us to salvage the claim that holobionts, despite their lack of parent-offspring lineages, are subject to such a process.
6. The two natures of selection
Is there an alternative conception of natural selection on offer? There is, and we may find it by looking to a decades-old debate in the philosophy of biology: the debate between the “causalists” and the “statisticalists.” For the sake of space, I must ride roughshod over many important and interesting details of the debate. (For a recent summary of and contribution to the literature, see Pence Reference Pence2021.) For our purposes, the important distinction is that statisticalists argue for a second conception of natural selection—one that arose with the advent of the “modern synthesis,” a historical period that saw the application of statistical tools to evolutionary theory and resulted in the construction of population genetics models.
According to the statisticalist, natural selection is a statistical summary of the changes in frequency of a trait of interest at the population level. It says nothing about the success of an organism’s lineage, an organism’s fitness, and so forth. According to the population genetics models of the modern synthesis, the statisticalist argues, natural selection just is the directional change in the frequency of a trait, as predicted by that trait’s fitness.
In one of the more recent arguments for statisticalism, Denis Walsh and colleagues distinguish the two senses of selection in the following way:
“The process of selection that Darwin postulated is in essence the change in lineage structure that occurs when there is variation in [individual] fitness. Accordingly, we shall call this phenomenon ‘Darwinian selection’ (or ‘D-selection’).”
“The other process, in which populations change in their trait distribution as a function of variation in their trait fitnesses, we’ll call ‘modern synthesis selection’ (or ‘MS- selection’).” (Walsh et al. Reference Walsh, Ariew and Matthen2017)
Note that, by defining D-selection in terms of variation in the fitnesses of individual lineages, Walsh et al. are aligning D-selection with the tripartite recipe. In other words, D-selection is what Lewontin and Godfrey-Smith mean when they use the term “selection”; it is the process that picks out Godfrey-Smith’s “Darwinian individuals.” MS-selection, however, is a less stringent definition. It does not require individual lineages, reproduction, or inheritance. All it requires is that traits change in relative frequency as a function of their fitness over evolutionary time.
My ameliorative proposal is that, by introducing the distinction between D-selection and MS-selection, both camps of the holobiont debate—those that privilege the Stability of Traits and the Stability of Lineages—find a friendly conceptual framework. In other words, I propose that we distinguish between two senses of evolutionary individuality, with each sense grounded in one of the two interpretations of “natural selection” just discussed.
Following Walsh et al. (Reference Walsh, Ariew and Matthen2017) and having identified both D-selection and MS-selection as extant interpretations of “natural selection,” we should recognize corresponding notions of evolutionary individuality for each interpretation: D-individuals and MS-individuals.
D-individuals are the entities that evolve by D-selection. They satisfy Lewontin’s tripartite recipe because they possess heritable variations in reproductive fitness. They reproduce to create more D-individuals, thereby forming parent-offspring lineages. Conveniently, D-individuality—an abbreviation of “Darwinian individuality”—aligns perfectly with Godfrey-Smith’s account of the same name. Godfrey-Smith prefigures this analysis, in fact, when he writes that:
the idea of a Darwinian population is not set up in a way that is specific to some particular trait. Breaking organisms into traits is treated as something that comes later in an analysis. What is recognized first is the collection of individuals with all their features, both repeatable and unique. (Reference Godfrey-Smith2009, p. 40)
MS-individuals, however, are the entities that evolve by MS-selection. They do not (necessarily) satisfy Lewontin’s tripartite recipe because they need not reproduce nor inherit traits from previous generations. MS-individuals are merely the bearers of a trait of interest. How the trait arises is irrelevant so long as the trait is reliably reconstituted in each generation.
This dual notion of individuality—each corresponding to an account of natural selection grounded in the biological literature—lets us have our cake and eat it too. We can agree with Godfrey-Smith that most holobionts are not individuals in the Darwinian sense because they do not form parent-offspring lineages. They may be individuals, however, in a sense that is relevant for the modern synthetic interpretation of natural selection: they bear traits of interest.
At this point, I must anticipate the objection that I am foisting an account of MS-individuality onto those who prioritize the Stability of Traits when, in reality, they hold no such view. That is correct: The critics of Darwinian individuality I cite have never explicitly assented to the “modern synthesis” picture of natural selection nor its corresponding account of individuality. In fact, I suspect that many of them would balk at the idea. But that is why my proposal is an ameliorative one. My claim is that if those who prioritize the Stability of Traits continue to play by the rules set by those who prioritize the Stability of Lineages—for example, (Veigl et al. Reference Veigl, Suárez and Stencel2022) and (Godfrey-Smith Reference Godfrey-Smith2009), respectively—then they will lose the game every time. The “recipe” account of natural selection forces its critics to take positions such as, “heredity does not require parent-offspring lineages, only the reconstitution of traits.” But such a view is incoherent: If heredity is the result of inheritance, as Veigl et al. claim, then a trait must be inherited from one individual by another (or, more specifically, reconstituted with parts from one holobiont by another holobiont). Is this “from-one-by-one” relationship not the formation of a parent-offspring lineage?
So, I am not making the descriptive claim that those who prioritize the Stability of Traits consciously hold such a view. Instead, I am proposing that they ought to hold such a view. They require an account of natural selection—and a corresponding account of individuality—that backgrounds the individual lineages and, instead, privileges the frequency of the traits of interest. I am proposing that such an account is necessary to make sense of the “Stability of Traits.”Footnote 3
7. Conclusion: Defense of beanbag holobionts
This shift in explanatory focus (from lineages to traits) calls to mind the quibble between Mayr and Haldane on the usefulness of “beanbag genetics” (Haldane Reference Haldane1964). Mayr’s criticism was that the practice of beanbag genetics—that is, mathematically modeling allelic evolution at one locus by likening “the genetic contents of a population to a bag full of colored beans” (Mayr Reference Mayr1963)—eclipsed the importance of organismal processes (such as development and physiology) and grossly oversimplified genetic expression. Treating populations as bags of beans of different frequencies—reducing populations of organisms to simple statistical, allelic models—proved useful for empirical tractability but dismal for explanatory depth. Or so Mayr argued.
But now we know better. Models and other explanatory tools are constructed to be adequate for certain purposes (Parker Reference Parker2020). Information about individual development, physiology, and the complexities of gene expression are necessary for explaining certain phenomena. But if what I want is a population-level apparatus that enables me to predict future frequencies of a trait of interest, then beanbags will do the trick.
An analogous argument may be run for evolutionary individuality. One account of evolutionary individuality need not be better than another in any holistic or absolute sense. If what I wish to understand is how competing lineages have ramified in response to a selection pressure, then D-selection is necessary to tell the story. If, however, I wish to understand how competing traits have changed over evolutionary time, and I can abstract away from the details of individual lineages that underlie the shifting balance of traits, then MS-selection is the relevant model.
Veigl et al.’s “reconstitutors” are beans in a bag. What matters for their model is the trait, and the frequency with which the trait reappears in future generations. The underlying causal story of how that trait comes to be does not matter. As Haldane defended beanbag genetics, we may similarly defend beanbag holobionts.
Acknowledgments
I am indebted to audiences at “Brandonfest: A Conference in Honor of Robert Brandon’s Career” (Duke University, May 2024), The Tenth Biennial Conference of the Society for Philosophy of Science in Practice (University of South Carolina, May 2024), Philosophy and Biology Shop Talks (North Carolina, June 2024), Philosophy of Biology at the Mountains (University of Utah, July 2024), and The 29th Biennial Meeting of the Philosophy of Science Association (New Orleans, November 2024). I am additionally indebted to Dan McShea, V. Louise Roth, and Alex Rosenberg for helpful discussions at various stages of the research for this paper.
Funding
None to declare.