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This chapter analyses the practical and normative challenges of deceptive – and sometimes manipulative – criminal investigations, in the criminal justice systems of the United States, Germany, and England and Wales. With particular emphasis on ‘entrapment’ by state agents and the custodial interrogation of criminal suspects, it describes how the different legal traditions conceive these issues and considers ongoing attempts to regulate them through complex, multi-level legal frameworks. The chapter concludes with comparative reflections on domestic law experiences and their implications for procedural models, legal culture, jurisprudential principles and conceptions of legitimate political authority in criminal justice.
The right to silence and the presumption of innocence are fundamental to fair criminal proceedings. Section 313 of the Code of Criminal Procedure, 1973 (CrPC) permits courts in India to question the accused, allowing them to explain incriminating evidence. However, judicial interpretations of this provision have raised concerns about undermining these essential rights. This paper critically examines the evolving interpretations of Section 313 of the CrPC and their implications for the right to silence and the presumption of innocence. It argues that current judicial practices have turned the right to remain silent into a duty to provide explanations, contradicting natural justice principles. This study addresses three key questions: (1) How has the interpretation of Section 313 of the CrPC evolved in Indian jurisprudence, and what impact does this have on the accused’s right to remain silent? (2) In what ways does the current application of Section 313 of the CrPC conflict with Article 20(3) of the Constitution, which protects against self-incrimination? (3) What are the potential consequences of misapplying Section 313 on the presumption of innocence, and how can these issues be remedied through judicial or legislative reforms? The paper concludes with recommendations to preserve the integrity of the criminal justice system and ensure robust protection of the right to silence and the presumption of innocence.
This chapter examines if the systems of evidence in annulment, failure to act proceedings, and actions for damages, are designed to support private parties’ access to and participation in actions brought directly before the EU courts. Against the backdrop of evidence theory and the so-called procedural abilities doctrine, this chapter argues that, in the context of direct actions, the principle of effective judicial protection receives a restrictive reading. As a result, the requirements that private parties must meet to launch those actions do not, in practice, give way to broad procedural abilities and an unhindered access to the Union courts. These requirements thus seem designed to uphold a (strong) presumption of lawfulness of the EU legislature’s normative action, seeking to preserve the stability and coherence of EU law, rather than to ensure an effective access to, and exercise of the legal remedies included in the EU Treaties’ system of procedures.
The chapter presents an overview of the procedural arrangements adopted at the international criminal jurisdictions, namely the UN ad hoc tribunals for the former Yugoslavia and Rwanda and the International Criminal Court (ICC), covering the main milestones from the initiation of the investigation to trial phase to appeals against the judgment and sentence and review. Before delving into the trajectories of an criminal case before international criminal courts and tribunals, the chapter highlights the origins of international criminal procedure in the common law (Anglo-American, or ‘adversarial’) and civil law (Continental, or ‘inquisitorial’) approaches, resulting in its legal nature as a hybrid scheme where the balance between the domestic influences varies by tribunal and over time due to reforms pursued by judge-legislators (ICTY and ICTR) or by states and, to a lesser extent, judges (ICC). The chapter reviews the role and functions of the main actors in international criminal proceedings, including repeat or professional players (judges, prosecutors, and defence) and other participants such as victims and witnesses and states and international organisations. It also highlights the normative importance of human rights to international criminal process and the imperative of complying with the principles of public, fair and expeditious proceedings.
Following a public outcry about Eric Aniva being hired to have sex with children, he was arrested, tried and convicted of attempting to engage in a harmful practice and also of engaging in a harmful practice, contrary to Malawi's Gender Equality Act. Aniva's trial attracted significant public attention and highlighted kulowa kufa, the cultural practice at the centre of his trial. This article revisits Aniva's trial. By focusing on the operation of the law in judicial processes as well as the dynamics of judicial decision-making, it demonstrates and concludes that Aniva's trial may have been compromised. Specifically, the article analyses the state's failure to identify and parade material witnesses notwithstanding the alleged multiplicity of Aniva's victims, the role of the media in the trial as well as the probable effects of the trial court's selective recourse to international human rights standards.
This chapter discusses procedural rights as protected by the European Convention on Human Rights, other Council of Europe instruments, in EU law and in international instruments. Attention is paid to topics like the right to access to a court, the independence and impartiality of courts, effective legal remedies, the right to a fair trial and procedural guarantees in criminal proceedings. In the final section, a short comparison between the different instruments is made.
European Criminal Law has developed into a complex, jagged subject matter, which at the same time has become increasingly important for everyday criminal law practice. On the one hand, this work aims to do comprehensive justice to the complexity of the matter without sacrificing readability. In order to achieve this, the book’s structure enables legal scholars and experienced practitioners to access the information relevant to them in a targeted manner and, at the same time, enables less-oriented readers to gain access to European Criminal Law. Thus, the volume both answers basic questions and offers discussion in more specialised areas. Written by experts in the field, the book offers discussions that are both of the highest academic standards and accessibly readable.
Emerging neurotechnology offers increasingly individualised brain information, enabling researchers to identify mental states and content. When accurate and valid, these brain-reading technologies also provide data that could be useful in criminal legal procedures, such as memory detection with EEG and the prediction of recidivism with fMRI. Yet, unlike in medicine, individuals involved in criminal cases will often be reluctant to undergo brain-reading procedures. This raises the question of whether coercive brain-reading could be permissible in criminal law. Coercive Brain-Reading in Criminal Justice examines this question in view of European human rights: the prohibition of ill treatment, the right to privacy, freedom of thought, freedom of expression, and the privilege against self-incrimination. The book argues that, at present, the established framework of human rights does not exclude coercive brain-reading. It does, however, delimit the permissible use of forensic brain-reading without valid consent. This cautionary, cutting-edge book lays a crucial foundation for understanding the future of criminal legal proceedings in a world of ever-advancing neurotechnology.
Emerging neurotechnology offers increasingly individualised brain information, enabling researchers to identify mental states and content. When accurate and valid, these brain-reading technologies also provide data that could be useful in criminal legal procedures, such as memory detection with EEG and the prediction of recidivism with fMRI. Yet, unlike in medicine, individuals involved in criminal cases will often be reluctant to undergo brain-reading procedures. This raises the question of whether coercive brain-reading could be permissible in criminal law. Coercive Brain-Reading in Criminal Justice examines this question in view of European human rights: the prohibition of ill treatment, the right to privacy, freedom of thought, freedom of expression, and the privilege against self-incrimination. The book argues that, at present, the established framework of human rights does not exclude coercive brain-reading. It does, however, delimit the permissible use of forensic brain-reading without valid consent. This cautionary, cutting-edge book lays a crucial foundation for understanding the future of criminal legal proceedings in a world of ever-advancing neurotechnology.
The international community is moving towards the abolition of the death penalty but executions continue to lawful in a number of countries under certain circumstances where a crime of murder has been perpetrated at the issue of a fair trial. The mandatory death sentence is, however, always arbitrary. Those under 18 years of age at the time of the commission of the crime may not be lawfully sentenced to death and pregnant women may not be executed. The legality of executing persons with disabilities or older persons is also assessed. Finally, the death penalty in connection with an armed conflict is considered.
The chapter considers the inter-relationship between the right to life and other fundamental human rights, in particular the right to freedom from torture, to family life, to fair trial, to liberty and to security, to privacy, to peaceful assembly, and to food. While the remedy of a survivor of unlawful State action is likely to exist under the right to freedom from inhumane treatment, where the intent of State agents was to kill, a violation of the right to life may also have occurred.
This chapter looks at how the fair trial guarantees under EU law are implemented and scrutinised in civil matters. It argues that the normative and institutional framework for the implementation of these guarantees in the field of civil judicial cooperation is structurally deficient insofar as their application and assessment by domestic courts remain largely exempt from EU oversight. This deficiency is attributed to the limited scope of CJEU jurisdiction over fundamental rights. It is nevertheless suggested that recourse to Article 19(1)(2) TEU by the CJEU as a benchmark for judicial organisation may give the Court a tighter grip and enhance the quality of civil justice across the EU.
Although fair trial guarantees have always been recognised as constituting an integral aspect of international arbitral proceedings, this has largely been viewed through the lens of civil procedure rather than as a matter of public law and human rights. This state of affairs has further been compounded by the confidential nature of arbitration and the relative scarcity of set aside (annulment) proceedings before the courts of the seat of arbitration on the grounds of unequal treatment, and before human rights bodies such as the European Court of Human Rights. Moreover, it has always been difficult to reconcile contractual freedom and the advantages offered by arbitration with equal treatment and fair trial claims. This article demonstrates the existence of a set of general principles concerning the meaning and content of equal treatment, which are consistent with its commercial (and civil procedure) and human rights dimensions. The basis of this conclusion is Article 18 of the UNCITRAL Model Law on International Commercial Arbitration, as consistently interpreted and adapted by local laws and judgments, arbitral statutes and determinations by the European Court of Human Rights.
Over the past two decades, there have been significant legal developments aimed at securing and enhancing the participation of vulnerable witnesses in criminal trials. Yet, there remains relatively little regard for the fact that many defendants, including those who are not deemed to be vulnerable, are unable to participate in criminal proceedings in a meaningful sense. This paper aims to address two questions. First, why should defendants have participatory rights and be capable of meaningful participation in criminal proceedings? Second, why has it proven so difficult to attain meaningful participation of defendants? It is contended that barriers to meaningful communication between the defendant and the court could be dismantled without great difficulty, but continue to exist because due regard is not given to the normative rationales for participatory rights and defendant participation.
This chapter discusses the legal competence of the Special Court for Sierra Leone. First, the chapter discusses the personal jurisdiction of the Court and the decision to prosecute the crimes that had already been established as legal norms under international law and domestic Sierra Leonean law. The chapter thereafter examines the origin of each of the prosecutable crimes from prior international tribunals, namely crimes against humanity, war crimes and other serious violations of international humanitarian law, and the debates and difficulties that stemmed from using Sierra Leone’s law as the basis for offenses. Second, it analyzes the temporal jurisdiction of the court, while the civil war lasted nearly a decade the temporal jurisdiction of the Special Court only covered a few years in the last part of a ten-year conflict, leaving a large part of atrocities without any prosecutions. Finally, the chapter addresses the Special Court’s prosecutions of all parties to the Sierra Leone conflict, including the controversial government-funded militia, in an attempt to avoid criticism as another “victors justice” court.
The retention and use of the death penalty, especially the mandatory death penalty, continues to be an issue of controversy and concern in Africa and elsewhere. Accordingly, African states are slowly but increasingly moving away from the death penalty, with many of them abolishing it either de facto or de jure, or limiting its use, with some finding its mandatory application to be unlawful. This article considers the recent Supreme Court of Kenya decision that declared the mandatory nature of the death penalty as provided for under the country's Penal Code to be unconstitutional. However, it argues that, while declaring the mandatory death penalty to be unconstitutional is commendable and a promising step on the path towards the abolition of the death penalty, the death penalty remains available as a punishment, with serious human rights implications if procedural safeguards are not followed.
The Monsanto International Tribunal, a creation of civil society, sat at The Hague in October 2016. In its “Advisory Opinion” of 18 April 2017, this popular tribunal assessed Monsanto’s conduct under international law with regard to the right to a healthy environment, the right to food, the right to health, scientific freedom, as well as war crimes and ecocide. This article analyzes that opinion and situates it in its international legal context. Given that Monsanto did not participate in the proceedings, the question of a fair trial — which can have a decisive impact on the content of the opinion — is the first issue examined. In regard to the opinion itself, the findings are measured: the Tribunal concluded that Monsanto clearly violated human rights, but not international criminal law under existing legal standards. Given that, the Tribunal suggested two measures to redress the imbalance of the international legal order: on the one hand, to establish a hierarchy in favour of human rights and, on the other hand, to make companies direct bearers of international obligations deriving from these rights.
How to understand and deal with the principle of mutual trust, its emanations, interpretations, and imperatives has in recent years become one of the central and most critical issues in the development of the Area of Freedom Security and Justice (AFSJ). Civil justice may be the dark horse with respect to mutual trust among the policy areas of the AFSJ in the sense that it may show useful but hitherto hidden possibilities and have an un-tipped winning strategy. In particular, the balancing safeguards in legislation, the importance of which have been confirmed in case law, are important to ensure the fundamental right to a fair trial. However, that does not mean that mutual trust does not pose challenges in the context of civil justice. Hence, it remains important to focus on how—normatively, and by which regulatory means—to support mutual trust as well as how to balance, and perhaps limit, its implementation in order to enhance its legitimacy. In addition, the recent pressures towards harmonisation need to be carefully analysed.
The use of proportionality and balancing by the European Court of Human Rights (ECtHR) is inconsistent and does not provide clear guidelines from which policies can be drafted that could strike a fair balance between individual rights and public interests while not impairing the essence of the rights at stake. While ad hoc and unprincipled balancing may be justified on the theoretical level, on the practical level a policymaker seeking to understand which infringements constitute clear violations of the European Convention on Human Rights (ECHR) is left confused. This article adds clarity to this state of bewilderment by breaking down several aspects of the ECHR rights to a fair trial into clear-cut ‘red lines’, or minimum thresholds of protection. Overstepping those could result in a violation of the right concerned. Identifying these red lines is intended to assist legislators and policymakers in drafting laws and policies that conform with the obligations of their states under the ECHR, and to instruct policymakers outside the member states of the Council of Europe. Because of its unique characteristics, as well as the volume and breadth of its case law, the jurisprudence of the ECtHR can be a lodestone for the consolidation of an international human rights community based on shared values. The unique contribution of this article is the assessment of ECtHR jurisprudence not only on its own merits, but also in comparison with the jurisprudence of other international courts.
This article introduces some quantitative and qualitative analysis on the use of written witness statements in lieu of oral testimony at trial to assess in practice the impact of the rules on the admissibility of written witness testimony before the International Criminal Tribunal for the Former Yugoslavia, the International Criminal Tribunal for Rwanda, and the Special Court for Sierra Leone. It traces pieces of evidence admitted under the newer, more liberal, rules on written witness testimony from admissibility to judgment, to establish what impact, if any, these rules have had in practice and whether the critique that such rules might jeopardize fair-trial standards has been realized. The analysis illustrates that the newer rules on admissibility are used with relative infrequency in some tribunals, but that the admission of such statements could raise the question of equality of arms in others, given that the more liberal rules on written statements tend to be used more frequently by the prosecution than by the defence. It will be shown that some chambers have continued to emphasize the importance of oral testimony and have taken a very cautious approach when weighing written testimony, whilst others have suggested that written testimony that was not subject to full cross-examination should not, in principle, be given less weight than oral testimony. The ‘totality of the evidence’ approach in weighing the evidence will be analysed from a practical standpoint, and it will be shown that recent Appeals Chamber jurisprudence suggests that trial chambers may need to take a more particularized approach to pieces of evidence in the future.