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Autocrats frequently appeal to socially conservative values, but little is known about how or even whether such strategies are actually paying political dividends. To address important issues of causality, this study exploits Russian president Vladimir Putin’s 2020 bid to gain a popular mandate for contravening presidential term limits in part by bundling this constitutional change with a raft of amendments that would enshrine traditional morality (including heteronormativity and anti-secularism) in Russia’s basic law. Drawing on an original experiment-bearing survey of the Russian population, it finds that Putin’s appeal to these values generated substantial new support for Putin’s reform package, primarily from social conservatives who did not support him politically. These findings expand our understanding of authoritarian practices and policy making by revealing one way in which core political values are leveraged to facilitate autocracy-enabling institutional changes and potentially other ends that autocrats might pursue.
Around the world, countries have set up climate institutions that putatively “depoliticize” climate policymaking, removing decisions from the realm of partisan politics or delegating decisions to technocratic bodies. Here, we offer an empirical reassessment of such apolitical institutions in the UK, Norway, Denmark, and Australia. We find that what seems in many cases like depoliticization – upon closer examination – proves anything but. Instead, we offer a reinterpretation of climate advisory institutions as the path-dependent product of distributive and partisan conflicts. New climate institutions did not emerge merely as a result of norms about public goods provision and efforts to reshape intertemporal policymaking incentives, to provide stability, or to solve the gap between current and future welfare needs. Instead, these institutions addressed core distributive conflicts over climate policy, the short- or medium-term political needs of incumbent governments, or both. In turn, we argue that this political context surrounding their creation has limited the degree to which they can stabilize policy over time or depoliticize climate policy debates.
Irrigation relies on groundwater, but depletion threatens food supply, rural livelihoods, and ecosystems. Nature-based Solutions can potentially combat groundwater depletion, typically combining physical and natural infrastructure to benefit both people and nature. However, social infrastructure (e.g., rules and norms) is also needed but is under-studied for NbS used in agricultural groundwater management. Through a narrative review, we find that social infrastructure is infrequently described with an emphasis on using Nature-based Solutions to augment supply rather than manage demand.
Technical summary
Groundwater faces depletion worldwide, threatening irrigators who rely on it. Supply-side interventions to drill deeper or import water greater distances have not reduced this threat. Nature-based Solutions (NbS) are increasingly promoted as leveraging natural infrastructure to reduce depletion. However, there is growing evidence that without social infrastructure (e.g., social norms, capacities and knowledge), NbS will reproduce the problems of technical approaches. How can social infrastructure be implemented within agricultural groundwater NbS to overcome groundwater depletion? Through a narrative review of the literature on agricultural groundwater NbS, we evaluate how social infrastructure has been implemented to (1) enable coordination, (2) monitor and manage change over time, and (3) achieve social fit. Our analysis covers diverse cases from around the world and various points in time, ranging from ancient civilizations to present-day. We conclude that social infrastructure is essential to effective agricultural groundwater NbS but understudied. We also propose further research on NbS designs that rely only on social and natural infrastructure by focusing on ecological fit between agricultural practices and their local environments.
Social media summary
A review of nature-based solutions for agricultural groundwater management finds that social infrastructure is key.
The authors examine the 1910, 1920, 1930, and 1940 US censuses to identify demographic characteristics of children who resided in public and private institutions for minors, with special attention to patterns of racial segregation and exclusion. The article focuses on public and private institutions founded exclusively to serve children and youth and also on correctional institutions for children and adults. The authors found racial segregation in private institutions, underrepresentation of children of color in both private and public institutions, and overrepresentation of boys of color in correctional institutions for minors and adults. They also identified a historical pattern, with few exceptions, of excluding girls of color from all types of public and private institutions.
The last decades have seen important progress in the economic analysis of institutions, with increasing concern about the need to ‘unbundle’ this concept and the diversity of situations it covers. It is so because of the complexity of the systems the concept intends to capture and the ambiguity of definitions often perceived as catch-all ideas without a clear connection to a research strategy. This essay contributes to the literature emphasising that overcoming these difficulties requires a theoretical framework identifying and characterising distinct institutional layers. The content of this framework is substantiated through the analysis of the nature and role of the long-ignored intermediate layer of ‘meso-institutions’. Meso-institutions designate devices and transmission mechanisms linking general rules, norms and beliefs established at the macro-institutional level with their perception, adaptation, and implementation (or challenge) by the actors populating the micro-level. Operationalising this framework relies on a research strategy that proceeds from a ‘substantive theory’ of institutions to the collection and processing of ‘empirical evidences’ through the development of ‘auxiliary theories’ designed to capture specific institutional objects. References to several empirical studies support the relevance of this approach.
Scholarship on Roman political thought and its legacy, especially anglophone, has rapidly expanded over the last decade. The main drivers of this renewed attention to Roman political ideas and institutions are an historical interest in the collapse of the Roman republic; a philosophical interest in republicanism; and a growing sensitivity to the originality of Roman thinkers, especially Cicero, in contrast to the older view that they were simply derivative of the Greeks. In this essay I will discuss recent publications on Cicero and Roman political ideas. After offering an overview of key themes in this new scholarship, I seek to suggest promising directions for future research and encourage the growing interest in Roman political thought and Cicero in particular. Cicero provides a fascinating link between ideas, institutions and action on the ground and he is therefore with good reason at the centre of much of the rapidly expanding literature on Roman political thought. In addition, given his interest in developing a theory of justice as the foundation of the state (res publica), a focus on Cicero will help explore the legacy of republicanism from the angle of his ideas about justice while paying attention to scholarship placing these ideas into their historical and institutional context.
Chapter 3 develops a theory of the domestic politics of intra-industry trade. It argues that changes in the nature of trade away from endowments-based trade to two-way trade within industries change the structure of preferences over trade policy and the way that actors mobilize politically in order to influence trade policy. This, in turn, affects trade policy outcomes and the ease with which trade agreements are concluded. First, I argue that the distributional effects of intra-industry trade drive a wedge through industry preferences over trade policy. As intra-industry trade increases, globalized firms support openness, and smaller, domestic-oriented firms within the same industry support protection. Second, these heterogeneous firm preferences change the ability of industries to overcome collective action problems and organize politically to influence trade policy. I argue that industry associations are hamstrung in their ability to lobby while individual firms have a greater incentive to lobby alone for their preferred policies. Third, exporters will overwhelm domestic-oriented firms in their ability to lobby, and as a result, tariffs will be lower in industries with higher intra-industry trade, though this may not be the case with non-tariff barriers to trade.
This chapter assesses the effects of intra-industry trade on lobbying in the EU. It includes the results of analysis of an original dataset of EU-based lobbying over several trade agreements. First, the chapter briefly discusses the nature of trade policy in the EU, and then surveys the literature on the politics of trade in Europe, with a focus on the state of our knowledge about the character of political coalitions and the involvement of industry associations and individual firms in the trade policymaking process. Second, the chapter discusses the role of intra-industry trade in the EU and presents an argument about the way that IIT has eroded the ability of European industry associations to lobby jointly over trade policy. Third, the chapter introduces the dataset used to assess the argument and discusses the quantitative analysis and results. The results support the theory developed in this book and demonstrate that IIT affects societal coalitions across diverse institutional contexts.
The book opens with some compelling examples of puzzling episodes in recent trade policy negotiations. I question why Americans were largely unaware of TTIP, while the TPP became a lightning rod for controversy and went down in flames on day one of the Trump presidency. I also discuss the dramatic rise in firm-level lobbying over these and other trade agreements, despite the IPE literature’s longstanding assumption that firms primarily engage in trade politics collectively via industry associations or class-based coalitions. Then I briefly introduce my theoretical story, which makes sense of these and other puzzles. I discuss the state of our understanding of trade politics in developed democracies before presenting the plan of the book to follow.
The secrecy of intelligence institutions might give the impression that intelligence is an ethics-free zone, but this is not the case. In The Ethics of National Security Intelligence Institutions, Adam Henschke, Seumas Miller, Andrew Alexandra, Patrick Walsh, and Roger Bradbury examine the ways that liberal democracies have come to rely on intelligence institutions for effective decision-making and look at the best ways to limit these institutions’ power and constrain the abuses they have the potential to cause. In contrast, the value of Amy Zegart’s and Miah Hammond-Errey’s research, in their respective books, Spies, Lies, and Algorithms: The History and Future of American Intelligence and Big Data, Emerging Technologies and Intelligence: National Security Disrupted, is the access each of them provides to the thoughts and opinions of the intelligence practitioners working in these secretive institutions. What emerges is a consensus that the fundamental moral purpose of intelligence institutions should be truth telling. In other words, intelligence should be a rigorous epistemic activity that seeks to improve decision-makers’ understanding of a rapidly changing world. Moreover, a key ethical challenge for intelligence practitioners in liberal democracies is how to do their jobs effectively in a way that does not undermine public trust. Measures recommended include better oversight and accountability mechanisms, adoption of a ‘risk of transparency’ principle, and greater understanding of and respect for privacy rights.
Social scientists are paying attention to the role that knowledge plays in economic phenomena. This focus on knowledge has led to exploring two challenges: first, its governance to reap positive externalities and solve social dilemmas, and second, how we can craft institutions to match the intangible nature of ideas with adequate property rules. This article contributes by elaborating on the different knowledge property regimes and the elements contributing to their classification. This paper first taxonomises knowledge governance regimes based on Ostrom’s work on institutional analysis. Second, it examines why governance structures for managing knowledge production vary across industries, according to (1) the characteristics of knowledge, (2) the attributes of the organisations, and (3) the different rules-in-use to enforce property rights. This is the first study at the intersection of institutional analysis and political economy that highlights the knowledge features, incentive structures, and mechanisms undergirding knowledge governance in different property regimes.
Just as we would be remiss to skip past a discussion of the role of entrepreneurs in innovation, we would be remiss to skip over the role of the state. In this chapter, we move through three starkly different visions of what role government ought to play in bringing about innovation in the economy. The first paper discussed, by Acemoglu & Robinson, suggests that the state actually plays a key role in creating the institutions that make innovation worthwhile. The second reading, a set of chapters from a book by Mazzucato, argues that this institution-oriented view is too limited, provides evidence of how ‘entrepreneurial states’ can also work to develop innovations, and suggests that this implies a state that is much more active in investing in and directing innovation. The third reading turns up this argument further, arguing that the urgency of the global climate crisis and the vast economic reorganization that it demands means that the state should not just be more active in investing and directing: the crisis, it argues, can only be solved by a complete socialization of the economy, by the state actively managing innovation and production.
It would be remiss to have a discussion of innovation without addressing the role that entrepreneurs and entrepreneurship can play in it. To begin that discussion, we turn first to Schumpeter’s early work and its enthusiastic (almost theatrical) celebration of the entrepreneur and Baumol’s historical analysis of what it is about our current economic system that leads entrepreneurship to take particularly productive forms and not the unproductive and destructive forms that might have dominated earlier epochs. Then, we problematize. With Gans et al., we explore what conditions might contribute to entrepreneurship spurring Schumpeter’s gale of Creative Destruction and think about why any rational entrepreneur would even attempt to do so. To close the chapter, Nightingale & Coad lay bare the counterintuitive argument that entrepreneurs, for all the bravado and cultural celebration, typically really don’t do that much. Much of what most people believe to be true about entrepreneurs, it turns out, is just a result of survivorship biases and other methodological problems.
This Element brings together the problems of economic calculation, institutional diversity, and institutional feasibility, arguing that these themes are deeply interconnected and mutually reinforcing. Building on recent developments in institutional theory, political economy, social philosophy, and logical analysis, the Element revisits the classic debates surrounding alternative economic and governance systems. The discussion is organized around three core elements: (1) an overview of recent developments in institutional theory and social philosophy, that driven by technological advances have revitalized debates on alternative economic and governance systems; (2) a reexamination of the economic calculation debate, tracing its evolution from Austrian economics to a broader theoretical synthesis incorporating institutional political economy and conflict theory; and (3) a discussion of the formal, logical, and philosophical foundations for thinking about feasibility and realizability, offering analytical tools for evaluating the plausibility of institutional alternatives within specific historical and social contexts.
This chapter situates three Latinx literary organizations – CantoMundo, Letras Latinas, and Undocupoets – in a trajectory of institution building dedicated to the support and development of Latinx poetry and poetics. Moving through organizational origins, concrete support strategies, founding members, and institutional alliances, the chapter maps out the practical as well as philosophical outcomes of developing Latinx poetry and poetics as a diverse, multiform set of voices. Coinciding with greater recognition of Latinx poets in terms of fellowship support, book prizes, and publication numbers, CantoMundo, Letras Latinas, and Undocupoets, as well as organizations that have built alongside and with them, have decisively shaped twenty-first-century Latinx poetry and given it many possible routes for future development.
Latin American and South European countries share a common policy legacy of public Pay-As-You-Go (PAYG) pension systems, yet reform paths taken over the past decades between and within the two regions have varied. Latin American countries opted for the full or partial privatization of their public pension systems, yet subsequent reforms have challenged the public–private mix. Meanwhile, countries in Southern Europe opted for a less radical path, entailing different degrees of reform of their public pillars and the introduction of supplementary private ones. Our analysis focuses on Argentina, Chile, and Uruguay – in Latin America – and Spain, Italy, and Greece – in Southern Europe – and the reforms implemented since 1990. In understanding reform variation, we argue that by focusing on the role of political institutions and policy legacies, it is possible to identify reform mechanisms.
Human societies reliably develop complex cultural traditions with striking similarities. These “super-attractors” span the domains of magic and religion (e.g., shamanism, supernatural punishment beliefs), aesthetics (e.g., heroic tales, dance songs), and social institutions (e.g., justice, corporate groups), and collectively constitute what I call the “cultural manifold.” The cultural manifold represents a set of equilibrium states of social and cultural evolution: hypothetically cultureless humans placed in a novel and empty habitat will eventually produce most or all of these complex traditions. Although the study of the super-attractors has been characterized by explanatory pluralism, particularly an emphasis on processes that favor individual- or group-level benefits, I here argue that their development is primarily underlain by a process I call “subjective selection,” or the production and selective retention of variants that are evaluated as instrumentally useful for satisfying goals. Humans around the world are motivated towards similar ends, such as healing illness, explaining misfortune, calming infants, and inducing others to cooperate. As we shape, tweak, and preferentially adopt culture that appears most effective for achieving these ends, we drive the convergence of complex traditions worldwide. The predictable development of the cultural manifold reflects the capacity of humans to sculpt traditions that apparently provide them with what they want, attesting to the importance of subjective selection in shaping human culture.
This article extends recent insights from new institutional economics to explore the relevance of the concept of meso-institutions. It does so through the exploration of the case of the Brazilian Forest Code, pointing out how and why meso-institutions play a key role in making public policies effective. More specifically, our study shows how crucial is the complete fulfilling of the functions characterising meso-institutions – namely translation, monitoring, and enforcement, to implement regulations and determine their effectiveness. Lessons are drawn regarding the complexities inherent in the creation, implementation, and operationalisation of rules across a multilayered institutional environment.
This penultimate chapter turns to MacCormick’s institutional theory of law. This theory sought to answer questions about how law existed and how it was knowable. This chapter reads over four decades of this theory with character, doing so in two parts. In the first part, it explores the sense in which the very substance of the theory can be understood relationally, i.e., as underpinned by sensitivity to the dangers of domination, and a commitment to respect, decency, considerateness, and civility. The second part reads the institutional theory of law as a relational act in another sense, i.e., as mediating across what are otherwise often divisions or separations, such as between philosophy and sociology, or scholarship about law and the practice of law. The chapter tracks various changes in how MacCormick theorised law institutionally, from his early interest in law as institutional fact, to his later law as institutional normative order.
This chapter motivates the book’s central questions: Why is incumbency an electoral blessing for politicians in some countries but an electoral curse in others? Why does incumbency bias emerge? What are the consequences of incumbency bias for democracy? The chapter then presents the book’s bounded accountability theory in brief: incumbency bias emerges and varies because democratic institutions generate a mismatch between citizens’ expectations of incumbent performance and incumbents’ capacity to deliver. The chapter clarifies how this argument builds and expands upon prior work on incumbency bias in Latin America and the US, and how it draws theoretical insights from theoretical and empirical work on electoral accountability. The chapter also distils contrasting predictions between bounded accountability and theories that stress corruption and clientelism as the drivers of incumbency advantage and disadvantage. The chapter closes by describing the case selection and outlining its nested-multilevel research design that combines cross-country and within-country comparisons and employs tools of causal inference to examine incumbency bias in Argentina, Brazil and Chile.