Chapter Objectives
Describe how to conduct a communication audit.
Summarize how the Public Health Emergency Preparedness capabilities are related to emergency risk communication planning.
Present the roles and responsibilities of key crisis communication team members.
Explain how partnerships play a role in emergency risk communication.
Overview of Planning for Public Health Emergencies and Leveraging Current Crisis Communication Plans
Since the early 2000s, thousands of public health officials and practitioners have been trained in emergency risk messaging principles, and creating an emergency risk communication plan is part of that training.[Reference Seeger, Reynolds, Day, Finn and Winni1] Health departments that receive federal public health preparedness funding through the Centers for Disease Control and Prevention (CDC) cooperative agreement must develop a crisis communication plan to demonstrate emergency risk communication functionality.[2] As outlined in the Public Health Emergency Preparedness (PHEP) capabilities, assessing the current state of a health agency’s ability to respond to and communicate about a health emergency is part of the emergency preparedness and response capabilities planning model.[3]
Assessing the current state of the health department’s ability to respond to a health emergency includes analyzing resource elements, which include planning documents, human resources (i.e., skilled workers), and physical resources such as office space, computers, and other items needed to respond to an emergency. For emergency risk communicators, this means reviewing and updating communication plans to identify missing or outdated information, unclear processes and procedures, and updates to who serves as a spokesperson or the identification of additional subject matter experts. Reviewing crisis and emergency risk communication (CERC) plans, toolkits, standard operating procedures, and who serves as key subject matter experts is a crucial preparedness activity. Engaging in these preparedness activities will also help strengthen relationships within the agency and support cross-team and cross-program coordination.
A communication audit entails reviewing existing materials within your organization and identifying where to make improvements. Organizations often conduct communication audits to ensure their materials are in line with their brand, identity, and communication policies, but audits can also assess what information materials are available to a given program or, in some cases, to a revised outdated program.[4] Communication audits review relevant policies related to reviewing and clearing documents for public consumption, identified spokespeople, and media and social media usage for official business. For emergency risk communication, communication audits are usually conducted before or after an emergency response.
When a communication audit is conducted before an emergency, it will focus on how much information (e.g., communication materials) is available on a given topic such as influenza, E. coli, measles, hepatitis C, or other health threats that could arise in the community. The audit will also assess when the information was created and whether the materials need to be revised and updated. When communication audits happen after an emergency, they are usually part of an after-action review (AAR) to improve organizational processes during an emergency. See Chapter 10 for more on evaluation and AARs.
Conducting a Communication Audit
To conduct a communication audit during the precrisis phase, follow these five steps:
1 Identify priority health threats for the community that the health agency serves. These health threats could include the flu season, common foodborne illness outbreaks (e.g., salmonella), or smoke from wildfires. Check with leadership if you are unsure on how to prioritize health threats.
2 Create an inventory of the communication materials available to communicate about the health threat. These communication materials can include communication toolkits, talking points, social media messages, press release templates or previously used press releases, webpage copy, and fact sheets. Using a spreadsheet is a good way to keep track of what materials are available by health threat. It is also a good idea to include when the item was created and last reviewed.
3 Identify what is missing or what is outdated. Make a plan to create and/or edit communication materials and make sure to work in coordination with subject matter experts and leadership. Consider coordinating with community members to gather their feedback on the materials as part of a message testing process.
4 Once the communication materials have been created and edited, hold a briefing meeting to update key communication staff, program staff, and leadership about what materials have been created, where the materials are, and how they will be used during an emergency. You can also work with your preparedness program to identify how the new materials could be tested, such as during a tabletop discussion or functional exercise.
5 Make a note to check and review these materials both annually and following an emergency in which they were employed.
If new messages need to be created, consider testing those messages to ensure they will resonate with and reach target audiences. See later in this chapter for more on message testing.
Communication Plans, Planning, and Toolkits
Since 2001, CDC has funded state and local health departments through the PHEP cooperative agreement program, which provides critical funds for health departments to create and sustain information and communication systems, conduct routine surveillance efforts for infectious diseases, provide community education and risk communication, organize exercises, and identify ways to address vulnerable populations.[Reference Houser5]
CDC outlines 15 public health and emergency preparedness and response capabilities[2]:
2 Community Recovery
5 Fatality Management
7 Mass Care
8 Medical Countermeasure Dispensing and Administration
9 Medical Material Management and Distribution
10 Medical Surge
12 Public Health Laboratory Testing
13 Public Health Surveillance and Epidemiological Investigation
14 Responder Health and Safety
15 Volunteer Management
Emergency risk communication and messaging can be found in all of these preparedness capabilities. When your organization is in the precrisis, preparedness stage, it is key that emergency risk communicators understand emergency response operations. This fundamental understanding is so important because, for each key operation area, communicators need to develop messaging that explains what their organization is doing and what the public can do to protect their health. Nonpharmaceutical interventions will be developed by subject matter experts and implemented by health department staff, but emergency risk communicators will need to share and educate the public about nonpharmaceutical interventions through public messaging. Additionally, within the PHEP capability guidance, there are key areas where some functions overlap with emergency risk communication. For example, Capability 2: Community Recovery coordinates with Capability 4: Emergency Public Information and Warning to develop messages and identify audiences impacted by the emergency.
For emergency risk communicators, it is important to understand Capability 4: Emergency Public Information and Warning. This capability outlines key functions and tasks that must take place to facilitate effective emergency communication in a health emergency. These functions include:
1 Activate the emergency public health information system.
3 Establish and participate in information system operations.
4 Establish avenues for public interaction and information exchange.
5 Issue public information, alerts, warnings, and notifications.
The key is for these PHEP functions to align with an emergency risk communication plan that strategically guides communication during a health emergency. For emergency risk communicators, the key is to crosswalk the Capability 4: Emergency Public Information and Warning with the CERC’s recommended components of a crisis communication plan.
The 2014 CERC manual outlines required components of the crisis communication plan[6, 7]:
Signed endorsements from senior leadership.
Designate responsibilities for the public information team.
Establish agreements on release authorities (who releases what and when).
Media contact lists.
Plan to coordinate public health response teams.
Notification procedures for public information and preparedness and response teams.
Contact lists for emergency response partners.
Have agreements and procedures to join Emergency Operations Center and/or Joint Information Center/System (JIC).
Develop procedures to secure needed resources.
Outline information dissemination efforts.
Lists of stakeholders, including who they are, where they are located, and how to reach them.
Crisis communication plans need to include the materials identified during a communication audit that can be used during a health emergency. The following sections crosswalk the PHEP capabilities with sections of a CERC plan to provide practical guidance on how to revise and update existing communication plans.
Function 1: Activate the Emergency Public Health Information System
This function ensures that the crisis communication team and spokespeople are alerted to the health emergency and can provide information to the public.
The core tasks of the function are:
Identify key personnel (including spokespeople, subject matter experts, public information officers) to implement and disseminate emergency risk communication.
Identify the location of a physical or virtual Joint Information Center or Joint Information System.
Outline how key personnel will be notified about the emergency.
Identify the roles and responsibilities of those who are responsible for emergency risk communication.
Ensure key personnel are trained.
Clarify roles between and among partner agencies regarding public information activities.
What Does This Look Like in a CERC Plan?
Within a crisis communication plan, clearly outline who will act as spokespeople and for what emergency response they will be used. Also clarify when particular spokespeople will be used depending on the magnitude and severity of the emergency response. For example, for some foodborne illness outbreaks, having an epidemiologist serve as a spokesperson is appropriate as they will be the expert on the outbreak investigation. However, if the outbreak involves multiple counties or a high-profile organization, having a health officer or health department as spokesperson is more appropriate.
Next, include members of the crisis communication team and identify what roles and responsibilities they will hold. In this, it is critical to identify individuals with specific skillsets related to writing, communication, media monitoring and analysis, media relations, and website and social media management. If you have a small agency, you may need to identify staff from programs outside of the preparedness program. For example, if the preparedness program only staffs three individuals, leveraging staff from the immunization program or nursing division will be necessary during a health emergency. If staff do not have the necessary skills or need to receive training, ensure that the preparedness program facilitates the necessary training and tracks which individuals have received training.
Developing Sustainable Crisis Communication Teams
In addition to outlining policies and procedures, CERC plans designate who will carry out emergency risk communication activities. Two key tenets of public health preparedness include scaling operations to meet emergency response demands and having a skilled workforce that is able to perform during health emergencies. A health department that leverages and integrates public health preparedness with existing systems and public health practices will be able to quickly scale up their emergency response activities during an active response.[Reference Nelson, Lurie, Wasserman and Zakowski8]
An expert and fully staffed workforce includes having skilled team members who can perform during a health emergency and leaders who can manage the health emergency, engage with stakeholders, and effectively communicate response operations and mitigation strategies. To develop a sustainable crisis communication team, first look internally at current staff labor categories and skillsets and then determine if, and when, external support is needed. Table 2.1 outlines the key roles needed for a crisis communication team.
Table 2.1 Crisis communication team member roles and responsibilities
Communication plans can add other positions depending on the scope and scale of the health emergency. Additionally, if a Joint Information Center is established, there may be more roles to consider, such as a Joint Information Center manager, who oversees the administration of the JIC and may coordinate public email inquiries regarding the emergency response.
Function 2: Determine the Need for a Joint Information Center/System
This function focuses on coordinating public information, both internally within the health agency and externally with other jurisdictions and agencies. A point of distinction is needed here: A JIC can be created either as a structure internal only to public health (i.e., a public health JIC) or public health can participate in a JIC created by an emergency management agency (i.e., emergency management JIC).
The core tasks of this function are:
Coordinate with emergency management to determine the need for a public health JIC and coordinate with emergency management.
If a public health JIC is not activated, identify who will participate in an emergency management JIC.
Coordinate the delivery of public information from the JIC through four common functions: information gathering, information dissemination, operations support, and liaison roles.
What Does This Look Like in a CERC Plan?
JICs are a part of the National Incident Management System (NIMS), and they were developed to coordinate communication activities across multiple agencies during emergency management disaster responses.[9] In a traditional JIC, a physical location is set up for public information officers from different agencies to develop messages based on their agency’s role in the response, and the incident commander approves the message before it is released. The virtual form of this coordinating center is called a Joint Information System. This book will refer to both a Joint Information Center and a Joint Information System as a JIC.
CDC and local public health departments often operationalize JICs to organize internal communication functions and coordinate with other health departments. This is called a public health JIC.[3] The public health JIC functions as the main media distribution point during health emergencies and ensures the distribution of consistent and accurate information.[10, Reference Conley11]
The following functions of a JIC were used as part of the CDC 2005 severe acute respiratory syndrome (SARS) emergency response[10]:
Issue local public health announcements and updated information on the outbreak and response efforts.
Disseminate information about the health emergency, its management, and the possible need for travel restrictions, isolation, and quarantine measures.
Establish a “news desk operation” to coordinate and manage media relations activities.
Provide a location for state, local, and federal communication and emergency response personnel to meet and work side by side on developing key messages, handling media inquiries, and writing media advisories and briefing documents.
Respond to frequently asked questions by developing fact sheets, talking points (key messages), and question-and-answer documents.
Coordinate requests for spokespeople and subject matter experts.
Issue media credentials to the press.
Address other local/regional information requests related to the outbreak that require distribution to the media and the general public.
Develop, coordinate, and manage local websites as required.
Public health JICs are often established to coordinate internal and external emergency risk communication activities. For example, health departments work on outbreaks on a regular basis, with many of them never reaching a declared health emergency status. In these situations, activating an external JIC is not necessary because the outbreak situation does not overwhelm current resources and current resources can handle the public health incident. Instead, the health agency may bring together an internal JIC to coordinate communication across multiple internal programs. However, when outbreaks are larger and require more communications support, creating a JIC will scale up communication activities and the number of people working on communication activities. Remember, emergencies start at the local level. During communication planning and review, it is good practice to develop a threshold or trigger chart that outlines that when certain conditions are reached, a JIC will be activated. Procedures for activating and maintaining the structure of a JIC if one is activated will be outlined in a later section of this chapter.
How Best to Engage with Partner Agencies
A key factor to establishing a public health JIC is including partner agencies. Health departments respond to outbreaks and other smaller health threats on a regular basis, but sometimes they need additional support when local systems are overwhelmed. It is imperative for health department staff to know and understand what local resources are available to handle health emergencies and what trigger events or thresholds will initiate a formal emergency response declaration and multidisciplinary and multijurisdictional responses.
When a formal health emergency is declared, local and state health departments can request additional resources. Depending on the situation, other government agencies may also be involved. Consider the following quote: “When you want to go fast, go alone. When you want to go farther, go together.” This quote is relevant to large-scale emergencies because multiple government agencies will be involved in the response, all of which will have key tasks and responsibilities to carry out. However, even in large-scale emergency responses, one agency is designated the lead; this lead role is determined by the type of emergency (i.e., natural disaster, terrorism, health, etc.).
Designating who does what is often established through formal training, tabletop exercises, full-scale exercises, and, of course, real-world experience. These are key activities that happen during the precrisis phase of a health emergency. Developing a regular frequency for meetings, tabletops, and function exercises will help build relationships and maintain trust between and among agencies. For emergency risk communicators, establishing communications-specific tabletop exercises and meeting discussions with other communicators, public information officers, and identified spokespeople will create a strong working relationship with internal public health staff and with communicators external to the agency.
When a relationship is established with another agency, it is imperative to maintain and nurture that relationship over time. Knowing the responsibilities of other agencies and identifying key staff in other agencies – such as the public information officer for the transportation department or the forestry department – could help make an emergency response more efficient. Having these preidentified relationships in place before an emergency occurs makes agency collaboration during a response easier, more effective, and more efficient.[12] Trying to develop relationships and build trust with new response partners during a health emergency can be challenging.[Reference Zafari, Biggemann and Garry13]
Further, when public health agencies participate in an emergency that is led and managed by emergency management – whether at the local, state, or federal level – within the JIC the health agency serves as the subject matter expert for health and medical issues and questions. For example, under Emergency Support Function 8 (ESF 8), public health and medical services annex,[14, 15] when emergency management is leading an emergency response, the public health function is supporting delivery of medical countermeasures, equipment and supplies, and technical assistance. Further, under ESF 8, the public health function is to communicate emergency risk information, including proactive actions the public can take to protect their health.
Function 3: Establish and Participate in Information System Operations
This function focuses on how to engage with CERC activities through monitoring the media, conducting media briefings, and addressing rumors:
Participate in public information sharing.
Control rumors.
Provide a single point of dissemination of information for public health and health care issues.
What Does This Look Like in a CERC Plan?
Within the CERC plan, it is critical to outline such matters as issuing press releases, establishing an incident-specific emergency website, holding media briefings, and establishing call centers. Understanding how the agency will address rumors is important. See Chapter 7 information on addressing rumors.
For health emergency responses, it is critical to streamline communication so that the public, stakeholders, and media inquiries are identified, documented, and responded to in an efficient manner. One way to streamline emergency communication is to funnel emergency inquiries to specific emergency response phone numbers and emails. These emergency-specific communication channels are often used when a JIC is established.
Function 4: Establish Avenues for Public Interaction and Information Exchange
Provide ways for the public to contact the health agency during an emergency, such as:
Establish systems for handling public and media inquiries.
Post incident-related information on health agency websites.
Use social media platforms and text messaging.
Identify, protect, and ensure information exchange occurs with hard-to-reach and socially vulnerable populations.
What Does This Look Like in a CERC Plan?
Within the CERC plan, it is critical to outline how and when certain types of media relations activities are used, such as issuing press releases, establishing an incident-specific emergency website, holding media briefings, and establishing call centers. Leverage the agency’s digital channels to share and disseminate information, including the agency website, social media channels, GovDelivery newsletters, and text messaging. See Chapter 5 for more information on communication channels. Coordinating with the public health and preparedness program can help identify the locations of hard-to-reach and socially vulnerable populations. See Chapter 3 for more information on identifying audiences.
Function 5: Issue Public Information, Alerts, Warnings, and Notifications
Use CERC principles to disseminate critical health and safety information to the media, the public, and other stakeholders.
The core tasks include:
Comply with jurisdictional legal guidelines when communicating information.
Disseminate information to the public using message maps (including those who are deaf or hard of hearing or have visual impairments, limited English proficiency, diverse cultural backgrounds, cognitive limitations, or those who do not use traditional media).
Disseminate information to responder organizations.
What Does This Look Like in a CERC Plan?
This function of the crisis communication plan leverages communication messages such as talking points, webpage copy, social media messages, fact sheets, and webpages about the virus, among others, all of which can be used during an emergency. It is also imperative that communication materials be available in multiple formats. Although not a state requirement, 508 compliance is a federal law that requires US federal agencies to provide accessible information to people with disabilities when using electronic and information technology.[16]
Finally, the crisis communications plan needs to outline procedures regarding information distribution to stakeholders, the public, and the media. For example, identify what communication channels will be used to send press releases to the media. If a specific media email list is established, identify how that will be used during a health emergency and who has the ability to send such releases. If a GovDelivery email newsletter is established, outline how that will access the system and send the message.
Key Tip: Emergency Communication Clearance Processes, Release Schedules, and Updating Published Materials
As outlined earlier, a crisis communication plan will include communication clearance processes and procedures, including a release schedule and processes for updating published materials. The communication clearance process is a critical step for agency leadership and subject matter experts to review and approve emergency messaging before it is officially released to the public, media, partner agencies, and stakeholders. This final review ensures the emergency messaging is scientifically accurate and does not violate agency policies. The release schedule is managed by the communications team and outlines how often information will be released. For example, during the initial phase of an emergency, information may be updated every 24 hours. As the emergency moves into the maintenance phase, information may be updated weekly. As the emergency moves into the recovery phase, information may be updated monthly. A process for updating published materials ensures that the emergency information available on the agency’s website and social media channels is accurate and up to date. When updating published materials, it is helpful to designate a subject matter expert to review agency web pages in order to ensure the posted information remains accurate. It is also imperative to outline how often the review of published materials will take place (e.g., daily, weekly, monthly). Finally, designate a web or communications team member to make the actual updates.
When developing a communication clearance process, consider the following:
Who needs to review the document? Consider agency leadership, subject matter experts, and the policy team. Give each reviewer specific instructions on what to look for when reviewing. For example, have subject matter experts look at the accuracy of the content and have a communications specialist focus on proofreading and grammar issues. It is a best practice to have the policy team review the documents to ensure emergency messages do not impact current agency policies.
How will the review process take place? For example, will you send the materials by email or create a specific SharePoint site to facilitate the review process?
Who is the final approver? Often the highest-ranking official of the agency gives final approval regarding a message. If the Incident Command System has been activated, the Incident Commander may be the final approver.
How much time is needed to review? It is a best practice to provide reviewers with clear deadlines and timelines for review. For example, if the information needs to be sent to the media in 2 hours, tell the reviewers they only have 1 hour for review, which provides the communications team with 1 hour to address edits and package the materials for release.
Mini-Case Study: Douglas Complex Fire
On July 26, 2013, lightning and thunderstorms moved into Douglas County in central Oregon, and a lightning strike ignite multiple wildfires, which were collectively referred to as the “Douglas Complex Fire.”[17] The Douglas Complex Fire was made up of three separate fires – the Milo branch fire, the Rabbit Mountain/Union Creek fire, and the Dad’s Creek/Panther Butte fire – impacting land and communities.[Reference Templeton18] The Oregon Office of the State Fire Marshall and the Oregon Department of Forestry coordinated fire operations and evacuations. While the fire threatened land and property, the smoke from the wildfire began impacting the community’s health. Air quality readings from the Oregon Department of Environmental Quality indicated “unhealthy” and “hazardous” levels in some areas of the state.[Reference Templeton18, Reference Metcalfe19]
The local health departments began working with the Oregon Department of Forestry, which was the lead agency managing the emergency response efforts. The fire’s scope and severity overwhelmed local resources, and additional state and federal resources were requested.
When the state health department got involved, they used the CERC toolkit for wildfires to guide public messaging. The toolkit had been developed earlier that year and included samples of phase-based messaging: messages designed for the precrisis, initial, maintenance, and recovery phases of a health emergency. For the initial and maintenance phases, the toolkit was color-coded with a red band at the top of the page so that people could flip right to the predeveloped crisis messages they could send out.
During the emergency response, emergency risk communicators discovered that the predeveloped messaging was not focusing on the right health threat: The messaging needed to focus on the impacts of smoke inhalation. Working with public health medical doctors, messages began to focus on the potential health impacts from inhaling wildfire smoke. For example, wildfire smoke contains a type of particulate matter called PM2.5, and if these particles get into a person’s lungs, they can cause cardiovascular and respiratory issues.[20] Individuals with lung conditions or other underlying medical conditions can become very ill when exposed to wildfire smoke.[Reference Gan, Liu, Ford, O’Dell, Vaidyanathan and Wilson21]
Additionally, geographical location also posed a risk to the public’s health. Two affected communities, Shady Cove and Glendale, are located in valley or bowl-like areas, so the smoke-contaminated air did not dissipate from these areas. Both communities were advised to evacuate. Some evacuees were able to head to the nearby Oregon coast. However, these communities included a large percentage of older people and people of lower socioeconomic status, and evacuation was less feasible or realistic for these individuals.
Through working with the local community health department, the federal Forest Service, the local forest service, and the local environmental health department, the CERC toolkit began to adapt the messages to contain what was needed regarding the health threat of smoke inhalation. Coordinating public messaging became a joint effort among local and state agencies, including multiple disciplines and multiple jurisdictions. Additionally, the US Forest Service developed and monitored a blog that became the “go-to” source of public information about health impacts from wildfire smoke. The health agencies provided the US Forest Service with health information and proactive steps people could take to protect their health.
During an AAR, emergency risk communicators learned that the CERC toolkit for wildfires needed to be edited and revised to focus on the impacts of smoke inhalation. The updated CERC manual has been used in subsequent wildfire smoke responses and continues to be edited and adapted based on lessons learned through each wildfire smoke response.
Overview of Message Testing and Developing Consensus Recommendations
The CDC CERC model[Reference Reynolds and Seeger22] and the National Center for Food Protection and Defense’s Best Practices for Risk and Crisis Communication[Reference Seeger23] both advocate that, during the precrisis phase, emergency risk communicators create and test messages that could be used during a health emergency. Additionally, communicators should work with other agencies and coordinate these messages to ensure coordinated and consistent public messaging is achieved.
Creating messages can be an easy task: Identify what information is available, work with subject matter experts to ensure the information is scientifically accurate, and format the information according to the communication channel that will be used to disseminate it. Message testing and coordinating with partner agencies take message development further and will require more time and additional coordination.[7, Reference Reynolds and Seeger22]
Message Testing and Consensus Recommendations
Message testing emerged in the 1970s as a form of public relations evaluation and measurement. Message testing provides an opportunity to determine whether messages will persuade individuals to take an action, but often message testing does not occur because it can be expensive and time-consuming.[Reference Kim and Cappella24] Developing consensus recommendations differs from message testing in that consensus recommendations for public health emergencies are agreed upon by subject matter experts regarding the health, medical, and other strategic recommendations to mitigate health threats.[Reference Lazarus, Romero, Kopka, Karim, Abu-Raddad and Alemida25] Consensus recommendations bolster future emergency response efforts. These recommendations ensure that agencies will engage in similar response activities and achieve consistent public messaging regarding these activities. Gathering key leadership, subject matter experts, and communication officers from multiple disciplines and jurisdictions – especially those with shared media markets – to discuss consensus recommendations is a key preparedness activity; however, during the COVID-19 pandemic response – due to the novel virus and its global impact – consensus recommendations were developed during the emergency response.[Reference Kim and Cappella24, Reference Lazarus, Romero, Kopka, Karim, Abu-Raddad and Alemida25, Reference Marie, Thomas, Cassandra, David, Loth and Eva26] When agencies come together to discuss similarities and differences in activities and messaging, they ultimately must agree upon consensus recommendations. After agencies are clear on response activities and recommendations, message testing can occur.
To engage in message testing, first assess whether there is a budget for message testing. If there is a large budget available, your health agency may consider hiring a public relations firm, communication consultants, or university researchers to conduct formal message testing. If there is a smaller budget or no budget available, there are two options to consider: (1) Assess whether there is any opportunity for pro bono work with public relations firms, communication consultants, or university researchers or (2) if there is no budget, identify partner agencies and stakeholder groups who might be willing to donate some of their time to assist with a scaled-down version of message testing.
Many health departments do not have budgets for formal message testing, so the following recommendations are for real-world applications of message testing with a small or no budget. Even without a budget, low- to no-cost message testing provides the opportunity to get outside of your organizational bubble, check your messaging assumptions, and learn more about the people you are trying to communicate with.[Reference Sanderson27]
Steps to Take When Planning for Message Testing
1 Identify if there are evaluation experts within your own health department, neighboring health departments, or state health department. If there aren’t any evaluation experts in the public health system, consider working with evaluation partners from universities or other government agencies who would be willing to donate their time.
2 Work with evaluation subject matter experts to develop a basic evaluation plan to test messages. Identify what messages you want to test, the metrics to test them, and ways to analyze the data. When testing messages, consider the following factors: the values of the people you are trying to reach, whether they trust or like the official spokespeople, and aesthetics like images, colors, words, and phrasing.[Reference Sanderson27] Ensure the messages being tested are based upon the consensus recommendations regarding response activities.
3 Identify the method you want to use. Different methods of collecting data include focus groups, semistructured interviews, online surveys, or “ask a friend.”[Reference Sanderson27] Consider the target audience of the messages and invite individuals who can do so to provide feedback to ensure the messages will resonate with the target audience. Again, if you have a small budget, offering incentives such as a gift card or another form of payment will be appreciated by the participants.
Two common ways with which to engage in message testing are to gather input and feedback on the messages, including text, wording and phrases, and images.[Reference Kim and Cappella24] The goal of message testing is to ensure the message will resonate with the target audience and that this audience will be motivated to take an action. Ideally, surveys are then used as mini-field tests to gather feedback from a large population of people.[Reference Kim and Cappella24] Since surveys gather information from a larger population of people, the quantitative data can be analyzed to provide additional information about the likelihood that individuals will take an action.
Many health departments will create plans to utilize focus groups and qualitative methods in order to gather and analyze information. While these findings will not be generalizable to a larger population, they often provide valuable information regarding language (including wording and phrasing), images, and color, and they even provide information on dates to avoid when disseminating messages. For example, there may be events, holidays, or religious observances that are occurring, and information shared during these times will likely not be read or acted upon.
4 Collect and analyze the data. After outlining methods, start collecting data. After collecting data, analyze them using the appropriate methods and tests. If qualitative methods are used, consider following up with the focus groups or stakeholders to gather more information or to clarify the information they provided.
5 Update the communication materials as needed. Using the data that were gathered, begin a systematic process of updating existing materials based upon feedback. If qualitative methods were used, share the edited material with the focus groups and stakeholders to ensure the edits match their feedback.
6 Finalize the materials and share them. After editing and reviewing the materials through the agency’s internal review and clearance procedures, begin to share the materials as outlined in the CERC plan.
Mini-Case Study: Middle Eastern Respiratory Syndrome
In the spring and summer of 2014, Saudi Arabia experienced a large outbreak of Middle Eastern respiratory syndrome coronavirus (MERS-CoV), which generated some concern of a larger outbreak occurring during Hajj in October.[Reference Lessler, Rodriguez-Barraquer, Cummings, Garske, Van Kerkhove and Mills28] In Oregon, the state health department engaged in public health preparedness activities to educate individuals who were traveling to the area about the risk of MERS-CoV. They created a fact sheet with known information about the virus, about risks of getting ill, and about what to do upon return from the area.[29, 30]
To ensure that the fact sheet and key messages would resonate with the intended audience, the communication materials were shared with different nongovernmental organizations to obtain feedback. Through the feedback process, the health department learned that the two images originally included in the fact sheet would not resonate with the audience. For example, one image constituted a map that incorrectly identified the area impacted by the MERS outbreak. The other photo was of a person whose image did not resonate with the intended audience. By engaging with groups that work with the intended audience to check messaging assumptions, the health department received feedback that helped them to update the images and change some of the text. This provides a basic example of informal message testing conducted by a health agency in anticipation of an emerging health emergency.
Theory Callout: CERC Framework
The CERC framework provides emergency risk communicators with an integrated approach to using strategic communications approaches to communicate health and risk information during a health emergency. Leveraging the six principles of Be First, Be Right, Be Credible, Provide Empathy, Promote Action, and Show Respect coupled with the crisis communication lifecycle phases of precrisis, initial, maintenance, recovery, and evaluation, CERC is a robust framework that can guide novice and seasoned emergency risk communicators before, during, and after a health emergency.
As a theoretical framework, CERC offers six propositions[Reference Veil, Reynolds, Sellnow and Seeger31]:
1 Risks and crises create uncertain conditions that produce unique information needs among the public, stakeholders, and partners.
2 Two-way communications are needed to reduce uncertainty and promote action to mitigate health threats.
3 As the health threat evolves, communication will undergo a particular life cycle based on the crisis phases. Leveraging different communication channels to communicate throughout the crisis is critical.
4 The way information is communicated can influence the development and mitigation of the health emergency.
5 Proactive messages, or messages of self-efficacy, help reduce health risk during health emergencies.
6 Crisis communication requires message senders to consider a diverse audience.
More research is needed to analyze and test these propositions before the CERC framework can become more established as a theory. See Chapter 10 for more details on the current academic literature evaluating the CERC framework.
Overview of the East Palestine Train Derailment
East Palestine, Ohio, is a small village located near the Ohio–Pennsylvania border, about 45 miles northwest of Pittsburgh, Pennsylvania. On February 3, 2023, a Norfolk Southern train derailed east of the town, less than 1 mile from the Pennsylvania border. A total of 38 cars derailed, 11 of which contained hazardous materials.[Reference Ebrahimji and Yan32] Norfolk Southern officials and local emergency response crews became concerned about rising temperatures in five of the derailed cars containing hazardous materials, including vinyl chloride. Major concerns emerged in the days following the derailment of the risk of an imminent and potentially catastrophic explosion.[33]
A joint decision was made by Ohio and Pennsylvania state officials, the private Norfolk Southern rail company responders, and the public first responder response crews to conduct a controlled release of the chemicals to limit the possibility of an explosion. On February 5, residents within 1 mile of the derailment site were evacuated, and 5,000 other residents were put under a shelter-in-place order. On February 6, a controlled release, also sometimes called a “controlled burn,” was conducted.[Reference Orsagos34] This caused large black plumes of smoke to be released and raised immediate concerns about air quality. Shortly after the controlled release, residents were also noting effects on wildlife, such as observing dead fish. Officials noted on February 15 that three waterways that are tributaries of the Ohio River were contaminated.[35]
On February 8, the evacuation order was lifted. Residents began to return home. By February 10, residents began to report symptoms such as rashes and nausea.[Reference Salahieh, Yan and Sutton36] There are ongoing concerns about the possible health effects on humans, wildlife, and the quality of the air, water, and soil. In the time since the controlled release, many local, state, and national leaders and agencies have been involved in the response to the crisis. National and international interest in the story and concern over the derailment have led to calls for national policy change to improve rail safety. As of September 2024, the US Environmental Protection Agency (EPA) continues with testing and clean-up efforts in the area.[37] Additionally, a class action lawsuit was filed in 2024 seeking a $600 million settlement in economic damages to individuals and business affected by the disaster.[Reference Bronstad38, Reference Funk39] Furthermore, the US Department of Justice and EPA are seeking a $310 million consent decree. If the degree is approved, “Norfolk Southern will be required to take measures to improve rail safety, pay for health monitoring and mental health services for the surrounding communities, fund long-term environmental monitoring, pay a $15 million civil penalty and take other actions to protect nearby waterways and drinking water resources.”[37, 40]
Timeline of Key Events
February 3, 2023, 8:55 p.m. EST: 38 cars derailed, 11 of which were carrying hazardous materials including vinyl chloride, benzene residue, and butyl acrylate.
February 5: Ohio Governor Mike DeWine activated the Ohio National Guard; 5,000 residents were put under a shelter-in-place order; residents within a 1-mile radius in both Ohio and Pennsylvania were given an evacuation order.
February 6, 3:30 p.m. EST: A controlled release of five cars contained vinyl chloride was conducted to prevent explosion. Governor DeWine gave a press conference prior to the controlled release.
February 8: The evacuation order was lifted, and residents began to return to their homes.
February 10: Some residents who returned home reported developing a rash and nausea within half an hour of returning.
February 14: Governor DeWine gave a press conference with updates about concerns regarding air quality, water quality, and impacts on wildlife.
February 16: An EPA administrator arrived to assess Norfolk Southern’s response; Governor DeWine asked CDC for assistance in assessing residents experiencing symptoms.
February 21: Ohio State Health Department set up a clinic to assess symptoms in residents.
February 22: Former president Donald Trump visited and hosted a press conference.
February 23: Secretary of Transportation Pete Buttigieg visited and hosted a press conference.
Overview of CERC Principles and Phase-Based Messaging
CDC has outlined six key principles for CERC. These six overarching CERC principles, as well as the specific phase-based messaging guidance, will serve as the basis for the following analysis of the messaging during the Norfolk Southern train derailment in East Palestine, Ohio.
The six CERC principles are Be First, Be Right, Be Credible, Express Empathy, Promote Action, and Show Respect. Additionally, the CERC principles outline the goals for messaging during different phases of a crisis response. The initial phase of crisis and emergency response is typically characterized by uncertainty during the first 24–72 hours of an event, while the maintenance phase typically lasts much longer and constitutes the bulk of the risk communication effort. Resolution- or recovery-phase messaging comes much later, when the community has fully dealt with the impacts of the event and is starting to move toward a new normal.[6]
According to CERC guidelines, each phase has specific communication needs to be addressed. In the initial messaging phase, expressing empathy, establishing credibility, and explaining what is known about the risks are the focuses of these communications. Other important practices for initial-phase messaging include the CERC principles of Be First and Promote Action. In the maintenance phase of messaging, more emphasis is placed on deeper risk explanations, answering questions, and addressing misinformation. This is also a time for risk communication that those promotes actions that can move the community toward risk mitigation and resolution. In the resolution phase, risk communicators seek to express a need to establish a new normal and to help both the public and organizations involved in the response to learn from the crisis in order to be better prepared for similar crisis events in the future.
Introduction to the Analysis of CERC Principles in the East Palestine Train Derailment Response
To analyze the emergency and risk messaging that emerged after the train derailment in East Palestine, I focused on the Ohio state government communication responses through the lens of the office of the Governor, Mike DeWine. I was interested in leadership responses to the crisis. In particular, I was interested in how Governor DeWine performed as a spokesperson while coordinating with many local, state, and national agencies as well as the private rail company Norfolk Southern. The analysis is focused on two press conferences that occurred during different phases of the crisis that both featured Governor DeWine as the spokesperson. The first press conference analyzed was conducted during the initial phase of the crisis, less than 72 hours after the original event and before the controlled release was executed. The next press conference analyzed was conducted during the early maintenance phase of the crisis, about 9 days after the original event and approximately 1 week after the controlled release.
In addition to these press conferences, I analyzed some of the Ohio state government’s written press releases and website updates that were hosted on the Governor’s website as well as the Ohio Emergency Management Agency (EMA) website.
In May 2023, the crisis was still in the maintenance phase, and little clear recovery messaging has been put forward by the state of Ohio, the office of the Governor, or other national leaders. That being the case, I took the opportunity to also perform a comparison analysis of two other prominent national leaders who visited the area and conducted maintenance-phase press conferences: Donald Trump and Pete Buttigieg. It was interesting to see how different leadership responses did or did not follow CERC phase-based messaging principles and how this might yield insights into being an effective crisis event spokesperson and risk communicator.
Analysis of Initial-Phase Messaging
On February 6, 2023, Ohio Governor Mike DeWine appeared as the spokesperson at a press conference in East Palestine. This was at the end of the initial phase of the crisis, within the first 72 hours of the initial event and just before the controlled release of the five cars that were considered explosion risks. According to the CERC principles for initial-phase messages, Governor DeWine did several things well. Governor DeWine came across as a credible source of accurate information, fulfilling the CERC requirements of being right and being credible. He was straightforward, honest about what he did and did not know, and deferred to experts when they had answers that he did not. He gave facts, communicated risk, and described a life-or-death situation.
In addition to being right and being credible, Governor DeWine is also “first” in the sense that he gave a formal press conference within a reasonable amount of time after the crisis and before next major steps were taken. Some attendees questioned whether Governor DeWine could have responded sooner than 2.5 days after the event. When questioned directly about the timing of the press conference, the Governor cited that the level of threat was being continuously assessed. As soon as the threat of rising temperatures in five cars escalated, he went to East Palestine to address the situation, and once a decision was reached between the rail company and the Pennsylvania and Ohio governments, he shared that information.
Finally, Governor DeWine promoted action, which is an important CERC principle for the initial phase of messaging. Namely, he issued an evacuation order in stark terms. He explained that this emergency evacuation was necessary due to the imminent controlled release and the threat this posed to residents in the immediate vicinity.
While Governor DeWine did an admirable job of meeting many of the CERC initial-phase messaging criteria, there were also areas that could have been improved. One area that could have been significantly improved was expressing empathy, a key principle of CERC messaging, especially in the initial phase of a crisis response. There was no real acknowledgment of the fear and confusion residents may have been feeling, nor any acknowledgment of the risks being taken by those individuals who were directly responding to the crisis. Another area where there was room for improvement was showing respect. Governor DeWine’s tone was very matter-of-fact, perhaps reflecting his exhaustion. This tone verged on lacking showing of respect for residents and the media, though it was not outright disrespectful. Despite the lack of empathy and the potential for improvement in the tone of the delivery, this was a solid initial-phase message overall, with most of the content that would be expected according to CERC principles.
In addition to this initial-phase press conference, I also looked at press release statements issued by the Governor’s office, which are currently housed on the Ohio EMA website. During the emergency response, the Governor’s website had a banner at the top of the page linking to these Ohio EMA resources. To analyze press releases written during the initial phase, I look at two of the earliest from the days of February 5 and February 6.
Similar to the Governor’s delivery as spokesperson at the press conference, these press releases met a number of key CERC principles for initial-phase messaging. They were “first” in the sense that they were written in the early days of the crisis response and contained explanations of the emerging threat of rising temperatures in several of the rail cars. They promoted immediate emergency action in the form of evacuation. They also established credibility by containing accurate information delivered in a matter-of-fact tone.
Just as these strengths were similar to those of the Governor’s press conference, these press releases also shared the press conference’s weaknesses. These statements lacked any expressions of empathy regarding the fear, confusion, and disruption to the lives of residents, nor any empathy or shows of respect for first responders who had been at this dangerous scene for several days. The inclusion of a statement of empathy would have made these press releases stronger initial messages.
Analysis of Maintenance-Phase Messaging
On February 14, Governor DeWine was again the spokesperson during a follow-up press conference addressing maintenance-phase concerns in East Palestine following the train derailment. Governor DeWine once again presented himself as a credible spokesperson who delivered accurate information, meeting the criteria of being right and being credible. In this press conference he did a much better job of showing respect to conference attendees and the media, other experts, and the general audience. Governor DeWine also delivered more in-depth risk explanations and coordinated with many field experts, who also gave in-depth risk explanations. He explained in greater detail what had gone into the decision to conduct the controlled release. He talked about what was within his power to prevent something like this from happening in the future and discussed policy changes for the transportation of hazardous materials. He also made a strong commitment to the community of stakeholders, stating: “We’ll be here until everything in East Palestine is done.”[35]
Governor DeWine and the panel of experts also spent about half of the press conference addressing questions and misinformation. Many of the questions they addressed had been topics of speculation and misinformation circulating on the internet. These topics included: the possibility of contaminated waterways and drinking water sources; the possibility of air contamination; and the impacts on human health and wildlife health. The team did a fairly good job of addressing these questions by presenting facts first. Especially regarding waterways and drinking water sources, in-depth explanations of what was being done and what was known were given.[Reference Fortin41]
Despite meeting many of the CERC principles and guidelines for maintenance-phase messaging, there was room for improvement in this press conference in a few areas. Once again, there was a complete omission of any kind of statement of empathy for East Palestine residents or for the people working in response to the crisis. In addition to not making a statement of empathy, Governor DeWine made no attempt to explain how the derailment happened mechanically or how to prevent a derailment like this from happening in the future outside of promoting policy change. It is possible that this was not addressed because the National Transportation Safety Board (NTSB) had not yet concluded its investigation into what had caused the derailment. Finally, while many concerns and areas of misinformation were addressed, there were also some confusing and contradictory messages. For example, confidence in the message that the drinking water supply was likely to be safe was tempered by, and possibly undermined by, recommendations to drink bottled water and seek private well water testing. Despite these opportunities for improvement, this was a solid maintenance-phase response, and Governor DeWine performed admirably as a spokesperson.
Looking at press releases and website updates from the same time period of February 15 and February 16, the analysis of maintenance-phase print messaging once again reflects the press conference analysis. The press releases and website updates adequately provided detailed risk explanations about multiple subjects, many of which also helped to mitigate the impacts of rumors and misinformation. There were also links and phone numbers provided to many different resources, including well water testing, air quality testing, a care line for mental health resources, and descriptions of future plans for health clinics. However, once again, these press releases and website updates lacked messages of empathy for residents and first responders.[42]
Comparison with Maintenance-Phase Messages from Other National Leadership Figures
I decided to look at two more press conferences with national leaders to assess their responses according to the CERC principles for maintenance-phase messages. The first is a press conference delivered by former president Donald Trump, and the second is a press conference that was delivered by Secretary of Transportation Pete Buttigieg. Comparing these responses to each other as well as to press conferences lead by Governor DeWine yielded valuable insights into the strengths and weaknesses of leadership responses to crisis events.
On February 22, 2023, former president Donald Trump visited East Palestine and delivered a press conference. In contrast to Governor DeWine, Trump expressed empathy for residents and first responders. Empathy was probably the strongest part of his emergency and risk communication. He also made a commitment statement, but it was not firm and made use of if/then statements, such as: “We’re gonna find time to come back, if necessary. If they don’t give you the treatment that you need, we will be back.”[43] Finally, Trump explained that he had brought bottled water with him on his plane, and that his team had helped coordinate other water deliveries for the East Palestine community.
While Trump’s message delivered empathy, made an attempt at commitment, and mentioned one action step that residents could potentially take (to acquire bottled water), it lacked many other components of CERC maintenance-phase messaging criteria. For example, it did not give any risk explanations pertinent to the situation, as would be expected in a maintenance-phase message. Outside of the mention of bringing bottled water, Trump did not offer an explanation of what else was being done to help the community or where to seek resources (including this bottled water). This means that there were no actionable steps residents could take based solely on this message. Furthermore, he did not show respect to political rivals who had responded to the crisis, such as the Governor of Ohio and the federal agencies who responded to the event. Finally, he spent a good deal of time speaking about topics that were unrelated to the crisis event entirely, such as the COVID-19 response under his presidential administration, Big Ten football, and the war in Ukraine. These omissions and detractions made this message a poor maintenance-phase message overall according to CERC principles.
On February 23, the Secretary of Transportation Pete Buttigieg visited East Palestine and delivered a press conference. This was the same day that NTSB released its initial report.[44] Buttigieg expressed empathy for the people of East Palestine as well as first responders, particularly calling attention to a recent loss that a specific first responder group was experiencing that day. Buttigieg also showed respect to local officials and to those attendees who asked questions. He appeared to be a credible source of information, giving coherent answers to questions within his sphere of influence. He gave a firm commitment to safety assessment and described what he was doing regarding policy that could improve safety standards for the transportation of hazardous material. He was the only leader to specifically name and thank public health officials and to address the mental health of residents. He also gave an in-depth explanation of the current hazardous train risk designations, which helped to explain both how this crisis could have happened and why the proposed policy changes would help to prevent something like this from happening in the future.
While Buttigieg got a lot of things right in this maintenance-phase message, one thing he missed as a risk communicator was being first. While this is more important as a part of initial-phase messaging, many questions that he fielded during the press conference were about why this response, 3 weeks after the incident, was the first response. Essentially, the questions were: Why did you fail to deliver an initial message? And why are we only just now hearing from you with a maintenance-phase message? While the maintenance-phase message itself was good, it seems that the impact of this message was blunted by Buttigieg’s lack of an initial-phase message.
Buttigieg acknowledged he could have said something sooner and explained that he intended to defer to the NTSB report, which had been released that same day. My critique of this situation is that Buttigieg should have immediately offered an initial message of empathy that showed respect for residents and first responders, as well as citing that more information would be available after NTSB had had time to complete its investigation. Had he delivered an initial message to that effect, the impact of his maintenance-phase message would have been stronger.
Recovery-Phase Messaging
Recovery-phase messaging is characterized by helping the public to move on from the crisis and to learn from past mistakes to better prepare for future similar emergencies. Although much of this case study analysis is focused on initial and maintenance messaging, as of November 2024 the following information provides insights regarding recovery messaging.
Recovery Messaging
Ohio Governor Mike DeWine’s website signals a shift to the recovery phase of crisis messaging with the last press release regarding East Palestine dated February 1, 2024.[45] The EPA website also suggests a shift from the maintenance phase to the recovery phase, shifting from weekly updates on the East Palestine remediation and testing efforts to “as-needed” messaging as of June 28, 2024.[46] The final phase of CERC phase-based messaging also appears to be on the horizon. As of February 2024, the National Institute of Environmental Health Sciences awarded six grants to conduct research and community engagement in East Palestine.[47] The findings of these research endeavors may help contribute to future evaluation of messaging regarding the Norfolk Southern derailment.
Water and Soil Testing Updates
The Ohio Environmental Protection Agency currently reports no risk to the municipal water supply and continues to conduct monthly testing of surface water impacted by the derailment. This testing does not include private wells, but residents who are concerned about their private wells are encouraged to request free testing.[48] The last surface water sampling test report is dated September 3, 2024, showing alternately nondetectable, decreasing, and/or low levels of chemicals (vinyl chloride, benzene, acrylates, and glycols) from the derailment-affected waterways in and around East Palestine. The report also notes that levels may increase after rainfall.[49] The Pennsylvania Department of Environmental Protection has stated its intent to continue testing residents’ private drinking well water within 1 mile of the derailment site for up to 10 years. Its August 27, 2024, update also confirmed that the EPA has finished its soil remediation efforts.[50]
Public Health Impacts Research
Independent researchers have found both more chemicals and more widespread contamination than officials originally stated. Researcher Andrew Whelton states that “We found contamination more than two miles downstream of the derailment site. At the time, officials were telling people that had all been contained at the derailment site. But we found, when we initially arrived, contamination openly flowing in the creeks farther downstream than officials were claiming it was.”[Reference Grant51] The research team also found that the evacuation order may have been lifted too soon from a public health standpoint. While the interiors of buildings in East Palestine were tested, the devices approved for this testing were incapable of detecting contamination.[Reference Grant51, Reference Whelton52] Independent research and testing are ongoing, including at the nearby University of Pittsburgh Department of Public Health, where two groups of researchers are looking into impacts on residents, crops, and livestock and are conducting soil sampling and water testing.[47, 53]
Discussion of Implications
The first major implication of these findings is that selection of a spokesperson who can deliver a detailed explanation of the crisis as well as express empathy is crucial to executing messaging according to CERC principles. While Governor DeWine successfully included many of the key CERC principles of both initial- and maintenance-phase messaging, his omission of empathy in both phases left something to be desired in his role as spokesperson. By contrast, Trump’s message had little substantive content that would be expected of effective CERC maintenance-phase messaging but did effectively express empathy. This empathy alone would probably be compelling to some people who were directly affected by this disaster. This brings me to the conclusion that an otherwise effective message can be strengthened quite a lot by including even a simple expression of empathy, and an otherwise ineffective message, lacking grounding in CERC principles, might be well received solely because of its inclusion of empathy. Empathy is an important component of crisis messaging that should not be overlooked. If the office of the Governor asked for just one piece of feedback that could improve overall messaging, I believe implementing empathy would have allowed the Governor’s messaging to have had a greater impact.
The next implication of the analysis of this messaging is that timing matters. Being first – or at minimum being present early on or as soon as possible – is important. Of all the press conferences analyzed, Buttigieg’s met the greatest number of CERC principles for maintenance-phase messages, but the impact of this otherwise strong example of a leadership response was blunted by his failure to be first. Had he delivered an initial-phase message, his maintenance-phase message would have been stronger. Governor DeWine encountered similar questions in his initial-phase message on why he had not spoken to the public sooner. While his answer seemed coherent and logical, he could nevertheless have made a public statement sooner expressing empathy and stating what was known and what officials were doing to learn more. The overarching implication is that it is never too early to express empathy and state that you are looking into the situation as it emerges, at a minimum. In this example of a train derailment, I would have suggested that the Governor issue a response of some kind within the first 24 hours rather than waiting almost 3 days to respond.
Another finding of this analysis is that consistency across platforms increases credibility. The Governor and his team did well in this area, presenting consistent messaging across the press conferences, written press releases, and website updates regarding the train derailment. One critique I would offer regarding this area is that the consistent omission of any empathetic messaging reduced organizational credibility and might have led the public to have a negative perception of the Governor.
Even issuing just one message of empathy in the initial phase or including one or two solid lines of empathetic messaging throughout the message campaign would have gone a long way.
Another important observation that arose from this analysis is that accuracy requires coordination with many experts, organizations, departments, and levels of government. To be right and to be credible, leaders and spokespeople must coordinate with many experts while remaining within the scope of their own professional expertise. This also highlights the necessity of showing respect to other experts and leaders, since so much coordination is required for an effective response. I thought the Governor did an exemplary job in this regard and would only recommend that he continue to do this well.
A final observation that emerged from this analysis is that strong emergency and risk communication in all phases requires the practice of deep listening. Taking ample time to adequately address all questions, or as many as possible, leads to more successful messaging and more effective spokespeople. The press conferences that more successfully followed the CERC principles for phase-based messages but also gave ample time for questions demonstrated respect to those asking the questions and provided the time for thorough responses to those questions. This format also gave opportunities to address misinformation, to give more detailed risk explanations, and to explain next steps and calls to action with greater specificity. While Governor DeWine did a reasonably good job at this, he could have used these questions to show respect and perhaps express empathy rather than merely answering them in a matter-of-fact tone.
End-of-Chapter Reflection Questions
1 Reflect on your health department’s readiness to communicate during an emergency. Can you identify who develops messages during emergencies? Do you know your agency’s policies regarding social media and the role of spokespeople?
2 Review your agency’s crisis communication plans. Do you have plans in place to respond to a variety of public health threats? Do these plans include sample messages based on consensus recommendations from partners and stakeholders? Do you have vendors identified who are approved by the business office to receive contracts quickly to support marketing campaigns?
3 If you could change one thing about how your agency communicates during an emergency, what would it be?
4 How does your agency communicate internally with its employees during an emergency? How do you keep your employees updated on public health emergencies that the agency is responding to?
Chapter Objectives
Describe the differences between partners and stakeholders.
Compare and contrast stakeholder types of advocates, ambivalents, and adversaries.
Recall how public health law impacts emergency risk communication.
List at least three laws or statues that impact emergency risk communication.
Describe public health legal powers.
Emergency Risk Communication Messaging Starts with Precrisis Planning
During precrisis planning, emergency risk communicators have the opportunity to consider the unique information needs of the general public audience, stakeholders, and partners, and what each of these groups will want to know during a health emergency. With strategic planning, emergency risk communicators can identify and prepare content during the precrisis phase that can be adapted and tailored for audiences, stakeholders, and partners during a health emergency. Discerning between audiences, stakeholders, and partners is necessary for emergency risk communicators to ensure the right message gets to the right audience at the right time.[1]
Identifying audiences starts with understanding who needs to receive information from the health agency about the health emergency. Any person or group receiving information during a health emergency makes up an audience. Audiences can also be identified as internal or external. Internal audiences include those people and groups who are considered within the health agency. For example, employees of a health department make up an internal audience. Sometimes, state health departments will consider county health departments to be an internal audience as they are found within the public health system for the entire state. External audiences are those people and groups who are outside the health agency or the public health system. For example, elected officials, community-based organizations, private companies, or educational systems can be external audiences as they are outside the health agency.
To further differentiate audiences, it is important to understand the audiences’ relationships or network affiliations to the health agency. An audience’s relationship or network affiliation can give it a unique label of a stakeholder or a partner. Stakeholders are individuals or groups that have a special connection to the health agency or are involved in the health emergency and are very interested in how the incident will impact them.[1] Stakeholders can include cases or ill individuals, family members of cases or ill individuals, elected officials, or businesses. In contrast, partners have a working relationship with the health agency. Partners collaborate in an official capacity during the health emergency response. They play an official role within the incident management team or incident command structure; often partners have a legal responsibility to be involved in the health emergency response. Partners include other government agencies such as emergency management, environmental health, or transportation. Depending on how state and local government manages emergencies, some nonprofit organizations, like the local Red Cross chapter or the nonprofit 2-1-1, may be official partners and have a designated role in the health emergency response.
As outlined in Chapter 2, multiple public health emergency preparedness (PHEP) capabilities specifically identify stakeholders and partners who are essential to supporting a health emergency response. Although there are 15 PHEP capabilities, emergency risk communicators need to take particular note of the following capabilities that impact emergency risk communication messaging and activities:
Capability 6: Information Sharing
Table 3.1 is based upon the Centers for Disease Control and Prevention (CDC) Office of Readiness and Response’s PHEP capabilities and identifies partners and stakeholders by PHEP capability.[2]
Table 3.1 Identification of partners and stakeholders that would support activities related to Public Health Emergency Preparedness capabilities
| Capability | Partners | Stakeholders |
|---|---|---|
| Capability 1: Community Preparedness | Emergency management, emergency medical services (EMS), environmental health agencies | Media organizations, volunteer organizations, childcare organizations, health care systems and providersFootnote * |
| Capability 3: Emergency Operations Coordination | Emergency management, public health agencies, public health laboratories, tribes and native-serving organizations | Volunteer organizations, advisory councils |
| Capability 4: Emergency Public Information and Warning | Emergency management, EMS, 911 authority, poison control centersFootnote * | Media organizations, community and faith-based organizations |
| Capability 6: Information Sharing | Emergency management, EMS, environmental health agencies, tribes and native-serving organizations, hazardous material regulators and responders | Pharmacies, private-sector organizations, health care coalitionsFootnote * |
| Capability 11: Nonpharmaceutical Interventions | Environmental health agency, law enforcement, legal authorities, mental/behavioral health agencies | Businesses, community and faith-based organizations, school districts, travel and transportation agencies, groups representing and serving populations with access and functional needs |
Including the identification of stakeholders and partners in the PHEP capabilities demonstrates the importance of understanding audiences and discerning whether the audience is a stakeholder or partner. Audiences, stakeholders, and partners will have unique information needs, and emergency risk communicators need to be prepared to respond to inquiries and provide these groups with the right message at the right time.
Identifying Audience Segments and How They Are Different from Each Other
Internal Audiences
Internal audiences include those people and groups who are considered within the health agency or public health system. Internal audiences for health emergencies include employees of the health agency responding to the incident. Depending on the organization of the public health system within the state and location, county health agencies could also be considered an internal audience. For smaller health departments, many employees will be involved with the emergency response, so internal communication will be easier since most of the health department staff will be involved in the response. But for larger health departments that provide many health programs and services, public health services will continue even during a health emergency. When this occurs, it is important that staff who are not working on the emergency response are aware of what is happening. This is crucial because even though they are not working on the response or serving as spokespeople, they are likely to be asked questions by friends, neighbors, their family, and other people in their personal networks.
External Audiences
External audiences are people and groups who are outside the health agency or the public health system. External audiences will be made up of stakeholders and partners who will have information needs. Audience segmentation can help emergency risk communicators differentiate among segments of external audiences, identify their information needs, and create messaging that resonates with each audience segment.
Audience Segmentation
The general public constitutes several different types and groups of people with their own ways of relating, communicating, and sharing information. To ensure messages reach and resonate with an audience, it is important to identify different audience segments and create messages designed for that audience. During an emergency, early messages will often focus on those most at risk based on health risk, the location of the health emergency, and underlying or chronic medical conditions. The development of emergency messages is discussed in detail in Chapters 6–9.
Audience segmentation has its roots in social sciences and social philosophy, with modern influences from psychology and marketing.[Reference Slater3] Public relations scholar James E. Grunig offers a basic definition of audience segmentation: “divide a population, market, or audience into groups whose members are more like each other than members of other segments.”[Reference Grunig and Salmon4] The rationale for is that audience segments are more definable, accessible, reachable, and large enough to communicate with in an efficient way.[Reference Grunig and Salmon4]
To apply this thinking to emergency risk communication, “segments should be homogeneous with respect to patterns of variables (and values on those variables) determining the attitude and behaviors targeted by a communication effort.”[Reference Slater3] The idea is that if audience segments can be identified, messages can be tailored for those groups.
Basic audience segmentation can begin with variables such as demographics, including age, race, gender, education, socioeconomic status, and geographic location.[Reference Smith5] Additionally, you should identify channels and ways to reach these individuals as well as determine how likely or able they are to take an action.[Reference Slater3, Reference Smith5] When identifying and grouping segments, it is key to ensure that the segments are distinct from each other, are related to the communication strategy, and are large enough to justify the time and effort required to target them.[Reference Smith5]
Understanding who is receiving your information is a critical factor in emergency risk communication planning and in strategic communications planning in general. Identifying audience segments during a health emergency draws upon basic audience segmentation variables as well as other variables unique to a health emergency (see Table 3.2).
Table 3.2 Variables that need to be considered for audience segmentation
Mini-Case Study: Audience Segmentation for Outbreaks
Applying audience segmentation is necessary in order for emergency risk communicators to get the right message to the right people at the right time. The following examples are of actual public health outbreak investigations, and they provide an opportunity to consider audience segmentation in small and large emergencies. These examples are real public health investigations that have been shared through the International Outbreak Museum (www.outbreakmuseum.com).
On May 16, 2012, a local auto dealership called the Washington County (Oregon) Health Department to report a potential foodborne illness outbreak among employees who had attended a staff meeting on May 13. The meeting was held in an open space off the showroom floor. Submarine sandwiches, chips, and condiments from a nearby fast-food restaurant had been provided to attendees.
Environmental health staff conducted an onsite environmental inspection of the restaurant and its operations. Food handlers and restaurant managers reported no recent gastrointestinal illness (within the previous 2 weeks). No other patrons had complained of illness. The restaurant was cited for two violations defined by environmental health staff as critical: presence of potentially hazardous food not maintained at proper hot or cold holding temperatures; and presence of open beverages on the food preparation table. During interviews with dealership employees, one recalled that a customer with a sick child had used the diaper-changing station in the women’s restroom before the lunch. When the woman and toddler left, the restroom was a mess. The employee cleaned it up as best she could with dry paper towels. She didn’t wear gloves or use bleach but did wash her hands. She left the restroom, opened the dealership’s front door for another employee carrying the food, and was the first to take a sandwich from the platter.
Applying Audience Segmentation
To identify audience segments in this outbreak, let’s narrow in on three variables: risk level, location, and organizational affiliation (see Table 3.3). Using these three variables, we want to look at who is at risk of getting ill, what is their physical location with regard to the health threat, and what organization affiliations are present. First, those at risk include anyone who ate at the auto dealership. Second, anyone who was located within the auto dealership is also a potential audience segment – so here, we would include the mother who used the restroom. Next, in addition to the auto dealership, the other organization involved is the Washington County Health Department. For this small outbreak we have three potential audience segments: those who made the food, those who were physically located at the auto dealership, and those in the health department handling the investigation. Although this is a small outbreak, each audience segment will have its own information needs for this outbreak investigation.
Table 3.3 Risk by audience segment in Case Study 1
| Variable | Audience segment |
|---|---|
| Risk level | Anyone who ate at the auto dealership |
| Location or proximity | Anyone who was at the auto dealership (including woman and toddler) |
| Organizational affiliation | Restaurant who supplied food, auto dealership employees, and Washington County Health Department employees |
On May 27, 2007, Lane County Health and Human Services (LCHHS) received a report of a possible measles case admitted to a local hospital. The index case was in his 20s, unimmunized, and had been in Japan during his putative incubation period. A second case was identified later. The cases lived in a midsized urban community (population: 200,000) and, as was determined later, had active social lives. On May 31, Lane County officials confirmed the diagnosis of measles in the index case by polymerase chain reaction testing. His prodrome began on May 20. He flew on May 21 from Tokyo to San Francisco, and thence on May 22 to Eugene. His rash was first noted on May 25. He spent time at a local hospital emergency department (ED) and visited a health food store, naturopath, and Japanese restaurant during his communicable period.
The patient was not given a mask while in the ED waiting for his initial evaluation; rather, he was placed in a regular-airflow room and then wheeled through the hospital without wearing a mask and ultimately put in a taxi for the ride home. A review of the hospital’s airflow system revealed that air from the emergency room (where the case had been housed but not isolated) was shared with the coronary care unit and mother and baby unit. The circulated air had a mixture of about 20% outside air and 80% recycled indoor air with 90–95% effective filtration and no high-efficiency particulate air (HEPA) filter.
During the investigation, the index patient refused to identify household contacts and did not respond to LCHHS phone calls, making contact investigation difficult. An unannounced home visit helped to clarify the situation and obtain new information.
Information regarding four persons exposed on airline flights was not received until 2 weeks after the likely exposure. A week later, health officials were informed of two additional persons considered to have been exposed, having sat next to or in front of the case, but phone numbers were not provided, and they had common last names. It also transpired that the case provided an incorrect seat number, and the model of the airplane was different from that listed on the airline’s website, further confusing attempts to identify exposed persons.
A second, unimmunized case, who had socialized with the index patient on the night he arrived home from Japan, developed a febrile prodrome on May 30 and a rash consistent with measles on June 1. Koplik spots were visible. He declined lab testing.
Although nurses advised Case 2 to stay home to avoid spreading the disease, he went to public places. On May 29, Case 2 went to a hip-hop show at a local concert hall and then to a downtown bar. On the next night, he went out for sushi.
Three bands that played at the hip-hop concert were on a national tour. During these shows, attendees typically stand, dance, and mingle, the band is on a stage just above the floor, and the band members often venture into the audience. The band members were in Utah when they were notified about their possible exposure, and specimens to verify immunity were collected in Colorado. The testing was performed at CDC in Georgia, and after the tests proved negative, the band members were vaccinated while performing in Iowa.
Applying Audience Segmentation
To identify audience segments in this outbreak, let’s narrow in on three variables: risk level, location, and organizational affiliation (see Table 3.4). Looking at risk level, the first audience segment would include those who were ill (i.e., cases) and those who were exposed. For location, the second audience segment would include people at the local hospital, health foods store, naturopath office, Japanese restaurant, concert, and airport. For organizational affiliation, the third audience segment would include employees at the hospital, health foods store, naturopath office, airport and airlines, and the concert producers. This outbreak, although small, is complex because of the multiple locations the person with measles went and traveled to. There are multiple audience segmentation variables present in this case, but for ease we chose three to focus on for this activity.
Table 3.4 Risk by audience segment in Case Study 2
Audience Segmentation: Stakeholders, Partners, and the Media
External audience segmentation can be further refined through differentiating stakeholders and partners. When emergency risk communicators identify audience segments that are stakeholders and partners, more clarity is achieved regarding message needs. As described earlier in this chapter, stakeholders are individuals or groups that have a special connection to the health agency or are involved in the health emergency and are very interested in how the incident will impact them.[1] Stakeholders can include cases or ill individuals, family members of cases or ill individuals, elected officials, or businesses.
The origins of understanding stakeholders are found in the field of business, emphasizing the interconnectedness of relationships between a business and its customers, suppliers, employees, investors, and communities and arguing that a business should create value for all stakeholders, not just formal shareholders.[Reference Freeman6] Stakeholder theory provides a framework for management to consider regarding how to work with groups that are interested in and impacted by an organization even if they are not formal members of an organization.[Reference Freeman, Harrison, Wicks, Parmar and De Colle7, Reference Freeman, Harrison and Zyglidopoulos8]
There are three important reasons why engaging with and tailoring messaging to communication stakeholders are important during health emergencies. First, stakeholders have information that you don’t know because they are outside your organization and can provide you with a point of view or information that you may not have access to. Second, stakeholders may have resources they could provide to aid the health agency’s response. For example, a retailer might have access to bottled water and could provide this during an emergency response. Third, and finally, stakeholders can help communicate a health agency’s message. They can help amplify the key emergency risk messages from the health agency through their own internal and external communication channels.
When engaging with stakeholders, it is important to identify the stakeholder type. The Crisis and Emergency Risk Communication (CERC) manual outlines three types of stakeholders:
Advocates
Ambivalents
Adversaries
Advocates are stakeholders that are aligned with the health agency’s mission, purpose, and overall messaging. Advocates will freely amplify the health agency’s messages as they agree with and see mutual benefits to be gained from aligning with the health agency. Advocates are those who are already supporting your agency’s mission and are on board with your agency’s emergency response. When a health agency engages with advocate stakeholders, the key communication objectives are: (1) Maintain their trust; (2) follow through on any commitments the agency has made to the stakeholders; and (3) provide an opportunity to receive feedback from the stakeholders.
Ambivalent stakeholders are neutral stakeholders that do not fall on either side of an issue. Stakeholders in this realm generally neither agree nor disagree with the health agency; essentially, they are neutral. Ambivalent stakeholders observe, monitor, and watch the situation unfold. They will not be likely to take a public position on, amplify, or negate the health agency’s messaging. When the health agency engages with ambivalent stakeholders, the key communication objectives are: (1) Maintain their neutral position and (2) engage with ambivalents when there is an opportunity to move them toward changing into the advocate stakeholder type. Ambivalents are often called the “moveable middle” by political strategists.
Adversary stakeholders do not agree with the health agency’s mission, vision, or purpose and often actively work against the health agency’s public messaging. When a health agency engages with adversary stakeholders, the key communication objective is to discourage any negative action they could take against the health agency. Table 3.5 provides a comparison of advocates, ambivalents, and adversaries.
Table 3.5 Comparison of stakeholder types
Understanding stakeholder types and the relationships stakeholders have with a health agency is important for strategic communication planning and emergency risk communication. By understanding what stakeholders will help amplify the health agency’s emergency risk communication, emergency risk communicators can work to ensure advocates receive the latest communication materials and products that can be shared with multiple audiences. In contrast, by identifying adversary stakeholders, emergency risk communicators can strategically prepare for when adversaries may troll public online social media posts and provide negative comments, or for what additional resources may be needed for an upcoming in-person public event that may be protested by adversary stakeholders. Finally, emergency risk communicators can also determine what energy and resources to expend on ambivalent stakeholders and whether there truly is a moveable middle that could be persuaded to support the health emergency’s operations. See also Chapter 8 on using health communication campaigns to promote action during long-term health emergencies.
As outlined earlier in this chapter, partners have a working relationship with a health agency. Partners collaborate in an official capacity during a health emergency response. They play an official role within the incident management team or incident command structure; often partners have a legal responsibility to be involved in a health emergency response. Partners include other government agencies such emergency management, environmental health, or transportation.
Partners have unique information needs during health emergencies because they play an official role in the emergency response. The information needs of partners often fall under PHEP Capability 3: Emergency Operations Coordination and Capability 6: Information Sharing. First, partners need to understand their response role based on the incident type and what they need to do to support the health emergency. This information is based on the emergency support functions located within the health agency’s emergency operations plan. Examples of partners include but are not limited to emergency management, emergency medical services, environmental health agencies, tribes and native-serving organizations, and hazardous material regulators and responders. Second, partners need to be able to receive and send epidemiological data, resources and supplies, and other operational information about the health emergency response. Partners need to know meeting frequency, be given organization charts for response staff, approved talking points, schedules of media briefings, and reporting templates, and be told which internal systems and processes will be used to share data.
The media has a unique relationship with health emergencies as they constitute stakeholders with interests in the health emergency, but they can also be unofficial partners during the initial stages of a health emergency to help amplify emergency risk communication messaging, including on what people can do to protect their health. Over time, the media will shift from being unofficial partners to being more like vested stakeholders and watchdogs. For example, while initially the media will freely report what the public needs to do to stay safe from a health threat, over time the media will shift their focus to determining who is responsible, why the health emergency occurred, what are the long-term impacts to the community, what are the solutions, and who is ultimately going to cover the costs and expenses to ensure this type of health emergency does not occur again in the future.[Reference Covello and Frumkin9] The media will use particular frames, or editorial lenses, to present the story. Common media frames used to report on disasters and emergencies include attribution of responsibility, human interest, conflict, morality, and economics.[Reference An and Gower10] Media frames will change over time throughout the life cycle and phases of a health emergency (see Chapters 6, 7, and 9). For example, during the initial and maintenance phases of the health emergency, media stories using the human interest frame will focus on who is impacted by the health emergency, such as highlighting fatalities and survivors. Human interest frames will also include stories about heroes and those who are going above and beyond to help those affected by the emergency. Over time, as the health emergency moves from the initial phase into the maintenance and then recovery phases, media frames of attribution of responsibility and economic impact will emerge.
Information Needs during a Health Emergency
This chapter so far has used audience segmentation to define and identify internal and external audiences through a set of variables including but not limited to health risk, location, and organizational affiliation. To further differentiate external audience segments, we identified whether the audience segment is classified as a stakeholder or partner. The media was discussed as a unique stakeholder. The current section outlines the information needs of internal audiences and external stakeholders and partners with consideration of their relationship to the health emergency.
Common Information Needs for Internal Public Health Audiences
General information about the health emergency, approved talking points, and hotline numbers.
If they are asked questions by stakeholders, where should they direct them? What are the key points of contact for the emergency response?
What is the likelihood they may be pulled in as surge staff?
How often will information be updated? Where can they find this information?
Media and social media policies.
Human resources and staffing policy changes for health emergency work.
Common Information Needs for Stakeholders
Best sources of official information about the health emergency.
Health risk information (what is it, what signs and symptoms to look for).
What to do to protect health – specific action steps.
Where to find more information and contact information (website URLs, social media, and hotline/call centers).
How to provide feedback.
Common Information Needs for the Media
Latest information on health emergency (what happened, who is affected, what is the health risk).
Statistics (fatalities, cases, hospitalizations).
Costs and expenses related to emergency response activities.
Attribution of responsibility.
What the health department is doing to find the source of the outbreak.
Name and title of spokesperson.
Opportunities for interviews.
B-roll related to the health emergency.
Stock images of the virus (if applicable).
Five Common Mistakes Made with Stakeholders and Partners
Through strategic planning and open engagement, health agencies can develop empowered and mutually beneficial relationships with stakeholders and partners. However, there are five common mistakes that health agencies make with stakeholders and partners during health emergencies. By identifying and understanding these common mistakes, emergency risk communicators can work to prevent these actions from occurring and to effectively communicate with stakeholders and partners.
The five common mistakes that are made with stakeholders and partners are[1]:
Inadequate access
Lack of plain language
Lack of empathy
Timeliness
Lack of input
Inadequate access means that the health agency has not provided access to key stakeholders and partners about the health emergency or emergency operations. A key function of PHEP planning is to identify stakeholders and partners, understand how the organizations will work together during a health emergency, and assign specific roles and responsibilities based upon emergency support functions. However, during fast-moving emergency responses and with novice emergency response staff, providing access to stakeholders and partners early in the response is often overlooked. It is important for emergency risk communicators and incident command staff to ensure stakeholders and partners have access to health emergency information and emergency response operations and activities.
Lack of plain language means the health agency responding to the health emergency is using jargon and terminology that are unfamiliar and unknown to the audiences receiving the health messaging. The National Assessment of Adult Literacy revealed the following findings[Reference Whitehurst11]:
53% of American adults have intermediate health literacy, meaning they can find the age range for a particular vaccine from a childhood vaccination chart.
22% of American adults have basic health literacy, meaning they can identify two reasons why a person should be tested for a disease based on an information pamphlet.
14% of American adults have below basic health literacy, meaning they can read instructions and take an action based on short instructions.
In short, 89% of the American adults are not proficient in health literacy. In this study, health literacy is determined by familiarity with everyday health-related words, having experience of the type of written material, and having knowledge of how the health care system works. This study revealed that only 11% of the American public is proficient in health literacy, meaning they are able to define a medical term.
For emergency risk communicators, it is important to remember health literacy when engaging with nonmedical audiences, including the general public, stakeholders, and even response partners. Using medical terms and government jargon with the majority of audiences during a health emergency will not effectively communicate important health and risk information. Instead, leverage plain-language techniques such as organizing information to serve the audience, choosing words carefully, and making information easy to find.[12] The US federal government has multiple resources to assist health communicators in using plain language.[12]
Lack of empathy means the health agency is unable to identify with, understand, or acknowledge the emotions experienced by stakeholders and partners. Often, working in organizations and businesses can feel impersonal and mechanical, as if the individual is a cog in a machine. This lack of personalization and connection to the human experience negatively impacts interactions and dialogue between health agencies and stakeholders and partners. The CERC principles outlined in Chapter 1 include the use of empathy during health emergency responses. Using empathy is not restricted to health leaders or spokespeople. Instead, any person working for a health agency or within the health emergency response can use empathy to humanize the experience, engage in active listening with stakeholders and partners, and acknowledge what the other person or group is experiencing. Empathy is a key ingredient to building and maintaining trust during health emergencies.
Timeliness is often tied to withholding information until more certainty is available. The CERC principles outlined in Chapter 1 include Being First with emergency risk communication. Being First means the health agency claims responsibility and authority for releasing official health emergency information as soon as possible. Often, agencies will want to wait to release information until they have complete certainty regarding its validity; unfortunately, this is often an unaffordable luxury during emergencies. Addressing uncertainty is a key component of emergency risk communication, and this is explicitly addressed in Chapter 6. Even if a health agency is not yet certain about a health emergency, by communicating early and addressing the uncertainty of a health emergency, a health agency can build credibility, authority, and trust with stakeholders and partners.
Lack of input means that the health agency is not engaging with stakeholders and partners and is primarily internally focused. This includes making decisions about the health emergency without input from key stakeholders or response partners. By not providing adequate access for stakeholders and partners regarding decision-making, the health agency will be perceived at best as inaccessible and at worst as arrogant and paternalistic. Inadequate access can impact trust and damage relationships between a health agency and its stakeholders and partners. While some decisions will need to be made specifically by the lead responding agency, allowing opportunities for stakeholders and partners to provide input and feedback will ultimately serve the health agency in the long run. Empower stakeholders and partners to engage in decision-making and support their agency to provide input and feedback. By working together, the whole is often greater than the sum of its parts.
Mini-Case Study: Odwalla Juice Outbreak
On October 30, 1996, Odwalla, Inc. – a fresh juice company – was notified by the Seattle King County Health Department, based in Washington state, of a link between its unpasteurized apple juice and an outbreak of E. coli O157:H7.[Reference Martinelli and Briggs13] The company immediately issued a voluntary recall and included 12 other juices in its recall. Although the company’s product distribution was limited to six states in the United States (California, Colorado, New Mexico, Texas, Oregon, and Washington) and one province in Canada (British Columbia), the rise of online media and newswire services heightened global media attention. Odwalla issued refunds to customers and offered to pay for medical expenses associated with the outbreak.[Reference Martinelli and Briggs13] Unfortunately, the outbreak led to the death of a 16-month-old and sickened 60 other children. Odwalla ultimately included a flash pasteurization process in its production procedures. This process kills bacteria within the juice but retains the flavor and freshness of the product.
Applying Audience Segmentation
To identify audience segments in this outbreak, let’s narrow in on three variables: risk level, location, and organizational affiliation. Using these three variables, we want to look at who is at risk of getting ill, what is their physical location or proximity to the health threat, and what organization affiliations are present.
First, those at risk include anyone who drank the implicated juice. Second, location or proximity includes anyone who produced or sold the juice, anyone who bought the juice, and the government authorities who regulated food products. Next, the other organizations involved include consumers, grocery stores, suppliers, juice manufacturers, and the Odwalla company.
Understanding Information Needs
To identify information needs, emergency risk communicators need to understand the health risks and the audience segments. Using these two variables, emergency risk communications can identify what information these groups will need and provide each audience segment with the appropriate emergency risk communication messages. Table 3.6 shows the risk variables by audience segment and information needs.
Table 3.6 Risk variable by audience segment and information needs
Understanding How Public Health Law Impacts Emergency Risk Information
Public health law is a field that focuses on legal practice, scholarship, and advocacy on issues involving the government’s legal authorities and duties to protect the health and safety of individuals while balancing individual rights of autonomy and privacy. Public health law issues range from narrow questions of legal interpretation to complex matters involving public health policy, social justice, and ethics.[Reference Hoke14] Public health law impacts emergency risk communication in two key ways:
1 Ensuring transparent communication and information sharing about risks to the communication
2 Protecting the autonomy and privacy of individuals impacted by the health threat
There are six key areas where public health and emergency risk communication intersect. These areas include defamation, the Privacy Act of 1974, the public’s right to know, the Freedom of Information Act, 508 compliance, and public health legal powers. The following paragraphs highlight each of these key areas and its relevance for emergency risk communicators.
Defamation is exposing an individual or an organization to hatred or contempt. Defamation can lower the esteem of an individual in the eyes of others, and it causes an individual to be shunned and injures an individual in their business. There are two different forms of defamation: slander and libel. The spoken form is referred to as “slander,” and the written form is called “libel.” The key takeaway for emergency risk communication is the interplay between defamation and the right to privacy.
For example, statements warning the public about a specific individual who is spreading an infectious disease or a business location that has been contaminated by a toxic substance can give rise to libel allegations. Warning statements about someone who is sick or statements about a business that might be contaminated by a toxic substance need to be discussed with the health agency’s attorney before releasing any public information. Due to the Privacy Act of 1974, health agencies should never give out a patient’s private information, including their name or personal address. Instead, aggregate the data and deidentify the person; simply provide information on the case, or ill individual. Reporters will always ask for information about the cases and will want the health agency to give as much information as possible.
The Privacy Act of 1974 prevents disclosure by government agencies of personal data about employees and others. These data include age, race, sex, and medical information. Additionally, the Health Insurance Portability and Accountability Act of 1996 (HIPAA) ensures personal medical records and individually identifiable health information cannot be released by a medical institution without the consent of the patient or the patient’s legal guardian. For example, when a person visits the doctor, they will sign a HIPAA form to provide consent for a sample of their blood to be used in a research study, but the patient’s personal identity will not be revealed in that study.
For emergency risk communicators providing information about an evolving outbreak, the media will ask about ill individuals affected by the health emergency. The health agency can provide general information such as their sex, age, and general location, but the health agency cannot release that their name, what their status is, or what hospital they are receiving treatment at unless the hospital has approved that information to be released publicly.
In contrast to private health information, there are some public health records that can be given to anyone. This means that everyone has a right to access such public records, including journalists. Examples of public records include birth and death certificates, accident reports, and complaints filed with the police. In Oregon, the state releases birth data on an aggregate basis. No individual birth data are provided that would allow someone to be identified as a particular individual, but rather the data are aggregated and deidentified.
Each state has enacted its own public records and public release laws. It is important for emergency risk communicators to be aware of public records laws in the state where they are working. These laws will dictate what types of information and data can and cannot be released during health emergencies.
The public’s right to know is based on legislation related to hazards involving chemicals, transporting chemicals across state lines, and locations where chemicals are being stored. The legislation outlines that people have a right to know where these chemicals are being stored in their communities. For emergency risk communicators, it is important to keep this legislation in mind regarding potential environmental hazards and health emergencies. Additionally, while not specifically related to communicable or infectious diseases, emergency risk communicators can consider what the public wants to know about what the health agency is doing to respond to and mitigate health emergencies. Further, any documents produced after a health emergency to outline what the health agency learned ought to be released and posted to the health agency’s website.
The Freedom of Information Act and state public records laws constitute federal and local legislation that gives the public the ability to request government files and government information.[15, 16] Since the Freedom of Information Act is focused on the US federal government, each state in the United States will have its own public records laws.[16] The terminology at the state level includes but is not limited to Open Records Laws, Public Records Laws, Public Record Disclosures, Freedom of Information, and the Public Information Act.
There are limitations on what can be accessed, but generally these acts and laws are established to ensure transparency in government decisions and use of resources. For government workers, this means that any emergency responses, emails, meeting minutes, and certain kinds of documents could be requested and released to the public.
508 compliance (Section 508 of the Rehabilitation Act of 1973) requires US federal agencies to provide accessible information to people with disabilities when using electronic and information technology.[17] Many state governments have passed local legislation requiring information and technology accessibility.[18] Government employees who create, review, or revise content need to ensure that such content is accessible to those with disabilities. Content includes documents, electronic signatures, PDFs, presentations, software and websites, spreadsheets, videos, audio files, and social media. For emergency risk communicators, accessibility not only includes those with disabilities but also those with limited English proficiency. Ensuring audiences can receive and understand emergency risk communications is critical to successfully sharing this information.
Public health legal powers relate to the authority that state and local health agencies have to manage health emergencies, communicable disease outbreaks, and other states that threaten public health. There are two ways in which public health authorities have power. First, power comes through the state health department via what are called police powers. Police powers are granted by the 10th Amendment to the Constitution. Under these police powers, states have the authority to enact and enforce public health law, and this is often delegated to the state health department. This means that the health department must undertake reasonable attempts to protect and promote the public’s health, safety, and general welfare. This is the basic mission and legal authority of a state health department. In a health emergency, the authority of a public health agency can be more broad, such as through the enactment of the Model State Emergency Health Powers Act.[Reference Gostin19] Within this Act, during a public health emergency, the state government and often specifically the Health Officer has the authority and power to enact certain activities to protect the public’s health. For example, in Oregon, if a public health emergency is officially declared by the governor, the state health director becomes the lead person in responding to the emergency, has the lead authority in responding to the event, and gets to decide on how restrictive public health intervention measures can be with regard to isolation and quarantine.
The second way in which health authorities have power is through delegation of authority to local health departments. This occurs via how the state government manages the administrative functions of the public health code. For example, state creates legal codes and statues to establish a local government’s authority, which is called home rule. Most states have given local health departments the right of local self-governance, which means that the local health departments have the right to make decisions concerning their own welfare.[Reference McCarty, Nelson, Hodge and Gebbie20] This means that local health departments can make decisions without requiring approval from the state government.
It is important for emergency risk communicators to understand the scope of the authority and independence of state and local health departments when planning for and responding to public health emergencies. If local authorities are able to act without approval from other health authorities, then county Health Officers can make decisions in one county that may differ from a Health Officer’s decisions in a neighboring county. This can cause complications when counties share news media markets or counties include high numbers of commuters who live in one county and work in another. Risk communicators need to ensure coordinated and consistent emergency risk communication messages are produced. This often occurs during precrisis planning when health departments come together to discuss how they will manage a health emergency. Additionally, depending on the scope and scale of the health emergency, the state health department may be able to step in and manage a heath emergency that spans multiple jurisdictions (i.e., a multicounty outbreak) requiring the coordination of resources and communications in order to effectively respond.
A major challenge in the United States regarding public health authorities is the friction between the benefit to the community and individual liberties. As outlined earlier, during large-scale health emergencies, public health may be given to the health authority to restrict activities in order to protect the public’s health. During COVID-19, health authorities implemented strict isolation and quarantine activities advising no travel and requiring telework and online education for children.[21, Reference Nair and Davis22] However, the longer the COVID-19 outbreak went on, the less willing some of the American public was to continue with such strict public health interventions, including the wearing of masks and receiving multiple vaccinations.[Reference Nair and Davis22] In response to the COVID-19 outbreak, some state legislatures are working to restrict the power of health authorities to protect the public’s health.[Reference Nair and Davis22, Reference Zhang, Warner and Meredith23]
Theory Callout: Stakeholder Management Theory
Stakeholder management theory developed out of the business and management field by discerning the differences between shareholders and other individuals or businesses that might have nonmonetary interests in a company.[Reference Freeman6] When this theory was developed, it was novel for a company to consider the interests of people or businesses that were not directly monetarily benefiting by the company.[Reference Freeman, Harrison, Wicks, Parmar and De Colle7, Reference Freeman, Harrison and Zyglidopoulos8]
Using stakeholder management theory, emergency risk communicators can consider the level of influence each stakeholder has with the health agency. The amount of influence and the prominence of the stakeholder within the public health system (i.e., their networks and presence) can affect what and how the health agency manages the health emergency. As described earlier in this chapter, stakeholders are individuals or groups that have a special connection to the health agency or are involved in the health emergency and are very interested in how the incident will impact them.[1] Stakeholders can include cases or ill individuals, family members of cases or ill individuals, elected officials, or businesses. Emergency risk communicators need to consider the unique information needs of each stakeholder and to develop messaging that resonates with each stakeholder.
Overview of the Water Crisis in Jackson, Mississippi
Ensuring people have access to clean water for drinking, domestic use, food production, or recreational purposes is critical to maintaining public health.[24] When water is not properly treated or poor sanitation develops, preventable diseases can occur, such as cholera, diarrhea, dysentery, hepatitis A, typhoid, and polio.[24] When there is inadequate management of urban, industrial, and agricultural wastewater, the drinking water of hundreds of millions of people potentially becomes dangerous.[24]
Jackson, Mississippi, experienced intense rain in late August 2022. This led to the compromising of the city’s primary water treatment facility: the O.B. Curtis Water Plant.[Reference Berlow25] The city declared a water crisis between August 30 and September 15, impacting 150,000 residents. In Jackson, one in four people live in poverty, making conditions even worse for the number of these individuals who rely on tap water.[Reference Berlow25] Jackson’s Mayor, Chokwe Antar Lumumba, was pivotal in communicating with residents. The mayor leveraged the City of Jackson’s communication resources and social media account to reach the city.
Timeline of Key Events
August 26: Residents are updated on the recent flooding; the City of Jackson advises those that were impacted by the 2020 flooding to make evacuation plans in the next 48 hours.
August 29: Flooding affects the O.B. Curtis Water Plant; water is not being treated.
August 29: Mayor Lumumba declares a water system emergency in Jackson.
August 30: Boil water notice is still in effect; water distribution sites are opened in partnership with the Jackson Municipal Airport Authority.
August 31: A water system update was provided and noted that the overall water pressure had decreased to 40 PSI.
September 1: A water system update is provided, and the O.B. Curtis Water plant makes progress but still experiences problems.
September 2: A water system update is provided, and the plant output increases to 80 pounds per square inch (PSI). The ideal pressure is 87 PSI to adequately supply the entire system.
September 3: A water system update is provided, and the plant output increases to 86 PSI; challenges are still present.
September 4: A water system update is provided, and the plant output increases to 90 PSI; challenges are still present. All of Jackson should have some pressure and most resident should have normal pressure. A tool was provided to report discolored water and pressure issues at https://arcg.is/0LDmjb.
September 5: A water system update is provided, and all of the residents in Jackson should have some pressure and experience normal pressure. The plant output is meeting the goal of 87 PSI.
September 6: A water system update is provided, and the plant remains at a steady pressure; water distribution sites are updated.
September 7: A water system update is provided, and all storage tanks have stable water levels.
September 8: A water system update is provided, and the plant remained at a steady pressure over the past 24 hours and overhead storage tanks were maintained overnight.
September 9: A water system update is provided, the plant remains at steady pressure, and pressure should be stable throughout the city; water production continues to improve.
September 10: A water system update is provided, and the plant is working at 88 PSI, pressure should be stable throughout the city, and the water production continues to improve.
September 12: A water system update is provided, and the plant is working at 88 PSI, pressure should be stable throughout the city, and the water production continues to improve.
September 13: A water system update is provided, and the plant is working at 89 PSI, pressure should be stable throughout the city, and water production continues to improve; discolored water and reduced pressure have been reported – these issues were related to routine water leaks or meter issues.
September 14: A water system update is provided and the plant is working at 89 PSI.
September 15: The boil water notice for all City of Jackson water customers is lifted; per the Mississippi State Department of Health, residents are advised to run their faucets to clear any old water.
Note: This timeline was compiled based on announcements made from the City of Jackson media news website using the keyword “water.”[26]
Overview of CERC Framework
The CDC’s CERC principles provide a framework for communicating on behalf of an organization responding to a public health emergency.[1, 27, Reference Veil, Reynolds, Sellnow and Seeger28]
Phase-Based Messaging
The CDC has broken messaging in public health crises into a series of five phases: the precrisis, initial, maintenance, resolution, and evaluation phases. During the precrisis phase, also called the “preparation phase,” background information may be developed, draft messages are designed, partnerships can be established, plans can be documented, and approval processes can be developed.
The initial phase marks the beginning of an official situation of a public health emergency. This time is crucial for acknowledging the event with empathy and providing messages that explain the situation using common language. Providing messages with action items will help reduce feelings of anxiety and stress.
The maintenance phase increases the public’s knowledge of the risks associated with the crisis, as well as that of the stakeholders involved, and involves adjusting messages to improve their utility.
The resolution phase involves reinforcing positive behaviors that the public can implement to prevent future events and encourages the public to support those who are most vulnerable.
The evaluation phase allows time to document the challenges and successes and the strategies for communicating more effectively using the CERC principles. Throughout all phases, CERC encourages communicators to engage with communities and empower them to make decisions that will improve or maintain positive health.
CERC Principles
The CERC principles form a guide for creating messaging in a time of disaster. Following each principle will allow you to create a message that will result in the public making the best decisions while acknowledging the ever-changing situation that a disaster creates. According to the CDC’s CERC 2018 Introduction,[27] the six principles are:
Be First: Time is an important variable in a public health emergency. Ensuring that information is communicated as fast as possible is critical. Once the information reaches a public audience, the first source becomes the preferred source.
Be Right: Correct information builds credibility. Communicating what is known, what is unknown, and what actions are being done all contribute to an accurate communication message.
Be Credible: During public health crises, the pillars of honesty and truthfulness should be prioritized. Ensuring messages contain these components is important.
Express Empathy: Public health crises create mixed emotions. Messages that acknowledge the spectrum of emotions and the challenges that are being combatted build trust and rapport with the public.
Promote Action: Messages that describe actions that people can take will calm anxiety, restore order, and promote a sense of control, which can be beneficial to members of the public.
Show Respect: Crises can exacerbate feelings of vulnerability as well as highlight instances that create trauma. Respectful communication promotes cooperation and rapport.
CERC Analysis of the Messaging in the City of Jackson, Mississippi
To identify how the City of Jackson effectively or ineffectively used the CERC principles, example messages are critiqued on how well they aligned with the noted principle. Overall, the City of Jackson produced updates on the status of the O.B. Water Treatment Plant daily and ensured that residents were aware of where to find water distribution sites. These two types of information drove much of their messaging. The City of Jackson’s website and Twitter (now X) profile were pivotal in communicating with the public on updates.
Be First
The pre-initial phase included a boil water advisory that was issued a month before this water crisis.[29] Boil water advisories and other media releases were key communication channels for notifying residents regarding water updates. During the last week of August, the city communicated the impacts that flooding could have on the area before the declaration, which highlighted that close monitoring and open channels of communication were being displayed.[30] The initial phase was instigated on August 29 with the official announcement of the water crisis via Twitter and the official webpage data.[31] The city was the first to declare the situation as an emergency, ahead of Governor Tate Reeves by 72 hours.[32] This provided the city with a strong point in its messaging. The rollout of this information was timely and followed the first CERC principle of being first.
Be Right
The City of Jackson communicated every day for 2 weeks. Any information that may have been of concern was brought up the next day. This was consistent through every phase of the disaster cycle. In the report that declared the official water system emergency, there was the following clarification:
Contrary to some reports, the City is NOT cutting off water to residents. The City remains in contact with the state Department of Health and the EPA [Environmental Protection Agency] over continued issues with the system. Residents are advised to call the City’s 311 line for additional information. The City will resume water distribution and update the media on times and locations. A PDF copy of the emergency order can be found under the “Mayoral Executive Order” tab on the City website.[33]
This message did an excellent job of correcting misinformation early in the process. By addressing incorrect information on the same day when the incident was declared a disaster, the city showed a commitment to being right. There was a reference to the City’s 311 number and coordination with the state Department of Health and the EPA. These two organizations were used throughout the process, ensuring information was fact-checked by two credible sources. A recommendation to improve this messaging would be to include information about the health impacts of consuming contaminated water.
Be Credible
The corrections that Mayor Lumumba was willing to make to the media regarding his provision of accurate information about the city’s condition demonstrated credibility. He criticized television stations for continuously using clips of dark, muddy water coming from faucets. The mayor corrected these portrayals, stating that “the dark water was likely a localized problem and not representative of water being treated at Jackson’s two primary water plants.”[Reference Inman34] By confronting this misinformation and in being willing to bring in testimonials from the US Department of Justice and the EPA, he was able to create credible messages. The delivery of these messages when on camera facilitated to the mayor’s – and thus the overall City of Jackson’s – communication.
Express Empathy
The CERC principle of expressing empathy was not explicitly achieved in the messages produced. Many statements were curt and lacked emotive language. For example, the following is the whole message released on September 10:
(Jackson, Miss.) – The O.B. Curtis Water Plant remained at a steady pressure over the past 24 hours and is currently working at 88 PSI. All tanks are currently maintaining good margins for overhead storage and made gains overnight. Pressure should still be stable throughout the city.
Overall water production continues to improve. Yesterday, the membrane plant production remained steady and the conventional side increased significantly. The team continues to work to increase production capacity.
The repaired raw water pump #4 has arrived at the plant. It has been placed back on the pump platform by crane this morning. Work is ongoing to place the raw water pump back in service.
Investigative sampling will continue to monitor water quality. At this time the distribution system is not ready for full sampling to clear the boil water notice. We will continue to evaluate when full sampling can begin. This is contingent upon sustained pressure. We will need two rounds of clear samples to be able to remove the boil water notice.
If you are experiencing discolored water or no pressure please report using this tool https://arcg.is/0LDmjb. This will allow us to track any remaining issues and address them. We are currently monitoring this information to respond as needed.[35]
The benefit of this style of message is that it is straight to the point. It addresses the water treatment plant. It addresses the precautions and the type of sampling being completed to ensure safety. The end of the message concludes with an action a person can take to report water issues. The last sentence details that this information is being monitored. However, there is a lack of emotional language or signs of sympathy for the public who are living in these conditions. If the message had included acknowledgments of living through a hard or stressful time, a more complete message would have been delivered. These types of messages were consistently deployed through the initial, maintenance, and resolution phases.
Promote Action
A clear example of messaging that promoted action was given on September 4, when concerns regarding discolored water and low pressure were noted. The City communicated via its website and Twitter account how to report those concerns. Those messages included a link to an online reporting tool that mapped out areas of concern.[36] This link was active through the entire crisis and now takes visitors to a webpage for all Jackson water concerns. An additional example is a community meeting invitation that was disseminated on the City’s Twitter account.[37] This invitation was grounded in a discussion with the mayor and welcomed the participation of local, state, and federal officials. This event occurred between 6:00 and 7:30 p.m. at the College Hill Baptist Church. Holding the event after business hours allowed people to participate after work. Hosting the event at a faith-based institution in a city that is close to 55% religious was a strategic way to increase attendance.[38] This represented an important way of allowing residents to act on the experiences they were having and of allowing them to be heard.
Show Respect
The final phase of this crisis can be marked by the lifting of the boil water notice and the reassurance by the Mississippi Emergency Management Agency on September 15 that the situation was safe and residents no longer needed to be concerned.[39] This message could have been delivered with more empathy, but it was timely and brought a sense of relief to the public. The message was respectful because it provided relief to the public while not promising too much. As the goal was to fix the O.B. Water Treatment Plant and lift the boil water advisory, this message did not go beyond this promise, which is important.
Implications for Organizations
In using the City’s website and Twitter account, there was a limit to the length and type of messages being sent out to the public. Both communication channels require internet access, which is limited to certain populations. The City also has an Instagram account and a YouTube account that were not active during this process. Those two resources would have provided methods for capturing and disseminating press briefings. This disaster impacted the daily lives of 150,000 people, yet the emphasis was on the water treatment plants. Instead of including photos of individuals who were directly affected by the water crisis, the city focused on images of buildings. This suggests the City prioritized getting the water treatment plants up and running without considering the personal nature of the water crisis and how people were directly affected by it. Another implication of the use of these media is the lack of personal interaction that they allow. Many tweets provoked questions and comments but lacked responses. Or in the case of the webpage that posted updates, there were few methods for interacting further with the actual information being stated. There was a phone number and a link for addressing water needs but not for addressing the needs of day-to-day survival. This research found many published news articles bringing up concepts of disinvestment and environmental racism. The City’s webpage and Twitter account never addressed those sentiments. The consequences of this communication style might be seen in the future if another such water crisis occurs. There are long-term solutions that were not discussed during this period, which has left many questions unanswered in the evaluation and recovery stages of this event. Going forward, Jackson has a lot of work to do to follow CERC principles more effectively.
Recommendations
At the city level, partnerships between the Mississippi Emergency Management Agency and the Mississippi Department of Health need to be strengthened. If more messages had contained quotes from high-level officials, the credibility of messages sent out by the City of Jackson would have been increased. Messages across organizations at the state and city level lacked empathy. In the future, during times of crises, this CERC principle needs to be followed to a greater extent. The approach taken might also have been considered disrespectful because the incident and the individuals were not fully acknowledged. Few to no messages expressed understanding of people’s situations, vulnerable populations, or ensuring equity in more marginalized neighborhoods. This created a barrier between City officials and residents, who may have been experiencing a worse situation than the City realized.
Communication at the state and city level entailed different messages with various levels of empathy. In a conference 1 day after the official ending of the water crisis in Jackson, Governor Reeves commented, “I’ve got to tell you; it is a great day to be in Hattiesburg. It’s also, as always, a great day to not be in Jackson.”[Reference Williams40] This type of messaging highlights the reality that the failure of the O.B. Water Treatment Plant was due to decades of disinvestment in the water infrastructure in the city. The city of Jackson has repeatedly sought funding from the state to address water system issues, but the Governor continues to deny the city additional funds.
It was interesting that this crisis occurred when Jackson had been operating under a boil water advisory weeks before the official water crisis was declared. Boil water advisory notices provide residents with succinct messages that certain neighborhoods need to boil their water before consuming it, and they include lists of “dos” and “don’ts” to ensure people do not become sick from contaminated water. Due to the perfunctory nature of these notices, empathetic messages are not included. This might also have contributed to why some of this messaging lacked empathy, due to a reliance on maintaining the same structure to these messages.
Going forward, if Jackson includes more empathetic messages within its current approach, this could generate trust from those communities that are impacted. Encouraging partnerships and clearer lines of communication at the city level is crucial for empowering the community. Additionally, Mayor Lumumba was used as a spokesperson for this crisis, but incorporating a larger team at the city level would have allowed him to draw on greater information resources instead of deferring to communications from the state level.
End-of-Chapter Reflection Questions
1 What are your agency’s policies regarding community-sensitive public health information during outbreaks? For example, does your agency have a policy about naming businesses during foodborne illness outbreaks?
2 Think back to a recent disease outbreak. Name some of the audience segments that needed information. Were you able to meet their communication needs?
Chapter Objectives
Describe two types of information that epidemiologists and emergency risk communications cocreate.
Identify three unique information needs of the medical community.
Explain how the information needs of the medical community are different from those of the general public.
List two ways hospital and other medical facilities can leverage the Crisis and Emergency Risk Communication (CERC) framework to communicate with staff and patients.
Cocreating Emergency Risk Communication Messages with Epidemiologists
Collaboration among emergency risk communicators, epidemiologists, clinical experts, and other subject matter experts is critical to the development of scientifically accurate and credible emergency risk communication messages. Being able to create emergency risk communications that demonstrate the Crisis and Emergency Risk Communication (CERC) principles of Be Right, Be Credible, and Promote Action requires the scientific data being gathered and analyzed by epidemiologists and other subject matter experts within the health agency.
“Epidemiology is the branch of medical science that investigates all the factors that determine the presence or absence of diseases and disorders.”[1] Epidemiologists collect and analyze data from people affected by a health emergency to identify the threat and develop a plan to respond to and manage it. Using quantitative and qualitative methods, epidemiologists gather data to understand the context in which a disease exists and progresses, rates of new illness (i.e., incidence rates), and the number of existing cases (i.e., prevalence). Understanding exposure to the infection is key to developing a public health intervention that will protect people’s health. Additionally, epidemiologists seek to understand people’s responses to the illness, including mild or typical symptoms, current immunity, classical clinical features of the illness, and even death.[Reference Brachman, Abrutyn, Brachman and Abrutyn2]
Chapter 2 outlined the key roles to include in a crisis communication team for a health agency and advocated for ensuring subject matter experts serve on the crisis communication team. Subject matter experts such as epidemiologists can be included in the communication team to ensure the development of accurate emergency risk communication messages based on the available science and epidemiological data. While emergency risk communicators understand how to write health messages for a health emergency, the scientific content of the messages will come from the epidemiologists who are collecting the data about the evolving health emergency and its impacts on the community. The following sections outline how epidemiologists and emergency risk communicators cocreate emergency messages that are actionable, understandable, and data-driven.
Message Content: Health Risks and Interventions
Epidemiologists can provide two important types of message content: health risks and interventions. As emergency risk communicators develop messages for the initial, maintenance, and recovery phases of an emergency, the health risk will change as new data become available. Working with epidemiologists ensures emergency risk communicators will have the most accurate and up-to-date information about the health threat, including signs and symptoms, level of risk based upon exposure, level of risk based upon age or underlying health conditions, and what interventions are available to mitigate or prevent the health threat.
Using the 2015–2016 Zika outbreak, let’s review how message content is cocreated between epidemiologists and emergency risk communications. The information gathered by epidemiologists creates a profile of the illness and identifies who is most at risk. Through descriptive and analytic epidemiology, the following information describes the health risks associated with the Zika virus.
Health Risk
In 2016, the World Health Organization (WHO) declared Zika a public health emergency of international concern due to clusters of microcephaly cases and other neurological disorders reported in Brazil and in French Polynesia.[3] Epidemiological information helped health officials understand what the illness is, who is affected, how they are affected, and the location of the outbreak, and in turn develop health interventions to deal with the outbreak. Prior to the recent outbreak, Zika virus was primarily carried by monkeys with little “spillover infections in humans.”[Reference Ibrahim4] However, since 1952, public health officials have had evidence that Zika can infect humans. Early cases were found in Uganda and Nigeria and later in other African countries and Indonesia. By 2007, an epidemic occurred in Yap Island; another then occurred in French Polynesia in 2013, followed by others in Cook Island and New Caledonia in 2014.[Reference Ibrahim4] By 2016, 60 countries were experiencing Zika cases, and by 2017 cities along the US–Mexico border also reported Zika cases. The Zika virus is transmitted to humans by the bite of a female mosquito. Humans spread it to other humans through sexual transmission. Additionally, there is perinatal transmission, meaning the Zika virus can be transmitted in utero to a developing fetus, causing microcephaly – a brain abnormality.[Reference Ibrahim4] Zika can also cause Guillain–Barré syndrome. Symptoms of Zika in adult humans include mild fever, joint pain, headaches, rash, and pink eye.[Reference Ibrahim4] Symptoms can last for up to 7 days and the incubation period is 3–12 days.
All of this information can be used to develop initial, maintenance, and recovery messages for audiences identified through the emergency risk communication plan. Chapters 6, 7, and 9 provide specific steps for writing and creating emergency risk communications during a health emergency. The following is a sample initial emergency risk communication message about Zika. More information about writing and creating initial messages is presented in Chapter 7.
Initial Messages: What They Are and How to Write Them
Communicating early during a health emergency manages the expectations of the public and stakeholders, establishes organizational credibility, establishes trust with those affected by the emergency, and provides actionable health information that people can act upon to protect their health. These first crisis messages are called “initial messages” and they are usually sent within the first 24–48 hours of a health emergency.
Initial message components include:
Addressing uncertainty
Making a commitment
Providing messages of self-efficacy
Expressing empathy
Incorporating these message components into emergency risk communication messages allows spokespeople and health agencies to follow the CERC principles.
Addressing Uncertainty and Making a Commitment
Addressing uncertainty focuses on what is known about the health threat, what is not known, and what public health officials are doing to learn more about the emerging threat. The following example of addressing uncertainty comes from Representative Eliot L. Engel, Ranking Member of the House Committee on Foreign Affairs, on January 28, 2016. Parentheticals are included to emphasize how the message addresses uncertainty (i.e., what is known, what is not known, and what health officials are doing to learn more) and what constitutes a commitment to the community.
We shouldn’t allow the ongoing uncertainty surrounding the Zika virus to spark a panic. (what is unknown) Domestic and international health experts are taking this issue seriously, and I’m committed to working in Congress to ensure that this outbreak is dealt with quickly and competently. (what is known)
President Obama’s recent meeting with top U.S. health officials and today’s announcement by the World Health Organization (WHO) of an emergency meeting on Zika are good steps. (what health officials are doing to learn more) I encourage continued efforts to address the issue head-on. (making a commitment) This challenge will require enhanced research, substantial resources, interagency cooperation, and coordinated efforts to ensure that clear information reaches the public as quickly as possible. I have long called for increased engagement with our partners in the Americas, and at this difficult time, the United States must assist our neighbors as they continue to fight the Zika virus. (making a commitment)[5]
Providing Messages of Self-Efficacy
Providing messages of self-efficacy or promoting action, a CERC principle, means giving people a meaningful action they can take to protect their health and prevent illness. The following example comes from WHO regarding reducing sexual transmission of Zika:
For regions with active transmission of Zika virus, all people with Zika virus infection and their sexual partners (particularly pregnant women) should receive information about the risks of sexual transmission of Zika virus.
WHO recommends that sexually active men and women be counselled and offered a full range of contraceptive methods to be able to make an informed choice about whether and when to become pregnant in order to prevent possible adverse pregnancy and fetal outcomes.
Women who have had unprotected sex and do not wish to become pregnant due to concerns about Zika virus infection should have ready access to emergency contraceptive services and counselling. Pregnant women should practice safer sex (including correct and consistent use of condoms) or abstain from sexual activity for at least the entire duration of pregnancy.
For regions with no active transmission of Zika virus, WHO recommends practicing safer sex or abstinence for a period of three months for men and two months for women who are returning from areas of active Zika virus transmission to prevent infection of their sex partners. Sexual partners of pregnant women living in or returning from areas where local transmission of Zika virus occurs should practice safer sex or abstain from sexual activity throughout pregnancy.[6]
Expressing Empathy
In July 2016, Ashley Young, a pregnant woman living in the United States, wrote then-President Barack Obama a letter about her Zika concerns and potential for getting sick and passing the illness to her child in utero.[Reference Somanader7] President Obama replied to the letter, and his first paragraph is an example using empathy. He acknowledges her concerns and admits his own as a father. The rest of the letter outlines self-efficacy steps Ashley can take and the United States’ commitment to addressing the Zika health threat through research on new vaccines and increased epidemiological surveillance to detect the disease. Parentheticals are included to emphasize how the message addresses empathy and uncertainty (i.e., what is known, what is not known, and what health officials are doing to learn more) and provides a message of self-efficacy.
Dear Ashley:
Thank you for writing me. Your email reached my desk, and as President and as a father, I want you to know I take your concerns very seriously. My foremost priority is the health and safety of Americans and my Administration is working around the clock to protect you and families across our country. (express empathy)
Most people who become infected with Zika will not even know it because the symptoms are usually nonexistent or mild. However, as you noted, scientists have established a link between Zika infections during pregnancy and poor birth outcomes. Our primary goal is to minimize these outcomes, and early in the year I instructed my staff to do all we can to respond to the Zika threat. (address uncertainty – what is known)
While we are still learning about Zika, we do know there are ways to minimize your risk if it does appear in your community, including protecting yourself from mosquito bites by wearing long sleeves and pants, staying in places with air conditioning and window and door screens, and wearing EPA-registered insect repellants. You can find more information and steps you can take to protect yourself and your family from Zika at www.CDC.gov/Zika. CDC regularly updates this information as we learn more, so I encourage you to check back often. (address uncertainty – what is known; provide messages of self-efficacy)
In the meantime, I have directed my team to accelerate research on new vaccines and methods of detecting the disease. Additionally, I’ve formed a coalition of experts and Federal, State, and local leaders to combat the spread of Zika so that we can identify any outbreaks in the continental United States early and contain them. To make sure our public health officials have the resources needed to prepare and respond to Zika, I’ve asked Congress to approve $1.9 billion in emergency funding to support and advance these efforts as quickly as possible. (make a commitment) Again, thank you for writing. Your message will remain on my mind. (express empathy)
Sincerely,
Barack Obama[Reference Somanader7]
Interventions
The second message content area where emergency risk communicators and epidemiologists cocreate emergency risk communications is communicating health interventions, or the actions people can take to protect their health during a health emergency. Chapters 7 and 8 provide in-depth information about promoting health interventions during short- and long-term health emergencies. Let us continue reviewing the 2015–2016 Zika health emergency to understand how epidemiologists and emergency risk communications cocreate emergency risk communication messages about health interventions.
Since the Zika virus is transmitted by mosquitoes, looking at the physical environment would be a key intervention in stopping mosquito breeding. This intervention of addressing the environment is critical in reducing the spread of Zika because there is no vaccine available to prevent Zika. Strategies to address mosquito breeding include:
Elimination of standing water containers
Use of larvicides (biological or chemical) to disrupt mosquito development
Chemical control: spraying or toxic baits of adult mosquitoes
Physical control: trapping female mosquitoes to prevent egg-laying or capturing eggs
There are no specific treatments for Zika; nonpharmaceutical intervention, such as providing supportive care in the form of resting, increasing fluids, and taking medication to reduce fever and pain, are key action steps that can be taken. Additionally, to reduce sexual transmission, wearing condoms is recommended.
All of this information can be used to develop initial, maintenance, and recovery messages for audiences identified through the emergency risk communication plan. Chapters 6, 7, and 9 provide specific steps for writing and creating emergency risk communications during a health emergency. The following is a sample maintenance emergency risk communication message about Zika. More information about writing and creating maintenance messages is provided in Chapter 7.
Maintenance Messages: What They Are and How to Write Them
Maintenance messages are usually sent about 7 days into a health emergency, and this phase can last for weeks, months, or even years. There are four key message components of a maintenance message that will support the CERC principles of Be Right, Be Credible, Promote Action, and Show Respect. Incorporating these message components into emergency risk communication messages allows spokespeople and health agencies to follow the CERC principles.
Maintenance message components include:
Interventions
Making a commitment to the community
Continuing with the Zika virus outbreak, the following sections provide examples of the maintenance message components listed above. In April 2016, CDC released a statement scientifically confirming the link between the Zika virus and microcephaly.[Reference Akpan8] This confirming affirmed many of the health interventions the CDC was promoting for pregnant women. The following paragraphs outline maintenance messages used by the CDC to deepen the knowledge regarding the risks to pregnant women by the Zika virus.
Deeper Risk Explanations
The following text is taken from the CDC website “Zika during Pregnancy.”[9] The intended audience is pregnant women in the United States.
Zika During Pregnancy
CDC recommends you take special precautions if you are pregnant to protect yourself from Zika virus infection.
Because Zika during pregnancy can cause severe birth defects, if you are pregnant, you should not travel to areas with Zika outbreaks (as indicated by red areas on the Zika map). Before traveling to other areas with risk of Zika (as indicated by purple areas on the Zika map), you should talk to a healthcare provider and carefully consider the potential risks of Zika and other infectious diseases.
The only way to completely prevent Zika infection during pregnancy is to not travel to areas with risk of Zika and to use precautions or avoid sex with someone who has recently traveled to a risk area.
We do not have accurate information on the current level of risk in specific areas. The large outbreak in the Americas is over, but Zika is and will continue to be a potential risk in many countries in the Americas and around the world. No local spread of Zika virus has been reported in the continental United States since 2017.
There is no vaccine to prevent or medicine to treat Zika. If you are considering travel to an area with risk of Zika, talk to your health care provider first. It is important to understand the risks of Zika infection during pregnancy, ways to protect yourself, signs of Zika, and the limitations of Zika testing upon your return.[9]
The CDC website content continued to deepen the risk explanation by including information about travel to and from an area with a Zika outbreak, risk of Zika to future pregnancies, and Zika test results. This information was given in English and Spanish.
Interventions
As discussed earlier, there are no vaccines or treatments for Zika. Instead, prevention activities are key. CDC outlines the following key nonpharmaceutical interventions in an infographic (see Figure 4.1):
1 Increasing awareness about sexual transmission.
2 Steps to take to prevent transmission: wearing insect repellant; wearing long sleeves and pants; staying indoors with air conditioning or using window screens; removing standing water around the home.
3 Increasing awareness about Zika and birth defects and encouraging condom use.
4 Encouraging pregnant women to not travel to areas with Zika.
5 Monitoring return travelers and using safe-sex practices.

Figure 4.1 CDC infographic: Top 5 things everyone needs to know about Zika
CDC created this infographic to explain nonpharmaceutical interventions that the public can take to protect themselves from Zika. Providing information on interventions is a key message component of a CERC maintenance message.
Making a Commitment to the Community
The following example message was sent out after the outbreak of Zika and shows how the Obama administration communicated a commitment to the community during the health emergency. This example demonstrates how the President make a commitment to the community to monitor the situation and mitigate the health threat to the public.
The Zika virus is a disease spread primarily through the bite of an infected mosquito – the same type of mosquito that spreads other viruses like dengue and chikungunya.
While most people have no symptoms at all, Zika causes mild illness in some. However, the Centers for Disease Control and Prevention (CDC) has established a link between Zika infection during pregnancy and serious birth defects and other poor pregnancy outcomes. We also know that there can be other serious neurological impacts in some people who are infected with Zika.
We are closely tracking and responding to outbreaks of this virus across the Americas. We have seen transmission in Puerto Rico, the U.S. Virgin Islands, and American Samoa, in addition to cases reported in Mexico, Central and South America, the Caribbean, and the Pacific Islands. The Florida Department of Health is tracking cases of non-travel related Zika in one small area in South Florida and is closely coordinating with the CDC as they further investigate this ongoing situation.
And we know that this particular mosquito lives in certain parts of the southern United States, and we now know that Zika can also spread in another type of mosquito that is present throughout much of the United States. So now is the time to prepare as the seasons change and weather gets warmer.
As President Obama said, we all have to remain vigilant when it comes to combating the spread of diseases like Zika. That’s why the President has called on Congress to provide emergency funding to combat this disease, including to
a. speed the development of a vaccine;
b. allow people – especially pregnant women – to more easily get tested and get a prompt result; and
c. ensure that states and communities – particularly those in the South that have experienced local outbreaks of dengue and chikungunya in the past – have the resources they need to fight the mosquito that carries this virus.
Congress needs to act now to ensure that we have the resources we need to take every step necessary to protect the American people from the Zika virus.[10]
Addressing Rumors and Misinformation
In February 2016, The New York Times wrote an article outlining rumors associated with Zika and providing accurate information.[Reference McNeil11] One of the rumors and information correcting this misinformation are provided in the following as an example of how to address rumors that emerge during a health emergency.
Are genetically modified mosquitoes the real cause of the birth defects?
That buzzing sound you hear is a “no.”
A British company, Oxitec, released genetically engineered mosquitoes in Brazil in an attempt to control dengue fever. But the later microcephaly outbreaks were far away. For example, the largest mosquito release was in Piracicaba, which is 1,700 miles from Recife, where microcephaly was most common. The mosquitoes have also been released in the Cayman Islands, Malaysia and Panama without causing problems.
Mosquitoes fly less than a mile in their lifetimes. Also, only male mosquitoes were released. They do not bite humans or spread disease and were genetically programmed to die quickly.[Reference McNeil11]
Data Graphics
Another important way for epidemiologists and emergency risk communicators to cocreate emergency risk communication messaging is through data graphics that are used on websites, social media channels, handouts, slide decks, or media briefings. As outlined in Chapter 5, multiple communication channels can be used to disseminate key emergency public health messaging. Each communication channel will have a corresponding communication product that can be created and tailored for that particular channel. For example, when engaging in a media briefing, incorporating data graphs and charts may help enhance messaging and further explain the health risk to the public.
Engaging the crisis communication team, including graphic designer, social media manager, and website administrator, will help ensure the usability of the graphics for multiple communication channels. For example, CDC created a data graphic that visually depicts the percentage of babies that are born to people infected with the Zika virus while pregnant (see Figure 4.2). The graphic shows that 5% of babies are Zika-associated birth defects if the mother was infected with Zika while pregnant. Using contrasting colors and icons of infants, the visual depicts the low percentage of babies born with Zika-associated birth defects.

Figure 4.2 CDC graphic: Babies born to people infected with Zika virus while pregnant
CDC created this figure – a data graphic – that visually depicts the percentage of babies that are born to people infected with the Zika virus while pregnant. Data graphics are often cocreated by risk communicators and epidemiologists and are a visual way to explain the risk associated with a health threat.
During the COVID-19 pandemic, CDC created a community-level map that would track data by county and provide a way for people to interpret the risk of getting COVID-19 in their own community (see Figure 4.3). Available epidemiological data about the number of cases and hospitalizations in the area were used to create the data graphic. The map included an image of the United States and incorporated assorted colors that corresponded to particular levels of risk: black was low level, light gray was medium level, and dark gray was high level.

Figure 4.3 CDC Instagram post of United States COVID-19 community-level map
CDC created this figure – a data graphic – that visually depicts the risk of contracting COVID-19 in different communities across the United States. Data graphics are often cocreated by risk communicators and epidemiologists and are a visual way to explain the risk associated with a health threat.
The key for emergency risk communicators is to ensure that the health risk message can be succinctly explained and does not leave interpretation of the graphic up to the end user. A recent study revealed two common problems with public health graphics and data dashboards related to COVID-19.[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur12] First, in charts or graphs that focused on conveying risk, the color graduations were not prominent enough to indicate increased levels of risk. Interpretation of these data and risks was thus left up to the reader. Second, the data dashboards included case counts, interactive charts, and maps with filters, but there were limited to no explanations of what the data meant for people trying to understand their personal risk level within their community.[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur12]
Again, by working together, emergency risk communicators and epidemiologists can design website graphics and data dashboards that convey accurate risk information to the public through the use of trend lines, warning signs, and different colors and icons signaling increased or decreased threat. Create interactive features that allow people to select location information in order to understand the health risk by geographical area. Use “conventional urgency colors instead of non-standard color schemes (i.e., red, yellow, green, for high, moderate, and no urgency levels, respectively) so that the colors directly correspond to user mental models representing danger, moderate danger, and no danger. In addition to using colors, including patterned or texture areas could address accessibility concerns for color-blind users.”[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur12]
Identifying Unique Information Needs of the Medical Community
So far, this chapter has examined how to communicate with the general public by cocreating emergency risk communication messages with epidemiologists. Another equally important set of people need to receive communications during an outbreak, and this group has different informational needs, requiring messages to be tailored to this unique audience. This unique audience is the medical community.
As outlined in Chapter 3, audiences and audience segmentation are important for emergency risk communicators to identify in order to tailor messages that will resonate with each audience. This section will highlight the medical community as a particular audience segment with a unique set of information needs during a health emergency. The first part of this section looks at how the public health community can better understand the needs of the medical community when developing emergency risk communication messages and materials for them. The second part of this section looks at how the medical community can use the CERC framework within its own health care system to communicate with its audiences.
Early coordination between public health, hospitals, urgent care clinics, skilled nursing facilities, and other organizations that provide health care is critical: “Improving response during this window requires acquiring the capability to execute three fundamental elements of early epidemic response: finding cases and identifying where infections are spreading, stopping or slowing community transmission, and supporting those infected or at risk for infection so that hospitals are not overwhelmed and mortality is reduced.”[Reference Bourdeaux, Sasdi, Oza and Kerry13]
Medical Community as Audience Segment
To understand how the medical community is integrated into public health emergency preparedness, it is helpful to look at the Administration for Strategic Preparedness and Readiness’s (ASPR) Hospital Preparedness Program (HPP). The HPP is designed to support health care delivery system preparedness in the event of a large-scale health emergency and build collaborations between health care delivery and public health agencies.[14] Within the HPP, Health Care Coalitions (HCCs) are designed to bring together individual health care and response organizations such as acute care hospitals, emergency medical service (EMS) providers, emergency management agencies, and local and state public health agencies to prepare health care delivery systems to respond to health emergencies.
Similar to the Public Health Emergency Preparedness (PHEP) cooperative grants discussed in Chapter 2, HPP cooperative agreements require a particular set of reporting requirements to prepare the health care system for public health emergencies. These requirements include the following:
Multiyear training and exercise plans
Infectious disease preparedness surge annexes
Infectious disease preparedness surge tabletop discussions/exercises
Financial reporting, including budgets and spend plans
Annual HCC work plans
Annual HCC training plans
Templates
Annual joint HPP–PHEP vulnerable populations exercises
Pandemic influenza planning requirements
Joint exercises between HPP–PHEP partners
After-action reports and improvement plans
Crisis standards of care documents
Hazard vulnerability assessments
Attending particular public health preparedness conferences[15]
Since the HPP and HCC represent critical investments into a system’s approach to preparing public and private health care organizations for health emergencies, it is equally critical for emergency risk communicators to consider the information needs of the medical community during a health emergency. As HPP requirements focus extensively on planning, exercising, and coordination between hospital preparedness and public health preparedness, emergency risk communicators also need to understand what to communicate with this particular audience. Additionally, it is important for emergency risk communicators to consider the information needs of the entire medical community. For example, there are health care providers who provide services outside of hospitals. While hospitals are an important partner in public health emergencies, primary and urgent care clinics often get overwhelmed with questions from their patients, and so they need the most up-to-date information. Including all medical providers on Health Alert Network (HAN) messages ensures the entire medical community will receive important emergency risk communication about a health emergency.
In contrast to the general public, the medical community has particular knowledge, skills, and job responsibilities that are technical, advanced, and treatment-focused. While public health is focused on preventing community health harms and carrying out government legislation to support the health of the community, the medical community is generally focused on treating and curing disease at the individual level.
Common Information Needs of the Medical Community during a Health Emergency
The following six information needs of the medical community are based upon systematic literature reviews of scientific research and personal interviews with members of the medical community.
Scientific Guidance
The medical community needs scientific, evidence-based guidance regarding the identification, collection, and reporting of disease data and data on the treatment of patients. Scientific guidance includes the following key information:
Testing and testing priorities for suspected cases
Handling, collecting, testing, and submitting requirements of clinical specimens
Risk factors and symptoms of the illness
How to prepare for receiving patients with the illness or disease[16]
Kattaryna Stiles, Oregon Health Authority Healthcare Preparedness Program liaison, explained that often scientific guidance documents can be written more abstractly to allow multiple types of health care organizations (urban health care systems, rural health care systems, small health care providers, etc.) to apply the guidance according to the size, scope, and resources available within the organization.[Reference Stiles17] Further, Stiles suggested two challenges of providing scientific guidance during health emergencies: changing guidance and conflicting guidance between CDC and Oregon Health Authority.
First, during a health emergency, the evolving situation creates challenges when new information becomes available, especially when that new information directly impacts the scientific guidance that is currently available. By using dates, different colored fonts, and subheadings, health agencies can alert the medical community to new additions to the scientific guidance documents. Second, timing the release of scientific guidance can be challenging when state health departments are unaware of when CDC will release new scientific guidance. For example, a state health department may adapt CDC’s scientific guidance to be more explicit regarding state and local statues. After releasing the adapted guidance, CDC may release a new document with new information. This can create challenges for the medical community as to which guidance ought to be followed.[Reference Stiles17] Although issuing multiple editions of scientific guidance may feel redundant, medical providers agree that releasing scientific information early and often during a health emergency is important to enabling hospitals to manage response operations within their organizations.[Reference Aslam18, Reference Duchesne19]
Data Reporting
The reporting of disease data is an important function hospitals and health care systems carry out because the more disease data public health epidemiologists have, the better they can identify the disease, its health effects, and who is at risk and so develop health interventions to mitigate impacts on the health care system responsible for treating the disease. Typically, the state government designates what diseases must be reported to the state health departments. A notifiable disease is a disease that “requires health providers (usually by law) to report to state or local public health officials. Notifiable diseases are of public interest by reason of their contagiousness, severity, or frequency.”[20]
During COVID-19, hospitals had to report more than just cases of COVID-19; they also provided data on numbers of cases, deaths, new hospital admissions, numbers of hospitalized patients, and hospitalized patients in intensive care units. Some state and local health departments also tracked the number of available beds and ventilators within the health care system. Kattaryna Stiles suggested that during COVID-19 systems were used to track the data trends of hospitals regarding bed capacity. If beds were available, public health organizations could help coordinate information-sharing between hospitals, and patients were diverted to different hospitals as needed. These types of information-sharing and coordination were possible because hospitals reported key data regarding resource availability.[Reference Stiles17] Juan Duchesne, Tulane School of Medicine Division Chief of Acute Care Surgery and Medical Director of the Trauma Center at University Medical Center New Orleans, agreed that data regarding resources (i.e., hospital beds, available ventilators, personal protective equipment [PPE]) were helpful, and he suggested that sharing data and models regarding viral replication rates and spread and hospital bed saturation would also help hospitals better manage their health care systems during a health emergency.[Reference Duchesne19]
Health Risk
Like the public, health care providers want to understand the health risk from a disease, including its signs, symptoms, incubation period, and treatment options. Providing more specific epidemiological information to determine risk and protective health actions is extremely helpful for medical providers. Genevieve Buser of Pediatric Infectious Disease for a large medical facility in Portland, Oregon, offered this insight: Alerting hospitals that “one case of measles was reported in Oregon” is unhelpful for understanding health risk or for taking action. In contrast, a better emergency risk message would say:
One case of measles was identified in Portland Metro area (or county if can provide by law) in an unvaccinated adult with recent international travel. We suspect the infection was acquired internationally. Ongoing investigations are underway to determine exposures during the contagious period. General public risk is at baseline, and no action is needed at this time. Measles infection is spread through infectious droplets and aerosols. Two vaccinations or birth before 1957 are considered to give life-long protection against measles infection. More information to follow.[Reference Buser21]
Providing more information about the case, a descriptive epidemiology, and prevention and treatment information helps clinicians to determine whether their community is at risk or not.[Reference Buser21]
For medical providers, understanding the health risk, exposure risk, and symptomology is critical to determining the diagnosis, testing, and treatment of patients. In contrast, communicating health risks to the public gives them an opportunity to engage in behavior to prevent the threat from harming their health. If a person arrives at a hospital with illness or disease, it is often too late to prevent health harm, and the hospital or treatment facility must now contend with treating infectious exposures. In addition to conveying information on risks to the general public, health care providers also need to understand how to treat and determine possible exposures to other patients and clinical staff. It is critical that health care providers know how the disease spreads so that health care facilities can take proactive measures to protect patients and staff from getting ill.
Information Relevant by Hospital Department or Medical Facility
In the United States, the private health care industry provides treatment in a variety of ways, including trauma care, hospital care including obstetrics and gynecology (OBGYN), cancer treatment and intensive care units, inpatient and outpatient surgeries, physical rehabilitation, assisted care living, nursing homes, and hospices. Each of these departments within a hospital or standalone health care facility requires specific information based upon its role and function in providing care. For health departments developing emergency risk communication, it is critical to understand the broad messages each health care facility needs (i.e., general prevention messages regarding nonpharmaceutical interventions) and more unique and tailored information regarding processes, procedures, and treatment.[Reference Stiles17, Reference Aslam18, Reference Duchesne19, Reference Buser21]
Personal Protective Equipment
The clinical community needs information about PPE and how to keep staff safe when handling specimens and when treating patients.[Reference Aslam18, Reference Duchesne19] PPE keeps people safe from radiological and biological hazards.[22] Infection control practices like hand hygiene and PPE use are critical steps that support the prevention of illness spread.[22] PPE characteristics include design features, material performance, and use desirability. Design features include protection of mucous membranes, provision of a wide range of vision, and ability to communicate, and they are designed for the size of the person. Material performance includes durability over long shifts, ability to withstand repeated disinfection processes, and, in some cases, the ability to withstand tropical climate exposure. Desirability of use includes simple steps and procedures to don and doff the PPE and the ability to dispose of the PPE in an environmentally friendly manner.[22]
Interventions and Treatments
During a health emergency, interventions play a vital role in mitigating and preventing new cases of the illness through nonpharmaceutical and pharmaceutical activities and behaviors. Communicating health intervention information to the medical community is important so that health care providers can answer questions when asked by patients and work colleagues. Health care providers are often the first sources patients go to when seeking information about health risks. Additionally, when individuals become ill, they will seek out medical care, and the medical community needs to be prepared with clinical guidelines for treatment. During the COVID-19 health emergency, the US National Institutes of Health (NIH) developed COVID-19 treatment guidelines to provide clinicians with guidance for caring for patients with COVID-19.[23] To create the treatment guidelines, NIH convened a panel of medical experts to identify relevant information and published scientific literature related to COVID-19 and to create a systematic and comprehensive review of the literature. After synthesizing the information and discussing it, the panel recommended treatment guidelines based upon scientific evidence and expert opinion.[23] The guidelines created by NIH were also shared with the medical community on CDC’s website, which provided specific information for health care workers.[24]
Understanding How Medical Community Audience Segments Are Different than the General Public
Chapter 3 of this book took an in-depth look at audiences and audience segmentation. It is important for emergency risk communicators to understand the information needs of the medical community and how they differ from the needs of the general public. This section outlines audience segments, key messages, channels, and communication products for the medical community.
Audience Segments
The medical community is made up of many distinct types of medical professional. These include primary care clinicians (i.e., medical doctors, nurse practitioners, physician assistants), pediatricians, osteopathy doctors, naturopaths, dentists, ophthalmologists, nurses, laboratorians, medical imaging technicians, anesthesiologists. There are also many different types of medical facility, including trauma care and hospital care, including pediatricians, neonatal, OBGYN, cancer treatment and intensive care units, inpatient and outpatient surgeries, physical rehabilitation, primary care, pediatrics, assisted care living, nursing homes, and hospices. It is important to outline the information needed by the various health care facilities.
Key Messages
As outlined earlier, there are six key information needs of the health care community. Ensure key messages to this audience include scientific guidance, data-reporting requirements to public health, epidemiological data, health risks, PPE, and health care interventions and treatments. In comparison, messages for the general public provide general overviews of the health emergency, including health risks and simple actions the public can do to protect their health.
Channels
Key channels to reach the medical community include Epi-X and the HAN. Specific webinars or conference calls can be hosted to share key medical information with the medical community. Additionally, leverage HCCs to share and amplify messaging for the medical community. For example, CDC hosts the Clinician Outreach and Communication Activity (COCA) call during health emergencies to share key information with the medical community.[25] In comparison with the general public, health departments are likely to use many channels, including news media and social media, to communicate with a broad audience. Specific channels for the medical community or secure channels like HAN and Epi-X may be used to communicate clinical information.
Communication Products
Based upon the key messages and channel identification, the following communication products will be needed to communicate with the medical community: (1) scientific guidance documents; (2) slide decks for webinars; and (3) handouts or videos as supplemental information for training or educational purposes. In comparison to the general public, communication products for the medical community need to include tailored and specific information. Often, emergency risk communicators develop educational materials like posters and infographics for the public and share those with the medical community. It is important for emergency risk communicators to realize that the medical community is looking for specific information from the health department about the health emergency. Often, HCCs will create public education materials that are of no use to the medical community. Instead, leverage preexisting materials from federal or state government agencies for public education and create and tailor communication materials that include key information that the medical community needs on:
Mini Case Study: CDC COCA Call, COVID-19 Vaccines, December 30, 2020
This mini case study looks at information provided to the clinical and medical community from the CDC’s COCA team. Read the following excerpt from the December 30, 2020, COCA call and answer the questions provided to further understand the importance of segmenting the clinical community as a specific audience with specific information needs.
Good afternoon. I’m Commander Ibad Khan and I’m representing the COCA with the Emergency Risk Communication Branch at the Centers for Disease Control and Prevention. I’d like to welcome you to today’s COCA call. COVID-19 vaccines: Update on allergic reactions, contraindications, and Precautions. Continuing education is not offered for this COCA call. All participants joining us today are in listen-only mode. After the presentations, there will be a Q&A session. Using the webinar system, you may submit a question at any time by clicking the Q&A button at the bottom of your screen, typing your question in the Q&A box, and submitting your question. The video recording of this COCA will be posted on COCA’s webpage and available to view on demand a few hours after the call ends. If you are a patient, please refer your questions to your health care provider. For those who may have media questions, please contact CDC Media Relations at 4046393286 or send an email to media at CDC.gov. I would now like to introduce our presenters for today’s COCA call.
Our first presenter is Captain Tom Shimabukuro. Captain Shimabukuro is a medical officer and currently serves as the Veteran’s Vaccine Safety Team lead for CDC COVID-19 response. Our second presenter is Commander Sara Mbaeyi. Commander Mbaeyi is a medical officer in the clinical guidelines team for CDC COVID-19 response. Captain Shimabukuro, please proceed.
Thank you. I just want to make sure you can hear me before I start. (Yes, Captain.) Great. Good afternoon. And thanks for having me today. It’s a pleasure to present to the group. I’m going to be talking about anaphylaxis following messenger RNA COVID-19 vaccination. I just want to note that some of the slides we’ll be presenting today are adapted from a presentation at ACIP [Advisory Committee on Immunization Practices] on December 19th by Dr. Tom Clark. Next slide. So the first concern for anaphylaxis following COVID-19 vaccination occurred in the United Kingdom, which initiated their vaccination program just prior to the US initiating its vaccination program. And on December 8 the UK started vaccinating with the Pfizer–BioNTech COVID-19 vaccine. On December 9, the UK authorities confirmed two cases of anaphylaxis after vaccination and promptly issued this press release from the MHRA [Medicines and Healthcare products Regulatory Agency]-based confirmation of guidance to vaccination centers on managing allergic reactions following COVID-19 vaccination with the Pfizer–BioNTech vaccine. Next slide. So as far as the US program, ACIP considered anaphylaxis risk during deliberations on the Pfizer–BioNTech COVID-19 vaccine during its December 11th and 12th meeting, it issued interim recommendations for the use of the Pfizer–BioNTech COVID-19 vaccine, and shortly thereafter, CDC issued interim considerations preparing for the potential management of anaphylaxis at COVID-19 vaccination sites. Next slide. So at an ACIP meeting on December 19th and 20th, CDC gave an update on anaphylaxis in the US following COVID-19 vaccination. And in this presentation, CDC had identified six case reports of anaphylaxis following the Pfizer–BioNTech vaccine that met the Britain collaboration criteria for anaphylaxis. All the cases occurred within the recommended observation window and were promptly treated, and all these suspected cases were notified through a CDC notification processes. And at that time, December 19, 272,000 doses of the Pfizer–BioNTech COVID-19 vaccine had been administered. Currently, there’s over 2 million doses of the Pfizer vaccine that have been administered. Next slide. So seek actions to address. These reports of anaphylaxis include courses, close coordination with FDA on safety monitoring, and continued enhanced monitoring for anaphylaxis cases through the Vaccine Adverse Event Reporting System. This involves rapid identification and follow-up on suspected anaphylaxis cases and also case reviews and consultation with allergy immunology experts to provide guidance on evaluation of persons following anaphylaxis to COVID-19 vaccine. And I will say since the December 19th presentation, CDC and FDA through monitoring and various have continued to identify additional cases of anaphylaxis occurring following the Pfizer–BioNTech vaccination. Next slide. So I want to emphasize the role of health care providers in safety monitoring, specifically for monitoring for anaphylaxis.
And that primarily involves recognizing, responding, and reporting anaphylaxis cases following COVID-19 vaccination to VAERS [Vaccine Adverse Event Reporting System] and reporting adverse events to VAERS in accordance with the FDA Emergency Use Authorization reporting requirements and CDC guidance. I’ll also mention participation in CDC’s V-safe program, both for yourself when you get vaccinated and encouraging patients to participate in V-safe and finally communicating with patients on vaccine safety. Next slide. So VAERS is the nation’s early-warning system for vaccine safety provides the quickest information on adverse events and the quickest information to allow us to characterize the safety profile of newly authorized vaccines when recommended in the population. It’s comanaged by CDC and FDA. It’s a spontaneous reporting or passive surveillance system, and it depends on individuals to send reports to viewers. So anyone can send a report to theirs. But health care provider reports are particularly valuable because we believe that the level of detail in the clinical information provided from health care providers in these reports is particularly useful for CDC and FDA. Next slide. The process for reporting adverse events to viewers is an online process. You go to the various websites at Verizon.gov and on the landing page you see here there is a link in the left-hand corner. You click on that link and it takes you to the electronic or the online reporting form and you can fill out a report.
Click “Submit” and then you get a notification that you have successfully completed a report for help. There’s a 1-800 number and there’s also an information email. And if you want to watch video instructions on submitting various reports, you can go to that YouTube link and view a video that’s been created by CDC and FDA. Next slide. And I had mentioned previously – I just want to mention it again – V-safe is an active monitoring system that was stood up by CDC just for COVID-19 vaccination. And these are some resources on the program. Next slide. Right now, V-safe involves a manual registration process. Patients have to self-register. What I’ve shown you here on the on the right-hand side is a screenshot of the of the V-safe information sheet. The full sheet has a URL code and – I’m sorry – a URL and a QR code that you can scan to take you to the registration site. Patients have to enter a few data elements and register, and once you’re in the system, then CDC begins sending text messages that involve health check-ins. And these messages have links to web surveys where individuals can report on their postvaccination experience.
And we are asking that health care providers help us get as many people to use V-safe as possible. And that primarily involves giving a one-page information sheet to patients at the time of vaccination or posting information in the clinic area or the area where individuals are getting vaccination posting so that individuals have access to the URL and the scannable QR code and also counseling patients on the importance of enrolling in V-safe. This just can be very quick and saying this is what the program is and we encourage you to participate. So we’ve created this electronic version of the V-safe information sheet as well, some promotional materials for distribution to public health and health care partners. Next slide. And I just want to wrap up with a reference slide here on information on how to report to viewers. The most important thing that health care providers can do, both to help us monitor for anaphylaxis and allergic reactions and to help us monitor vaccine safety in general, is to report adverse events to viewers and report them as quickly after they happen as possible and to be as complete on the report as possible. And then it has some safe resources and some general CDC vaccine safety information. Next slide. Thank you.[26]
Reflection Questions
Answer the questions provided to gain further understanding of the importance of segmenting the clinical community as a specific audience with specific information needs.
Provide three examples of how these messages are designed for a clinical or medical audience based upon the common information needs of the medical community during a health emergency.
How does the communication channel (e.g., webinar) support the intention of this being designed for a clinical or medical audience?
How does the COCA call host and spokesperson support the intention of this being designed for a clinical or medical audience?
Describe the role data play in this webinar and why this information about data is important for the clinical and medical audience to hear?
How is this webinar different than a webinar planned for a general public audience?
Medical Community Using the CERC Framework for Its Audiences
In addition to the medical community being a message receiver of CERC messages, the medical community can also follow the CERC framework in communicating with its staff and patients. Specifically, the principles of Be First, Be Right, Be Credible, Provide Empathy, Show Respect, and Promote Action can help guide emergency risk communications with hospital and health care settings. A recent study developed a 13-question survey based on the CERC framework to analyze how hospital leaders in Singapore communicated emergency risk information to their staff members during the February 2020 COVID-19 response.[Reference Ow Yong, Xin, Wee, Poopalalingam, Chiang Kwek and Thumboo27] The research identified one key area where hospital leadership excelled in emergency risk communication and highlighted areas where improvements are needed.
The one area of strength of hospital emergency risk communication messaging was demonstrated by senior leadership. Senior leadership provided daily instructions that hospital staff felt were instructive and timely. Hospital staff also felt they were given enough information to stay safe. The following sections discuss the five areas for improvement discovered in the hospital study and how using CERC principles could have enhanced hospital emergency risk communication.
Middle Management
Although senior leadership demonstrated the CERC principles, hospital staff reported that middle management seemed to lack understanding of how to implement guidance from senior leadership within their teams. The inability to implement the guidance from senior leadership within teams left hospital staff feeling frustrated and unseen by their managers, and many hospital staff reported a lack of empathy from their immediate supervisor. By using the CERC principles of providing empathy and showing respect, middle managers could have better connected with their staff regarding the uncertainty of the emerging COVID-19 outbreak.
Resource Allocation and Logistics
Hospital staff reported a lack of clarity regarding new and emergent procedures regarding patient screening. The patient screening procedures and locations of patient screening would often change without staff being notified or receiving explanations as to why these changes had occurred. By engaging in the CERC principles of being right and credible and showing respect, hospital staff could have engaged in clear communication and information-sharing and established a communication protocol regarding the patient screening process. By establishing a communication protocol, the staff in charge of patient screening would be able to know how, when, and who to notify when changes were made to the screening process. This type of communication demonstrates the CERC principles by ensuring all staff have the most accurate information about patient screening, and it shows respect by ensuring that no one is left out of the communication loop, ensuring everyone is able to fully engage in their work and understand what is expected of them when carrying out their job responsibilities.
Human Resources and Staff Welfare
One of the biggest challenges staff within public health and the medical community faced regarding COVID-19 was the ability to personally process the evolving situation while simultaneously engaging in their professional work. Further, due to the workload increases, staff had to switch roles or take on other people’s work throughout the outbreak. In the Singapore hospital study, staff reported a lack of empathy regarding their welfare during the outbreak. Further, staff felt that some of the human resources policies were communicated in an authoritarian and rule-based manner rather than with empathy and concern given the evolving health emergency. Engaging in empathy and showing respect to all staff are key CERC principles that can enhance internal human resource policy communications during health emergencies.
Information Overload
During health emergencies, in which uncertainty, stress, and anxiety are high, receiving information is helpful, but there also needs to be a balance in how and when information is shared. Sharing information too often or frequently changing processes or procedures can be hard for people to cognitively process. A balance must be struck regarding higher-priority and lower-priority communications. For example, hospital staff suggested that secure text messaging be used to communicate higher-priority alerts, while emails could be used to share lower-priority alerts. By sending secure text messages for higher-priority alerts, hospital staff could come to understand that a text message meant immediate action was required, while an email indicated action could be instigated later in time.
Audience Segmentation
The Singapore hospital study revealed that emergency communication within hospitals also requires audience segmentation. Specifically in this study, health care professionals who had worked more than 5 years at the hospital responded well to the senior leadership messages, while those who has worked less than 1 year at the hospital were often unsure of what actions to take during the health emergency. Other demographics, including age and job position, also affected how individuals processed information from senior leadership regarding the health emergency. Conducting audience segmentation and tailoring information within a hospital will ensure key health emergency messages are received and acted upon by all staff regardless of demographic differences.
Katrina Hurley, MD, chief of an urban emergency department in Canada, remembers wanting to receive transparent, frequent, and highly specific information about the emerging COVID-19 health threat.[Reference Hurley28] For example, when guidance was being issued about PPE for hospital staff, she recalls wanting to receive specific evidence-based information that the recommended PPE would protect her and her staff from getting ill. She felt that evidence-based information would have enhanced her trust in these messages. Dr. Hurley also remembers receiving many questions from patients regarding information they had seen on social media or news media. While she didn’t always know the social media post or news story to which the patient was referring, Dr. Hurley did her best to address patients’ fears and combat misinformation. She even engaged in her own information-seeking, and she would share what she learned with colleagues and staff. A key takeaway here for hospital emergency risk communicators is to engage in news and social media monitoring to identify potential questions that patients might have based on trending news and social media posts. By reviewing these daily media reports, doctors can become more prepared to handle patient questions that arise from news and social media. See Chapter 10 for more information on news and social media monitoring.
Theory Callout: The Elaboration Likelihood Model
The Elaboration Likelihood Model (ELM) offers insights for emergency risk communicators on how to tailor messages for a specific audience and why tailoring messages can result in people taking a specific action.[Reference Schmid, Rivers, Latimer and Salovey29] The ELM, developed by researchers Richard Petty and John Cacioppo, explains how attitude change can persist over time or be relatively short-lived based on how messages are received and processed.[Reference Petty, Brino, Kruglanski, Higgins and Van Lange30] Using the lens of cognitive processing, Petty and Cacioppo suggested how people can be persuaded to change their mind or act through a continuum of thought processing. At one end of the continuum is low thought processing, and at the other is high thought processing. For those engaged in high thought processing about a message, such as considering the message sender, message content, and previous knowledge about the topic, it is possible that the individual may change their mind or be persuaded to look at the content differently.[31] Additionally, one’s motivation and ability to process the information also play roles in how the information is received and processed. When motivation and ability are high, people engage a central route of processing and are likely to have their mind changed. In contrast, low thought processing may result in a short-term but not a permanent change of mind. For example, if motivation and ability are low or there is a lot of noise in the environment, the processing goes through a peripheral route and is not likely to result in a permanent change of mind. A temporary change of mind might occur, but not a permanent one.
Within the context of the Singapore hospital study and by applying the CERC framework within the hospital, the ELM can provide emergency risk communicators with additional understanding as to why it is important to tailor messages to the audiences. First, as discussed in Chapter 3, audience segmentation is important for understanding who the audience is and what characteristics and values are represented in each audience segment. Next, by considering the message sender, message content, channel, amount of noise or distraction in the media environment, and the audience’s previous knowledge about the content, these messages can be tailored to resonate with each audience segment. Finally, infusing the tailored content with the CERC principles of being right, credible, empathetic, and respectful, the health emergency information is more likely to be received, processed, and acted upon by the audience segment receiving the tailored messaging.
Introduction
On September 30, 2014, CDC Director Dr. Tom Frieden officially announced that the first case of Ebola virus disease (Ebola) to be diagnosed in the United States was being treated at Texas Health Presbyterian Hospital in Dallas, Texas.[32] Standing alongside Dr. Frieden was the Commissioner of the Texas Department of State Health Services, a hospital epidemiologist with the Texas Health Presbyterian Hospital in Dallas, and the Dallas County Health and Human Services Director.[32] This was the initial message of CDC’s stateside response to the Ebola epidemic of 2014–2016. Ebola is an infectious disease, originating in Central Africa, which typically causes a severe – and often fatal – hemorrhagic fever, in which symptoms include malaise, vomiting, diarrhea, and internal as well as external bleeding.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33] Ebola virus is primarily spread via person-to-person transmission through direct contact with blood or bodily fluids of a symptomatic individual, such that a person is only able to spread the disease if they are also displaying symptoms.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33] Prior to 2014, there had been at least 20 outbreaks of Ebola, primarily occurring in West Africa, though none were as large as what was encountered in 2014.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33] During the 2014–2016 epidemic, Ebola was introduced to the United States for first time when a patient, who was likely exposed to Ebola in Liberia, traveled to Dallas, where he eventually developed symptoms and was diagnosed with Ebola.[Reference Bedrosian, Young, Smith, Cox, Manning and Pechta34] A total of four cases of Ebola were eventually reported in the United States, three of which occurred in Dallas, and of those three, the second and third were nurses who had cared for the first case. The following analysis will outline the general timing of these cases and the three phases of disaster communications, and it will provide examples of how CDC positively or negatively highlighted the principles outlined in their own CERC manual.
Timeline of Key Events
In early 2014, Ebola was spreading rapidly around Liberia, Guinea, and Sierra Leone, and it was officially classified as a Public Health Emergency of International Concern on August 8.[Reference Bedrosian, Young, Smith, Cox, Manning and Pechta34] On September 19 a man left Liberia, arrived in Dallas on September 20, and presented to the emergency room on September 26 with 2 days of symptoms, though was not admitted until September 28 when he returned to the emergency room a second time.[32] Two days later, on September 30, an initial message from CDC was given to the people of Dallas – and the United States as a whole – that the patient had been officially diagnosed with Ebola.[32] After over a week of caring for this patient, multiple press conferences, countless tweets, and quite a bit of discussion by local and national media and politicians, it was on October 8 that the first patient diagnosed in the United States with Ebola died.[Reference Fernandez and Philipps35] On October 10, one of the nurses who had cared for that first patient was diagnosed with Ebola.[36] On October 14, a second nurse was diagnosed with Ebola, and it was reported that she had traveled on a commercial flight the night before.[37] The CDC Director told the public that she should not have traveled; however, it came out that she was unaware of this restriction, and she had at no point had a fever (temperature over 100.4°F). Even though she was under surveillance for symptoms, she had never been advised not to travel.[Reference Schnirring38]
These two cases led CDC to increase the personnel and equipment support it was sending to Dallas.[37] After these two cases in Dallas, which this analysis focuses on, there were no further diagnosed cases of Ebola in that region; however, there was another patient who was diagnosed in New York City after returning from serving as a volunteer health care worker in West Africa.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33] There were eventually seven other patients treated for Ebola in the United States; however, these patients were all diagnosed and underwent initial work-up outside of the country.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33] In mid-November, a press release from CDC stated that all patients and their contacts who were being monitored for possible exposures in Dallas and Ohio, where the third case had traveled, had all cleared the incubation period and these communities had no more active – or at the time potential – Ebola virus disease, and so the threat had been mitigated.
Initial Message
On September 30, the CDC Director, standing alongside representatives of local agencies, put out an initial message addressing the first patient to test positive for Ebola virus in the United States. This message came out soon after the results of the official CDC-sanctioned Ebola test.[32] The message was delivered in an even tone by the CDC Director. Everyone on stage was given an opportunity to share their experience in patient care or implementation of public health measures to mitigate the spread of Ebola, as well as to respond to specific media questions at the end. The press briefing began with an overview of the severity, route of transmission, incubation period, and symptoms of Ebola. Along with confirming that there was a patient with Ebola in Dallas, the patient’s journey through the symptoms of Ebola was explained. It was also detailed how he had been to the emergency room, been given antibiotics, and been discharged, returning to the hospital a few days later, before now testing positive.
The CDC Director was sure to remind everyone that patient care was the primary focus, and that CDC was supporting the hospital with this. He stressed that contact tracing was the second large focus, which CDC was supporting the city leadership with. There was reference to the Ebola treatment and contact tracing being done in West Africa and how the skills developed from that response could improve the care and strategies in the United States; however, it was stressed that the current case represented a very different situation and so required a different form of response. A message was directed at health care workers locally and nationwide to question patients as to whether they had been to endemic areas or had been exposed to anyone who may have themselves been exposed to Ebola. He stressed the necessity of adhering to proper PPE and hygiene practices and pointed out that nearly every hospital in the country had the capacity to properly treat and isolate Ebola patients. Following the CDC Director’s message, the local epidemiologist clarified again how Ebola is spread and specifically acknowledged and addressed frequently misinterpreted science in this area. Before closing the press conference, the CDC Director reminded people that contact tracing and quarantine represented “core public health work” that CDC does well. He mentioned where and how to get more info, and he stated, “We will stop this in its tracks.”[32]
Maintenance Message
Maintenance messaging by CDC was implemented over multiple platforms, including traditional as well as social media and, importantly, frequent in-person press conferences. Press conferences included updates on how the individual case (or cases) were progressing.[39] Another important element that was stressed in these press conferences was the frequently repeated concept that Ebola can only be spread by infected individuals who are symptomatic. There was also an online presence, with Twitter (now X) being utilized to share small pieces of information and with accessible educational materials being made available on the CDC website.[40] These online resources included information on the specifics of Ebola virus, reminders on handwashing, health care provider-specific instructions, frequently asked questions, and much more.[40]
When two of nurses, both of whom had treated the first case of Ebola, were eventually found to have the virus, CDC addressed their status and how they may have gotten Ebola. The messaging around the exposure focused on how poor adherence to proper donning and doffing of PPE by the poorly trained staff likely led to their exposure and eventual transmission.[37] They later rephrased this, as CDC received criticisms that this message put too much blame on the patients dealing with Ebola instead of CDC being accountable for not properly supporting these nurses dealing with the treatment of Ebola for the first time. More specifically regarding the third case, CDC reported that the nurse was diagnosed immediately after traveling from Dallas to Cleveland. Though the CDC Director stated the nurse should not have traveled, as she was considered an exposed contact, CDC later clarified that she had not been restricted from travel.[Reference Schnirring38]
Resolution Message
Though there was a fourth case of Ebola to be diagnosed in the United States during this crisis, the scope of this case study is on the situation in Dallas. The first resolution message from CDC came on November 14 after all the cases and contact tracing were resolved in Dallas. A press release was sent out in which CDC provided a quick synopsis of the four cases, highlighted the work done by all health care and public health professionals, and confirmed that no individuals under 21-day quarantine had developed Ebola, which indicated that at that time Ebola had been contained.[41] A more robust official resolution message came in the form of a supplement, of over 100 pages, added to CDC’s Morbidity and Mortality Weekly Report (MMWR) summarizing the outbreak.[Reference Bell, Damon, Jernigan, Kenyon, Nichol and O’Connor33]
At this time, a digital and in-person exhibit on Ebola was established for a year, and it is still available online.[42] Both the MMWR supplement and the exhibit provided opportunities for CDC to provide the public with more information, to share lessons learned from the response, to acknowledge the lives lost, and to recognize the efforts put in by hundreds of people to combat the 2014–2016 Ebola epidemic.
CERC Principles
CDC created the CERC manual as a guide that they recommend using to direct communications in times of crisis.[43] The basis of the manual is six guiding principles that illustrate how to craft and deliver messages in emergencies. These are to be applied to messaging at every stage of a disaster response. In analyzing the messages delivered by CDC surrounding the cases of Ebola diagnosed in Dallas, six examples are identified and applied to each of the CERC principles. Each of these highlights how well or poorly the principles were followed at various stages of the messaging.
Be First
Being first sets the tone for the response messaging. It demonstrates that an agency is capable of putting together a message promptly, which in the eyes of the public may indicate that they can respond quickly as well. In this case, CDC, alongside local officials in Dallas, was able to host a press conference where it was stated: “We received in our laboratory today specimens from the individual, tested them and they tested positive for Ebola.”[32] CDC was able to address the big-picture questions surrounding what Ebola is, how it arrived in Dallas, and what CDC and the city will be doing about it. CDC also addressed as many details as it legally could regarding the individual who was battling the virus. There was space for questions, which were all answered in the moment. Setting up a press conference rapidly, being sure to include local officials, and sharing all possible information up front are strong examples of how to be first in crisis communications. This approach showed the city and country that a response was underway, and it indicated how CDC would be conduct messaging regarding future positive cases in a prompt manner.
Be Right
Being first with initial and maintenance messages set the tone for how CDC was going to present information during this response, yet being sure that such information was right was important for continued community trust in the organization. Accurate information, especially in the case of an emerging virus that people are unfamiliar with, is important to eliminate confusion and keep people returning to CDC for guidance and assurance. CDC did a good job of sharing all it knew from the beginning, and to the fullest extent possible as each case was identified and treated within the legal and ethical bounds allowed with regards to patient privacy. The following quote from Dr. Frieden during his initial conference demonstrates how CDC is knowledgeable and a leader in the field by referring to the work that had already been done in West Africa, as well as the many organizations who work alongside CDC:
While we do not currently know how this individual became infected, they undoubtedly had close contact with someone who was sick with Ebola or who had died from it. In West Africa, we are surging the response not only of CDC where we have more than 130 people in the field, but also throughout the U.S. government. The president has leaned forward to make sure we are acting proactively there and the defense department is on the ground, already strengthening the response. We are working with USAID and other parts of the government as well as with a broad global coalition to confront the epidemic there. Ultimately, we are all connected by the air we breathe. And we are invested in ensuring that the disease is controlled in Africa, but also in ensuring that where there are patients in this country who become ill, they are isolated. We do the tried-and-true core public health interventions that stop the spread of Ebola.[32]
Be Credible
Being correct and accurate with information can help establish the credibility of an organization. However, that credibility, which takes so much effort to build, can begin to crack with only a few poor comments. When declaring the third case of Ebola to be confirmed in Dallas, CDC detailed where that individual had recently traveled in order to educate the public on who may or may not need to be concerned regarding possible exposure. This individual was one of the many nurses who had cared for the initial case of Ebola in Dallas. All of those who cared for the patient were considered possible exposures and told to monitor themselves for symptoms.[44] After caring for the first case, this nurse went to a family wedding in Ohio via plane, and though she was not symptomatic at the time of travel, all passengers on the plane were publicly asked to contact CDC and monitor themselves for symptoms.[44] In the initial messaging of the third case, the CDC Director saying that the nurse should not have traveled made it seem as if she had gone against the advice and authority of CDC.[Reference Schnirring38] When challenged further, it was revealed that the nurse had not been informed that her colleague had tested positive for Ebola, nor did she report a fever; therefore, she had been cleared to fly.[Reference Schnirring38]
This moment in the maintenance phase of messaging illustrated a lack of credibility. CDC thus lost some of the trust it had built up on multiple fronts. The initial fear that someone with Ebola had traveled when CDC was claiming to be tracking possible exposures and containing the spread demonstrated that it did not have as strong a grasp on the situation as it was letting on. This may have reduced CDC’s credibility in the public eye; however, the primary loss of credibility occurred with the revelation that CDC had not been honest in what they had initially communicated to both the patient and the public. The message from CDC can be perceived as placing blame on the patient for traveling against advice, which will be addressed in the later subsection on the CERC principle Show Respect. By appearing to lie and place blame on the victim when CDC’s efforts were being questioned and also appearing to have failed to contain the virus, this message from the CDC represents a poor example of being credible.
Express Empathy
When sharing the initial message, one of the first things said by the CDC Director was a great example of expressing empathy. After briefly explaining the background information on Ebola virus, Dr. Frieden revealed that there was a person who had tested positive in Dallas. Immediately after this he said, “First, to care for the patient. We’ll be hearing from the hospital shortly, to provide the most effective care possible as safely as possible to keep to an absolute minimum the likelihood of the possibility that anyone would become infected.”[32] This message shows a commitment to patient care and to protecting individuals in the community. Demonstrating this primary goal CDC’s initial message expresses empathy through its dedication to those individuals affected by Ebola instead of just focusing on population-level operations.
Promote Action
Throughout its messaging, CDC sought to promote action within the health care sector. This was done in maintenance messaging via its online platform as well as in press conferences. In one of the early press conferences, a week after the initial message, CDC directed a message at health care workers to “be on high alert and to identify individuals who have a travel history to the areas that are affected and that come in with any symptoms that could be associated with Ebola …”[39] This is an example of the phrasing directed specifically at hospitals and health care workers that was used in many of CDC’s messages. There were many of these targeted directions to health care workers advising them to question symptomatic patients as to whether they had been in a region where there was Ebola or had had contact with someone who may have been exposed. This messaging provided actions to those who were at the highest risk of being exposed to Ebola. It provided some sense of focus to the medical community and demonstrated this CERC principle well. The only criticism to be levelled in this area of health care-directed messaging is that there was not a lot messaging directed to the public on actions they could take.
Show Respect
As mentioned earlier, there were moments when the messaging took on a tone of blaming those who were exposed to and diagnosed with Ebola. The earlier example demonstrated how the message in question led to a loss of credibility. This message also failed to follow the sixth CERC principle of Show Respect. This message placed the burden of responsibility for exposure on the shoulders of nurses. These were nurses who had never cared for Ebola patients before and were not properly trained to do so. The following is the first thing the CDC Director said when announcing the first nurse to be diagnosed with Ebola:
Good morning, everyone. And thank you for joining us. We’re deeply concerned by the news that a health care worker in Texas has tested preliminarily positive for infection with Ebola virus. Confirmatory testing is underway at CDC and will be completed later today. We don’t know what occurred in the care of the index patient, the original patient in Dallas, but at some point there was a breach in protocol and that breach in protocol resulted in this infection.[36]
This message begins not by acknowledging the challenges that this nurse has faced, but rather that there was a breach of protocol. Later, the CDC Director does demonstrate respect for what the nurse had gone through; however, beginning the message in this way came off as if the exposure had been the fault of those providing care. Respecting the communities at risk is important for maintaining their full participation and trust, and failing to do so at the beginning of the message may have caused people to dismiss the remainder of the message. This specific message demonstrates how CDC can inadvertently deliver messages that frighten the public by not embodying the principle of respect.
Lessons Learned
Based on this analysis, there are a few important lessons to be learned regarding disaster messaging. One of the clearest lessons from this case relates to the ways in which accountability and blame can be perceived. When sharing its messages about the two nurses who had been infected with Ebola, the CDC messaging could have been perceived as being paternalistic to the point of blaming the victims. As mentioned earlier, this both damages the credibility of the messenger and fails to show respect to the local response. When describing the way in which the two nurses were exposed, CDC should have acknowledged that adapting to a new threat can be challenging and provided a supportive message. Addressing poor training represents an opportunity to be respectful and to state what could be improved.
The way CDC handled the situation of the nurse traveling was an extension of this paternalistic tone and could have been improved with more honesty up front. From the beginning, CDC should have acknowledged how it is challenging to adhere to quarantine policies. It is important also not to place blame before fully understanding what was told to whom.
Another lesson to be learned is that, when promoting action, it is important to address specific communities; however, specific actions need to be provided for the general public as well. CDC demonstrated good promotion of action in their online and in-person maintenance messaging to health care professionals. Much of the maintenance messaging was focused on how Ebola is only transmissible when an individual is infectious. Though this was meant to reassure the public, it did not provide any actions that people could implement to take some ownership in the campaign to prevent Ebola transmission. This was an opportunity to enlist the support of the public and decrease the amount of fear the public might feel and the unnecessary use of hospital resources by the public in anxious times.
Conclusion
Many lessons learned from the Ebola epidemic are still applicable. All organizations must continue to remember to provide less paternalistic messaging, to stress the importance of action in all communities, and to do everything possible to be honest and show respect to everyone. In the response to Ebola in Dallas in late 2014, CDC demonstrated three phases of disaster communication, and though positive and negative examples of each of the six CERC principles could be found in the messaging during each phase, this messaging was conducted at the high level that is expected of the federal agency responsible for infectious disease control in the United States.
End-of-Chapter Reflection Questions
2 Identify your health and medical partners for an infectious disease outbreak.
3 How do you communicate with these partners? What are the challenges with communicating with health and medical partners? Are you able to notify them of information prior to releasing information to the media?
4 Field trip: Relationships are vital before and during health emergencies. Set up an in-person meeting with a community-based organization or a medical professional you haven’t met yet or haven’t seen in a while to discuss the current status of emergency risk communication in your agencies.
Chapter Objectives
Describe how Media Richness Theory can guide the selection of communication channels.
List two secure messaging systems used by public health agencies.
List at least three internal communication channels that support collaboration.
List at least three external communication channels that support public information.
Compare and contrast media channels, public alerting systems, mass communication channels, and digital media.
Describe the benefits and challenges of using social media.
Chapters 3 and 4 discussed identifying audiences, stakeholders, and partners who will be impacted by or involved with a health emergency response. In this chapter, the focus is on how information will be transmitted or disseminated to these various audiences through communication channels. Just as each audience group has its own information needs, identifying the best method to get information to each group is a critical part of emergency risk communication. This chapter will identify communication channels for transmitting information and highlight their corresponding tactics or communication products. In this way we identify the channel that could be used and also the corresponding tactics or communication products that will be need to be implemented to make use of that channel. For example, a media briefing or media interview is a communication channel, and the corresponding tactics or communication products are talking points. Another example is a website or web page communication channel, and the corresponding communication tactics or communication products are web page text (e.g., key emergency risk messages), data dashboards, and other relevant images.
Just as emergency risk communicators categorize audiences by identifying specific variables or characteristics about them, a similar process is used for channel selection. This process is guided by Media Richness Theory, which provides a helpful way to understand communication channels and their strengths and weaknesses for transmitting information.[Reference Daft and Lengel1] There are four components outlined to aid in channel selection: the flow of information back and forth between the message sender and receiver; the inclusion of text and multimedia, including video, images, charts, and graphs; language variety; and personal focus.[Reference Ledford2]
Using Media Richness Theory, the questions in Table 5.1 can be used to aid in channel selection for communicating health information.
Table 5.1 Using Media Richness Theory to guide channel selection
Much like a communications audit conducted to identify communication materials and decide on whether new materials need to be created (see Chapter 2), channel selection provides an opportunity to match the appropriate channel to the audience. This supports the purpose of emergency risk communication of getting the right message to the right audience at the right time.[3, 4] The following sections outline the variety of communication channels and their corresponding tactics used in health emergencies and other types of emergency responses.
Internal Communication Channels
For the purposes of this book, internal communications focus on two components:
1 Employees of the health agency responding to the health emergency
2 Other health and government agencies involved in the emergency response
This distinction is important because of the secure messaging systems that are used by government agencies solely for information-sharing purposes, as outlined in PHEP Capability 6: Information Sharing. This section will look broadly at internal communications by first discussing secure alerting systems that federal and local health agencies use to communicate health information to government agencies and health care partners. We will then discuss business collaboration tools that are used to communicate with employees.
Secure Alerting Systems
Within the public health system, there are two specific communication channels – or secure messaging systems – that are used to communicate outbreak information between federal, state, and local health agencies. These are the Health Alert Network (HAN) and the Epi-X (the Epidemic Information Exchange).
Health Alert Network
The HAN is a secure messaging system used by federal, state, and local health agencies. The US Centers for Disease Control and Prevention’s (CDC) HAN is CDC’s primary method of sharing cleared information about urgent public health incidents with public information officers (PIOs); federal, state, territorial, tribal, and local public health practitioners; clinicians; and public health laboratories.[5]
Information shared through CDC HAN includes protocols and information about emerging health situations. There are three types of HAN messages:
Health Alert: Conveys information of the highest level of importance about a public health incident.
Health Advisory: Provides important information about a public health incident.
Health Update: Provides updated information about a public health incident.
Under the federal HAN umbrella, state and local officials can also disseminate their own alerts to state and local partners.[5] The HAN is important because it provides a secure channel by which health departments can alert and warn partner agencies and health care systems about an emerging situation, asking them to notify the health agency if they see any suspect cases that might be related to the emerging situation. It provides an opportunity for information coordination and consistency from the health agency to multiple agencies and health care systems about an emerging or ongoing situation. The HAN is a one-way communication tool and does not provide interaction between agencies.
The communication tactic or product association with HAN is an alert message. The following is text from a sample HAN message that could be sent via HAN to health care providers regarding an emerging smallpox threat.
Scenario 1 Sample alert message for healthcare providers in an area without any cases of smallpox
On [date], the US Department of Health and Human Services (HHS) confirmed that [#] individuals in [city] have been confirmed to have smallpox. At this time, there are no suspected, probable, or confirmed cases within [area name].
We do not know the extent or the source of the smallpox outbreak. Local, state, and federal officials, including public health and law enforcement, are working together to find these answers. They will update you as they learn more.
Smallpox is a serious, life-threatening disease. There are no medications to cure smallpox, though medical care may help manage some of the symptoms. There are vaccines for smallpox. When given before exposure to the smallpox virus, vaccination can prevent the disease. When given within several days of an exposure to the virus, vaccination may prevent a person from developing smallpox, or may lessen the severity of disease.
The [public health department] recommends that all medical providers and first responders in [area name] review the information for diagnosing and treating smallpox found on the Centers for Disease Control and Prevention (CDC) website at www.cdc.gov/smallpox. This website also provides information about the smallpox vaccines, vaccine administration, and vaccine adverse events.
If you suspect a patient has smallpox, contact [local public health department] at [phone number] immediately for consultation. Follow guidelines for standard, contact, and airborne precautions to protect healthcare workers and other patients. If smallpox is diagnosed in the area, CDC will make the vaccine available.
[Public health department] will update the public and medical communities as the situation changes or more information is known. Contact [public health department] at [phone number] or for more information.[5]
Epi-X
Created in 2000, Epi-X is a secure network maintained and managed by CDC. Epi-X is primarily designed for epidemiologists, poison control centers, federal agencies, and other public health professionals involved in identifying, investigating, and responding to public health threats. It facilitates rapid reporting, immediate notification, editorial support, and coordination between public health professionals during public health investigations.[6] For example, events reported and shared on Epi-X include the 2002 West Nile Virus outbreak, the 2006 Fusarium keratitis outbreak, the 2009 H1N1 influenza outbreak, the 2014 Ebola outbreak, and the 2016 Zika virus outbreak. In contrast to the one-way channel of the HAN, Epi-X is designed to be a secure channel that allows for information-sharing and collaboration regarding emerging outbreaks and health threats.[Reference Evanson7]
Epi-X is relevant to emergency risk communication because it provides a channel for rapid information-sharing across multiple jurisdictions to support nationwide disease tracking, investigation, and response as soon as officials detect a disease outbreak. “Epi-X was created to provide public health officials with a single source of up-to-the-minute alerts, reports, discussions, and comments – contributed by their peers, and moderated by Epi-X staff at CDC. The network’s primary goal is to inform health officials about important public health events, to help them respond to public health emergencies, and to encourage professional growth and exchange of information.”[6]
Partners who can participate in Epi-X include federal agencies such as CDC, the Department of Defense, the Department of State, the Department of Homeland Security, the Environmental Protection Agency, the Food and Drug Administration, the Department of Health and Human Services, the Department of Agriculture, and the Federal Emergency Management Association; state and local health departments; partner organizations; the American Association of Poison Control Centers; the Association of Public Health Laboratories; the Association of State and Territorial Health Officials; the Council of State and Territorial Epidemiologists; the National Association of City and County Health Officials; the National Association of State Public Health Veterinarians; and the Mexican and Canadian governments.[Reference Evanson7] Private health practitioners are not given access to Epi-X unless they hold a government position.[Reference Schwendinger, Lahr, Lynch, McCollom and Evanson8]
Epi-X is an important tool for emergency risk communication as it allows epidemiologists to gather and share information about an emerging threat with other health officials. This type of information-sharing can help identify potential links between cases across state lines and even across international borders. Epi-X can enable more robust investigation into the source of the outbreak as health officials work together to better understand the symptom profile, potential source, and risk factors related to the health threat. It can also help health officials with critical decision-making related to emergency response operations. For example, once the information from Epi-X is confirmed, that information can be used to alert the public about the health threat through public communication channels such as news media, social media, GovDelivery, and partner agency newsletters.
The communication tactic or product for Epi-X is a report. Such reports are used to seek cases of an infectious disease by including key information on what is currently known and by asking other epidemiologists for information and feedback.[Reference Schwendinger, Lahr, Lynch, McCollom and Evanson8]
Hospital and Healthcare Information-Sharing
In addition to sharing information from emerging outbreak investigations, public health departments and emergency management coordinate with hospitals to determine the availability of hospital resources through an electronic database system.[Reference Merkel, Edwards, Ness, Eriksson, Yoder and Gilliam9, 10]
In Oregon, public health departments and hospitals coordinated efforts to develop the Oregon Capacity System, which was previously called HosCap. The intention of the system is to track hospital resources such as numbers of beds and ventilators. The system does not collect any patient-identifiable data. The primary benefit of this system is that it provides almost real-time data instead of requiring manual data entry. In Oregon, collaboration was achieved with nearly all institutions in the state, representing 90% of Oregon’s hospital beds on the standardized, automatically updated electronic tracking dashboard.[Reference Merkel, Edwards, Ness, Eriksson, Yoder and Gilliam9]
Another private-sector resource system used by health agencies and emergency management is called EMResource.[10, 11, 12] EMResource also tracks hospital beds, hospital and emergency medical services resources, and other emergency response data. In the United States, various states have adopted and implemented EMResource. For example, in Texas, emergency management monitors real-time communication to enhance responses to daily medical emergencies.[10] EMResource is used by health care, public health, first responder, and other government agencies. This system is utilized to monitor and provide notification of changes in resource statuses such as diversions, emergency operations center activations, resource availability, and other information. In Indiana, the data inputted into this system provide the Indiana Department of Health and health care coalitions with up-to-date information on capacity and needs.[11] EMResource is a tool to optimize communication and expedite patient care among health care facilities, public health, emergency management, and first responders. In Wisconsin, seven health care emergency readiness coalitions (HERCs) use EMResource to support hospital and emergency response information-sharing.[12] The data requested in EMResource are used to provide real-time updates on health care capabilities on a local, regional, and state-wide level. Through EMResource, partners can:
Send time-sensitive alerts
Review hospital diversion statuses
Determine bed availability
Share available resources to assist hospitals in need
The communication tactics EMResource or other hospital resource management tools include dashboards and graphs. These dashboards and graphs can be shared during partner webinars and meetings to provide situational awareness and support resource management and to support decision-making regarding health emergency operations.
Business Collaboration Channels
As outlined in Chapter 2 as part of Crisis and Emergency Risk Communication (CERC) planning and public health emergency preparedness (PHEP) Capability 4: Public Information and Warning, the crisis communication team needs to identify and use a notification system to inform staff and crisis communication team members of an emerging health emergency that will need crisis communication support. The notification system can use different communication channels such as business email or business text notifications. The following subsections outline how these internal notification systems can have multiple functions to support internal communication for public health departments.
Project Management Tools
To coordinate information-sharing with and among health department staff, a variety of methods can be used. Twenty years ago, whiteboards were used in small rural county health departments’ conference rooms to communicate key updates and messages to employees about a meningococcal outbreak. Now there is a plethora of project management tools that can be used to store and share information internally with employees. Project management tools can also help you to organize emergency response operations, store key documents, and communicate with response operations staff. Many government agencies use Microsoft Office Suite as a tool to manage emails and documents and to support business administration.
SharePoint can provide a space for all employees to receive updates, share key messages on what information they can share with public, and identify what is going on in real time. Leverage SharePoint to create a space for internal updates about an emergency with health department staff. Emergency response staff will use secure and restricted files as working documents associated with an ongoing emergency.
Communication tactics or products associated with internal communications include status updates on the emerging health threat, key messages for the public, and points of contact for emergency response activities.
Microsoft Teams
During COVID-19, many government agencies and private health care systems needed to learn how to continue operations but adhere to the recommended physical distancing measures to mitigate the spread of the coronavirus between coworkers. In London, the National Health Service adopted the use of Microsoft Teams to support internal and external communications.[Reference Mehta, Yates, Smith, Henderson, Winteringham and Burns13] The National Health Service used Microsoft Teams in the following ways[Reference Mehta, Yates, Smith, Henderson, Winteringham and Burns13]:
To deliver medical education sessions virtually, avoiding the need to meet in person
To host non-face-to-face multidisciplinary team (MDT) meetings (e.g., lung cancer MDT meetings)
To host frequently updated documents (e.g., staff rosters)
To facilitate large group discussion forums (e.g., COVID-19 Journal Club)
To collaboratively edit shared documents (e.g., research papers)
To share data quickly using instant messages (e.g., oxygen usage in different wards)
To host virtual meetings (e.g., board meetings)
To broadcast live video streams (e.g., chief executive briefings)
For emergency risk communicators, using Teams represents a way to provide internal communications to health department employees. Having an informed workforce helps support emergency communication by ensuring all employees are sharing the same information, thereby improving message consistency.
The communication tactics or products associated with Microsoft Teams include creating a dedicated channel for questions and updates about the emergency response, weekly 15-minute “stand-up” meetings for all staff to update them on the emergency, or brief status updates or videos from the public health director or incident commander about the emergency.
Webinars and Conference Calls
Additional internal communication channels that help support the flow of information internally to employees and others in the public health system are webinars and conference calls. When done effectively, these channels can enable the sharing of key information and facilitate interaction between the message sender and the message receivers. The key to webinars and conference calls is to balance the amount of information that is shared, identify what is new information since the last time you met, and allow for people to ask questions.
During COVID-19, a study was conducted to determine the effectiveness of webinars for sharing information with hospital staff.[Reference Gupta, Naik, Ganesh, Singh, Soni and Puri14] The webinars were used to educate clinicians about changes to clinical practice during health emergencies. Survey participants expressed dissatisfaction stemming from multiple potential issues. These included overall poor webinar quality, the repetition of information in multiple webinars, and a lack of sufficient tailoring of information to each audience.[Reference Gupta, Naik, Ganesh, Singh, Soni and Puri14]
The study offered three lessons to be learned on how to make webinars more effective. First, planning through cross-agency coordination is necessary for communicating webinar topics and schedules and so avoiding repetition and scheduling conflicts. Second, content needs to be tailored appropriately to each intended audience. Third, webinars need to be more interactive.[Reference Carvalho-Silva, Garcia, Morgan, Brooksbank and Dunham15] The study’s authors suggested four ways to improve interaction: allowing for questions to be asked throughout the webinar and not just at the end; providing live conversation or chat with the presenters instead of just sharing prerecording webinars; leveraging social media platforms to extend the interaction beyond the webinars and to post key highlights; and using a poll at the end to rate the webinar and reviewing the knowledge gained by attendees, their interests, suggestions, and challenges faced, which may help organizers to improve webinars in the future.[Reference Carvalho-Silva, Garcia, Morgan, Brooksbank and Dunham15]
Webinars require more communication tactics or products than conference calls. For webinars, visuals will be included, such speaker notes, slide decks, graphics, and charts. Speakers will also need a set of talking points and interactive questions to ask the audience. Organizers should ensure that a webinar host is able to post a polling question at the end of the webinar for feedback. It is also helpful to share the slide deck after the webinar or post it in a shared document repository where everyone will have access to the information.
For conference calls with large groups of people, which tend to be audio-only, the onus is on the speaker to reinforce key information that was shared during the conference call. For conference calls with smaller groups of people, it is helpful to identify who is on the call, who is taking notes, and who is responsible for sharing these notes
Zoom Fatigue
During COVID-19, government agencies, businesses, educational institutions, and health care providers were forced to move services online due to physical distancing requirements.[Reference Aagaard16] As a result of moving services and daily organizational operations online, people began to develop and experience “Zoom fatigue.”
Zoom fatigue is defined as “somatic and cognitive exhaustion that is caused by the intensive and/or inappropriate use of videoconferencing tools, frequently accompanied by related symptoms such as tiredness, worry, anxiety, burnout, discomfort, and stress, as well as other bodily symptoms including headaches.”[Reference Riedl17]
Assessing Zoom fatigue through media naturalness theory helps to us understand how cognitive exhaustion and somatic exhaustion emerge.[Reference Riedl17] First, as humans we are essentially hardwired to communicate by seeing and hearing each other. Zoom provides an opportunity for this, but ultimately, we do not achieve true eye contact via Zoom. To appear as if you are looking at someone on Zoom, you have to actually look at the camera, not the person.[Reference Aagaard16] Second, communication often occurs in real time via a back-and-forth flow between people with the ability to convey and listen to speech. With videoconferencing services there can often be delays in transmission or poor network connections that produce asynchronicities. “If a delay is perceived during videoconferencing (even if this perception occurs subconsciously in the range of milliseconds), the human brain works harder and thereby attempts to overcome the issue of asynchronicity, which is accompanied by increased cognitive effort to restore synchrony. Moreover, this effect is likely accompanied by enhanced frustration and stress.”[Reference Riedl17]
Third, when communicating with another person we often look for cues through facial expressions and body language to check whether the other person is understanding us. For audio-only situations such as a phone or conference call, we listen for verbal cues or long pauses to check for message understanding. Zoom provides audio and video options, but, depending on the individual’s camera quality, lighting, camera angle, gaze direction, and whether they are sitting or not, it is hard to actually gage facial expressions and body language.[Reference Aagaard16]
Additionally, Canadian philosopher Marshall McLuhan famously wrote “… the medium is the message. This is merely to say that the personal and social consequences of any medium – that is, of any extension of ourselves – result from the new scale that is introduced into our affairs by each extension of ourselves, or by any new technology.”[Reference McLuhan18] In the context of Zoom fatigue, McLuhan’s words point to the consequences of new technologies for human interaction. Research on Zoom fatigue has highlighted that our brains are just not able to simultaneously cope with high information loads and electronic interaction.[Reference Riedl17]
Thus, the very architecture of the technology that connects us during a health emergency can actually cause more stress, anxiety, and cognitive fatigue. The mirror effect is another phenomenon that disrupts our natural communication flow with another person through Zoom, because with Zoom, in addition to face-to-face human communication with another individual, we are also in face-to-face communication with ourselves. Our brains have yet to catch up with these developments, meaning our brains are not yet sure how to process this change in face-to-face communication. Since we can now see ourselves while communicating, we are now conscious of our own verbal and nonverbal feedback, causing us to engage in more controlled mental processes. This additional mental control leads to increased used of attention and working memory, which ultimately leads to cognitive exhaustion and fatigue.[Reference Riedl17]
The pressures to multitask to complete tasks and deliverables during a health emergency are paramount. The emergence of videoconferencing as a main communication tool, constant instant messages, multiple observers, and the mirrored self – essentially the feeling of being stared at by others and of staring at one’s own self – add to the fatigue and stress felt by videoconference participants.[Reference Riedl17]
Information on Zoom fatigue has been included here because it points to two key factors for emergency risk communicators. First, public health emergencies can lead to stress and put pressure on the internal systems of a health agency to make decisions quickly in a context of uncertainty and unknowns and then communicate that information to the public, the media, stakeholders, and partners. Second, in a system that is already stressed, adding in Zoom and/or other videoconferencing tools can add to the stress and anxiety of those responding to the health emergency and those affected by it. The key takeaway here is to be aware and cognizant of potential information overload and to use Zoom and/or other videoconferencing tools effectively through clear meeting objectives, shorter update meetings, designating which meetings need to have participants’ cameras on, and humanizing the experience for all involved. As we learn how to incorporate more technology into our workspaces, awareness of staff reactions to and willingness to adopt and adapt to using a new communication channel is important.
External Communication Channels
External communication channels are designed to inform audiences external to the agency and external to the emergency operations incident command structure. This section will include media relations channels, emergency wireless alerts, mass communication channels and digital and social media, and call centers and hotlines.
Media Briefings
Media briefings are created and organized by government agencies, organizations, and businesses to share a major news announcement with many members of the news media at once. Pre-COVID-19, most media briefings were held in person, but with the rise of streaming technology, online media briefings are now more common.
When organizing a media briefing, there are eight key steps to follow.
1 Identify a location to host the media briefing. If you are meeting at your agency’s building, consider the size of the room, the accessibility of the room, lighting, audio, electricity, and Wi-Fi availability. If you are meeting online, consider what platform (e.g., Zoom, WebEx, Teams) and what meeting style (e.g., webinar, live meeting) you want to use. Next, consider the location where the spokesperson will give the announcement and consider camera angle, lighting, and audio. Specifically, you want to ensure that your spokesperson can be seen on camera with a professional background in a well-lit space that is free of external audio distractions such as barking dogs, construction work, sirens, etc.
2 Identify team to support the event, including people and tools to support accessibility. Managing a media briefing often requires a team including the media relations officer, the health emergency PIO, the spokesperson or spokespeople, tech support, and sign language interpreters. If your event is being held online, consider what tools are available to support closed captioning and ensure those tools are enabled on your account. A recent study of COVID-19 media briefings revealed that only 65% of countries across the world used a sign language interpreter.[Reference Yap, Chadhry, Jha, Mani and Mitra19] This figure was lower in low-income countries (41%) and Sub-Saharan African countries (54%). Surprisingly, no international organizations, including the World Health Organization (WHO), had a sign language interpreter present during COVID-19 press briefings.[Reference Yap, Chadhry, Jha, Mani and Mitra19]
3 Identify spokesperson or spokespeople. Media briefings can be organized by one health department, but they may coordinate with other agencies to host their spokespeople as well. Hosting a coordinated media briefing ensures that each agency involved in the health emergency can provide an update on the key actions their agency is taking to support response operations. Ensure each spokesperson knows when to show up, where to go, and/or how to log on to the media platform.
4 Review talking points and create visuals. It is crucially important to take time with the spokesperson to review the current talking points and identify the key messages that need to be shared during the media briefing. Additionally, identify any visuals that may help communicate complex data or reinforce risk explanations. A study from the UK on visuals during health media briefings found that government officials included visual representations of data and infographic-style messages.[Reference Allen, Bandola-Gill and Grek20] Visuals can help convey information on policy decisions, highlight available resources, and explain health risks. The most commonly used visuals by UK government officials during COVID-19 included the number of UK cases, and the number of hospital admissions, deaths, critical care beds, and mechanical ventilators, and a colored alert system. There are three key lessons to be learned from the UK study that emergency risk communicators need to consider[Reference Allen, Bandola-Gill and Grek20]:
5 Prep the spokesperson. Next, prep the spokesperson by engaging in a mock media briefing, and practice questions you know the media are likely to ask. Go through the approved talking points multiple times. Provide feedback on the spokesperson’s speed and tone of voice, which can boost trust and credibility with the audience. Ensure nonverbal communication (i.e., attire, physical space around the spokesperson) is aligned with and represents the values of the health department.
6 Notify the media. Send a media release announcing the media briefing to news organizations. Ensure they know the time, date, and location of the briefing. If the media briefing will be held in a physical space, make sure there is ample parking or let news crews know where the nearest parking is available. If the media briefing will be online, provide the meeting’s details, including those of the spokespersons who will be attending.
7 Prepare backup plans and process for troubleshooting technology issues. When hosting the media, it is good practice to ensure there is a backup plan and you are ready to troubleshoot technology issues. Identify a second location in the event that your room or building is unavailable. Add signs and place greeters at the doors to ensure reporters get to the right location. Regarding technology issues, meet with your tech team early and ensure you have tech support on the day of the event. Work with the spokesperson on a backup plan in the event that their power goes down or their Wi-Fi drops; a good backup plan is to have them call into the media briefing instead of being on camera.
8 Host the media briefing and debrief afterwards. After the media event is over – whether in-person or online – it’s a good idea to meet with the spokesperson, subject matter experts, and communications team to debrief. Make sure to highlight what worked well and identify challenges that need to be addressed before the next media briefing. Debriefs can also increase trust and accountability among the communications team, facilitate organizational learning, and build institutional knowledge.
The communication tactics associated with media briefings are talking points. Talking points are sets of clear, easily remembered phrases that outline a proposal, project, or idea.[21] For emergency risk communicators, talking points include the emergency risk communication messages that will be delivered by the spokesperson. Once a set of talking points are developed, they can be tailored to be used on different communications channels (e.g., websites, social media) and by health department staff answering public inquiries or hotline or call center staff to support the development of preparedness responses.
Talking points keep the spokesperson on message whether they’re giving a presentation, talking to a reporter, or in a meeting or elevator discussion. The purpose of talking points is to ease the verbal presentation, as it needs to be short and only to contain the most relevant information. Using bullet points can help condense and organize information.[21] Ensure the key emergency risk communication messages are included in the talking points. Keep in mind audience and information needs, the phase of the health emergency,[22] health risks, and the action steps people can take to protect their health. Weave in the CERC principles as appropriate.
Some agencies may have a teleprompter that you can make use of, or for online media briefings spokespeople can read their talking points directly from their computer. In that case, narrative talking points instead of bullet points are needed.
Public Alerting System: Wireless Emergency Alert System
The Wireless Emergency Alert (WEA) system is a partnership between FEMA, the Federal Communications Commission (FCC), and the nation’s wireless service providers. Launched in 2012, the WEA system is designed to enhance public safety by allowing authorized federal, state, and local officials to send 90-character (recently increased to 360-character) geotargeted, text-like messages to the public’s mobile devices during an emergency.
The WEA system is an essential part of US emergency preparedness and has been used more than 56,000 times to warn the public about dangerous weather, missing children, and other critical situations. The WEA system is designed to enable officials to send “imminent threat” alerts, as well as AMBER (America’s Missing: Broadcast Emergency Response) alerts for missing and abducted children. A third type of alert – “public safety messages” – became available for alert originators in July 2019 (related messages include recommendations for saving lives and property). A fourth type of alert – a “presidential alert” – allows the President of the United States to send a message to the entire nation in the event of a catastrophic disaster, such as a nuclear attack.[22] The benefit of the WEA system over SMS text messages is the WEA system broadcasts use a “push” technology that sends messages to all enabled devices in a designated area, while SMS uses a point-to-point system and requires officials’ prior knowledge of specific phone numbers.[22]
During the COVID-19 pandemic, no nationwide mobile alert was issued in the United States, but some state and local governments issued WEAs about the COVID-19 health emergency.[Reference Bean, Grevstad, Meyer and Koutsoukos23] Specifically, governors in Colorado, Maryland, Michigan, New Mexico, and South Carolina used WEAs to issue stay-at-home orders. In Portland, Oregon, a WEA was used to alert residents to a city-wide curfew (see Figure 5.1). The WEA system is an important tool for emergency risk communicators to consider as WEA messages can provide messages to people in a particular area on how to avoid becoming ill during an ongoing health emergency.
The corresponding tactic or communication product is the alert message template found within the WEA system. The alert message must include location, time frame, and health guidance information for those affected by the health emergency.
GovDelivery
GovDelivery is an electronic system that can be used to share information with citizens about health emergencies and other key government-related information.[24] Prior to GovDelivery, government agencies would send paper mailings.[Reference Boerngen25]
During COVID-19, Kitsap County in Washington state used GovDelivery to send out emails, texts, and social media messages about the outbreak and to counter misinformation.[26] Kitsap County had been using GovDelivery for 9 years, but during COVID-19 the county saw a double-digit percentage increase in subscribers to GovDelivery. Further, the county’s COVID-19 daily bulletin included key information to answer citizen’s questions received from call centers, media, and other channels.[26]
This consistent bulletin along with coordinated messaging shared via SMS and social media helped people identify Kitsap County as a trusted source of information during the health emergency. In addition to increased email subscribers, the county’s Twitter (now known as X) and Facebook accounts saw a 10% growth, and its SMS messages reached over 830,000 recipients.[26]
The corresponding media tactics for GovDelivery are the newsletter, SMS text, and social media post templates that the system has set up. Leverage your agency’s approved talking points and social media messages to create engaging newsletter content and social posts. Ensure message consistency when sending SMS messages about a health emergency and about the actions that the public can take to protect their health.
Town Halls
There are differences between media briefings and town halls or online forums. During a media briefing, the spokesperson is directly communicating with reporters. There’s a set context, and everybody understands that there are reporters, a spokesperson, and set rules of engagement during press conferences. In contrast, in a town hall the spokesperson is communicating with everyone: the public and reporters. When a spokesperson is communicating with everyone including members of the public or those directly affected by the health emergency, the spokesperson must be prepared to interact and engage with the public’s emotions. In a town hall, how the spokesperson communicates is vital.
Town halls can be more difficult for spokespeople than media briefings because town halls usually occur over a longer time frame. Media briefings are often about 30 minutes in length, whereas town halls can last for hours. Typically, the more speakers you have, the more interaction there will be between those attending the town hall.
During a town hall, the spokesperson will deal with multiple narratives and issues. In a media briefing, the spokesperson can control the narrative, but during a town hall, which encourages interaction with the public, multiple narratives will emerge. By conducting a stakeholder assessment prior to a town hall, the communication team will gain a good sense of the condition and emotions of the audience. Finally, there is potential for the spokesperson to be confronted with emotions, especially anger. Anger is not likely to be displayed during a media briefing, but it might very well be present in a town hall, and it is important to know how you can deescalate any such conflicts (see Chapter 11 for more information).
Town halls are created and organized by government agencies, organizations, and businesses to share information with a large group of people, engage in dialogue with the public and key stakeholders, and gather feedback on an issue affecting community. For emergency risk communicators, town halls provide a vital source of feedback for understanding public sentiment regarding the health agency’s management of a health emergency. Like media briefings, most town halls were held in person before COVID-19, but with the rise of streaming technology online town halls are now more common.
When organizing a town hall, there are eight key steps to follow.
1 Identify a location to host the town hall. Most likely the health department will want to choose a neutral location or community-focused location to host the town hall. Town halls are not often held at the health agency but rather in a location that resonates with the community. When deciding on a physical location, consider the size of the room, the accessibility of the room, lighting, audio, electricity, and Wi-Fi availability. If the town hall is to be held are online, consider what platform (e.g., Zoom, WebEx, Teams) and what meeting style (e.g., webinar, live meeting) will be used. Next, consider the location where the town hall speakers will speak and consider matters regarding the camera angle, lighting, and audio. Also consider how town hall attendees can ask questions. If the town hall is in person, ensure there are at least two microphones and mic runners who can make sure the questions are heard by all attendees.
2 Identify partner agencies to cohost or speak at the town hall. Including partner agencies to speak and present information to the community at the town hall demonstrates a partnership between the health agency and others to mitigate the health threat. Ensure partner agencies are included in any planning meetings to identify speaking topics, visuals, and other logistics related to the town hall.
3 Identify team to support the event, including event moderator. A town hall needs a formal facilitator or moderator to guide the flow of the event. The moderator will give a welcoming statement, introduce the speakers, and facilitate the question-and-answer session. The moderator monitors the audience, takes note of any drops in energy in the flow of dialogue, and supports conflict management actions if a confrontation escalates. In addition to the moderator who works the front of the room during the town hall, there also needs to be a back-of-room support team monitoring lights, audiovisual equipment, cameras, and other production-related items. For example, if the town hall is in person, it is important to have identified mic runners to ensure a microphone is provided to those asking questions. If the event is online, it is helpful to have a tech team supporting the online event. In addition to the moderator, it is a good idea to have an online host who will assist with any technological needs during the event such as muting and unmuting speakers and screen-sharing.
4 Prepare backup plans and troubleshoot technology issues. When hosting the media, it is good practice to ensure there is a backup plan and that you are ready to troubleshoot technology issues. Identify a second location in the event that your room or building is unavailable. Add signs and place greeters at the doors to ensure reporters get to the right location. For technology issues, meet with your tech team early and ensure you have tech support on the day of the event. Work with the spokesperson on a backup plan in the event that their power goes down or their Wi-Fi drops; a good backup plan is to have them call into the town hall instead of being on camera.
5 Develop rollout and communications plans. Develop a strategic communications plan to ensure the intended audiences are aware of the event and are able to attend. Develop a digital presence, including a dedicated web page and social media engagement, and alert the media via a press release.
6 Day of town hall: Use a run-of-show document to organize team. The moderator, speakers, and support team ought to use a run-of-show document to guide the production of the town hall. The run-of-show document includes the event agenda, timestamps, speaker information, and cues for key actions such as breaks or transitioning to the question-and-answer session. The run-of-show document helps guide and direct the moderator, speakers, and support team to stay on time and ensure each key action is completed to create a successful event.
7 Gather feedback and continue dialogue. Ensure the audience is given the opportunity to provide feedback after the town hall is complete. Provide QR codes to a feedback survey, but also identify a point of contact people can reach out to if they have more questions. Also share websites, email addresses, and phone numbers that people can use to provide feedback. Be sure to set up an email autoresponder so that people know that their emails have been received.
8 Debrief afterwards. After the town hall ends, it is good practice to hold an immediate debrief meeting to capture the successes and challenges of the event. Be sure to identify any action items that need to occur based on the event. Identify whether there were any issues that need to be corrected before any future town hall events.
The corresponding tactics for a town hall include talking points, slide decks, graphs, charts, and other visuals to support the speakers. Another key communication product is the run-of-show document for the production team – regardless of whether the event is online or in person. The run-of-show document will help orient everyone regarding the purpose of the event, outline speaker order and the roles and responsibilities of the production team, and indicate at what time the event will move to taking questions from the public.
Call Centers and Hotlines
In PHEP Capability 4: Emergency Public Information and Warning, establishing avenues for public interaction and information exchange includes the use of call centers and hotlines. Developing a call center doesn’t have to be organized or managed solely by the public health agency. It is possible to leverage existing poison control centers, crisis hotlines, nurse advice lines, or community connection hotlines such as a 2-1-1 to support health emergency response activities and created a coordinated call center.[27] Calls centers are important because they provide another way for the information-seeking public to gather information about a health emergency. Further, when a call center is established, it can provide much-needed interaction with the public and build trust between the public and the health agency responding to the emergency.
It is good practice to ensure daily metrics about numbers of calls and the types or categories of calls that are being received, such as vaccination questions, symptoms of the illness, travel, or reporting illness, are shared with the communication team. These data can be used to inform and update communication strategies to ensure the agency is answering questions from the public and continuing to provide the most accurate and credible health information that is available.
The corresponding tactic or communication product for a call center is a prepared response. The prepared response is the official message and approved answered to a particular question. For example, if someone called about the symptoms of an illness, the prepared response would include the symptoms of that illness.
Digital and Social Media: Websites, Search Engine Optimization, Social Media, TikTok, Podcasts, and Chatbots
Digital channels are powerful external communications channels that ensure the provision of coordinated and consistent emergency risk information during a health emergency. Digital channels, including websites, GovDelivery newsletters, and social media, are large platforms that can reach many audience segments.
Websites
During COVID-19, state and federal health departments created COVID-19-dedicated websites with information about COVID-19 symptoms, health intervention and self-protection messages, dashboards with case counts by geographic location, testing information, and guidance.[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur28]
Websites are important channels for public health practitioners to use to share and disseminate important health and safety information. The key is to ensure that these channels are usable and accessible by all populations. When discussing websites, usability is formally defined as “the extent to which a system, product or service can be used by specified users to achieve specified goals with effectiveness, efficiency, and satisfaction in a specified context of use.”[29] Accessibility is defined as the usability of a product, service, environment, or facility by people with the widest range of capabilities.[29]
Within the context of public health, usable and accessible websites need to communicate real-time and complex health and safety information to the public, partner agencies, community stakeholders, and the media through text, images, and other means to support those with language, hearing, eyesight, or other challenges that impact their ability to receive these materials.
A recent study of state health department COVID-19 websites used 148 evaluation criteria of website usability such as using images, optimizing for mobile device viewing, displaying information in a usable format, placing important information at the top and center, and options to view pages in a language other than English, and the researchers found that websites often were not usable or accessible.[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur28] In this study, the researchers found nine common issues that may have hindered emergency risk communication. These are listed in the following subsection, and they include but are not limited to: a lack of action messages, poor web page layout, issues with navigation menus, and a lack of content explanation for data dashboards.
Nine Recommendations to Improve Emergency Risk Communication on Websites
1 Ensure the web team, graphic designers, and communication specialists work with subject matter experts to design website graphics and data dashboards that convey the risk information to the public through the use of trend lines, warning signs, and different colors and icons signaling escalation and de-escalation of risk. Create interactive features for people to be able to select location information in order to understand the health risk by geographic area. Use “conventional urgency colors instead of non-standard color schemes (i.e., red, yellow, green, for high, moderate, and no urgency levels, respectively) so that the colors directly correspond to user mental models representing danger, moderate danger, and no danger. In addition to using colors, including patterned or textured areas could address accessibility concerns for color-blind users.”[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur28]
2 Design for mobile viewing and ensure responsive designs and fluid layouts are implemented. Designers should design web pages to automatically adjust based on screen size and resolution. This is an important design consideration, particularly for web pages that include images or for dashboards containing tables and charts, where the content may not render and display properly and might not fit all screen sizes.
3 Provide a search function on the website. To ensure the public can find the information they need quickly, having a search function (i.e., site search) available on the website is key. This can take the form of a search box at the top of the website or a chatbot to assist the website visitor. Having a search function on the website can offset any website navigation issues or poorly laid-out pages that a website visitor might encounter.
4 Implement more language options. To ensure language accessibility, the study’s authors recommended, at a minimum, embedding the freely available Google Translate or similar application programming interfaces to render pages in different languages for users. Additionally, ensure accessibility features are enabled for those with screen readers or who need large font sizes.
5 Clarity in website content. Website content needs to be organized in such a way that audience members can easily find the information they are looking for without excessive cognitive overload. At a minimum, the content should be organized to provide general information about the situation, the risk factors, and how people can protect their health. Leverage the web page layout template to create pages with clear titles and subtitles, a logical sequence of information, and formatting features that highlight and define content pieces. Further, consider information density or the amount of information provided in a given space. During a health emergency, design web pages so that audience members are able to scan and quickly find pertinent health information without needing to invest a lot of effort.[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur28]
6 Use images and graphics to educate people on what actions to take to protect their health. Ensure these images complement the risk message so that the audience is able to take action without compromising their safety. Balance the amount and size of images so that page loading does not take too long, which might drive away web traffic. Make sure to include alternative text (“alt text) attributes to make the images accessible and inclusive.
7 Make sure to use a different color for visited links to distinguish these from unvisited links. This will help audience members to see what links they have already clicked on. When health departments update their websites and add more information, ensuring that previously visited links change color provides “a positive user experience when users need to navigate several pages of a public health website to find useful health information efficiently. Given the amount and mix of new and old links on these pages, if visited links are not distinguished, users may spend more time and feel frustrated clicking on and navigating through links that they may have already reviewed and did not intend to review again.”[Reference Momenipour, Rojas-Murillo, Murphy, Pennathur and Pennathur28]
8 Ensure websites support both online and print readability. The study’s authors recommended not designing information that is only suitable for online reading. Since all web browsers have printing options, ensure that these pages are able to be printed.
9 Social media on websites. Make sure to include links to social media accounts such as X, Facebook, YouTube, and Instagram. Embed health department press conferences and tweets from health officials on the health department’s website.
Search Engine Optimization
Search engine optimization (SEO) is often considered to be a tool that is relevant to marketing, but ensuring your agency’s website includes metadata and alt text will help search engines find your agency’s content during a health emergency. Search engines help people find information on the internet, and SEO helps place your website at the top of search results.[Reference An and Jung30] Due to the vast number of websites and web pages available, leveraging your site’s metadata, which includes page titles, page text, site URLs, alt text for images, and graphics or images that constitute engaging content, will help make your agency’s website more findable.[Reference An and Jung30]
Search engines use two basic algorithms when ranking websites. One algorithm ranks websites based on the quantity and quality of inbound and outbound web links. The other ranks websites according to relevance through search queries or keywords.[Reference An and Jung30] Google uses a combination of both of these algorithms.
For those maintaining your agency’s website, there are two strategies to achieve SEO. One is using an on-page optimization strategy, which focuses on leveraging the page title, metadata, the titles of images, and anchor text. The other is off-page optimization, which focuses on web links that link to websites and web pages away from your agency’s website and web links that are coming to your website from other websites (e.g., partners and stakeholders that provide links on their websites to your agency’s website). Using these strategies will improve your agency’s accessibility and findability on the internet. Doing so will also help those members of the public who are searching for credible and accurate health information to find official government sources and response information.
Key Tips for Emergency Risk Communicators to Improve SEO
Anchor Text
“Anchor text” refers to the visible characters and words that hyperlinks display when linking to a document or another web page. To optimize anchor text, ensure that the text is an exact match to a keyword you are targeting for an exact-match strategy or include a variation of the keyword on the page or document you are linking to for a partial-match strategy.[Reference Burton31]
Keywords
Keywords are words that the public, partners, and stakeholders are using within search engines to find health information related to an emergency.
Identifying keywords the public and others are using to locate health information can help you to strategize regarding your use of keywords on your agency’s website in page titles and web page text. For example, during COVID-19, search terms included “coronavirus,” “fever,” “sore throat,” “cough,” “stay home,” “facial masks,” “social distancing,” and “washing hands.”[Reference Jimenez, Estevez-Reboredo, Santed and Ramos32]
Understanding what terms the public is using to look for information is key when developing emergency risk communication content for your agency’s website.
Page Titles
Page titles can be tailored for SEO purposes to support those who are searching for relevant health information and emergency risk information.
Depending on how your agency’s website is structured, there may be up to three page title options: the title of the web page, the page’s SEO title, and a navigation web page title.
Page titles can include keywords that you know the public and others are using to look for health information.
It is helpful to keep page titles to 70 characters or fewer.[33]
Alt Text
Alt text is text added to images to make them more accessible.
Alt text is also used by search engines to identify content on the web page and can also support an on-page SEO strategy.
Alt text is also used by assistive screen readers or browsers with images disabled.
If the browser cannot display the image for some reason, the alt text will be displayed instead. When creating alt text, use short, readable terms to describe the image.[34]
Inbound and Outbound Links
To maximize off-page optimization, including a combination of both inbound and outbound links will help increase the rank of your content on search engines and help those looking for health information to find your agency’s content. Health departments are very good at including outbound links to federal and international health agencies such as CDC and WHO. Make sure to encourage your local partners and stakeholders to provide links from their websites to your agency’s health emergency website.
Social Media
When engaging with social media channels, emergency risk communications need to review the health department’s internal policies and ensure that resources are available to support social media platform management (e.g., Facebook, Instagram, X, YouTube, and LinkedIn). Social media accounts require daily maintenance even during nonemergency times. During an emergency, a health department may not want to add a new social media platform unless audience research indicates the agency is missing a key audience by not using a particular platform.
Social media platforms each have their own style, features, and norms of how to create and share content. Each platform will have its own unique way to convey information through text, images, video, use of emojis, hashtags, and @mentions. Each platform has a distinct way for people to follow or subscribe others for content updates. Some channels may allow for cross-posting, meaning that when the agency posts on Facebook, it will simultaneously cross-post on Instagram.
Due to the evolving nature of social media platforms and media technology, make sure to double-check each platform’s guidance and training materials on how best to leverage its functions to disseminate the agency’s key health messages.
The corresponding tactics or communication products for Facebook, Instagram, X, and LinkedIn include text, images, links, videos, hashtags, and @mentions. YouTube, by contrast, is a video-centered platform. To create social posts, review approved talking points and then tailor the talking points for each platform’s unique audience. Setting up a photo or image library with approved images will help reduce the amount of time spent looking for appropriate images to match each social media post. Research on X messages revealed that, during health emergencies, tweets containing details regarding hazard impact, time, location, guidance, and source and that are delivered in a style that is clear, specific, certain, accurate, and consistent have a higher probability of positively impacting protective action-taking among persons at risk.[Reference Sutton, Spiro, Johnson, Fitzhugh, Gibson and Butts35]
Key Tips for Emergency Risk Communicators When Working with Social Media
1 Review organization policies about use of social media, including commenting, deleting, harassment/civil communication, and retention of posts.
2 Ensure there is team capacity to manage and monitor social media and address misinformation.
3 Engage in strategic planning of content creation by social media platform. Engage in continuing education regarding each of the social media platforms with reference to character limits, use of emojis, video content restrictions, hashtags, and @mentions.
4 Review processes regarding content review/clearance of materials. Ensure reviewers understand what feedback to provide regarding text, images, and video. Ensuring accessibility through language and Section 508 compliance guidelines.
5 Reuse content from previous media releases and press briefings to support social media engagement. Ensure content is tailored to each social media channel.
6 Embed social media into the web page. Ensure the health agency’s social channels are featured on the health emergency web page, and embed video links for media briefings, interviews, and other key video content.
7 Repost or reshare partner content. Work with partner agencies to repost and reshare content related to the health emergency. Ensure reposting and resharing of information is outlined in the crisis communication plan.
8 Follow partners and influencers. Review current followers and accounts that the health agency is following. Consider adding new partners and influencers based on the type of health emergency. For example, particular influencers might resonate with an audience segment that is impacted by the health emergency.
TikTok
During COVID-19, a new platform rose to prominence: TikTok, a video-based platform. Some 62% of 18–29-year-old Americans say they use TikTok.[Reference Gottfried36] While many Americans use TikTok, the Chinese-owned company faced legal constraints prohibiting the use of the app on federal and state government phones based on national security risks regarding the Chinese government’s ability to access American user data.[Reference Bade37]
Podcasts
Podcasts emerged in the early 2000s, but during COVID-19 the podcast industry shifted dramatically as telework became the de facto mode of work. Instead of listening to podcasts during the morning commute, listeners tuned in through their computers or mobile devices while multitasking, working out, cleaning, or working in their gardens.[Reference Bajaj, Singh, Manimekalai and Poulpunitha38] Podcast types include traditional podcasts, enhanced podcasts, video podcasts, or vodcasting. Enhanced podcasts include slides, animations, or short videos to enhance the audio content. Vodcasting eschews the audio-only tradition of podcasting and includes video footage. According to the Pew Research Center, about half of Americans have listened to a podcast in the past year, and about 20% of Americans listen to podcasts a few times a week.[Reference Shearer, Liedke, Matsa, Lipka and Jurkowitz39] While people tune in to podcasts for entertainment or learning purposes, some listeners indicate that they listen to podcasts for news or to stay up to date on current events.[Reference Shearer, Liedke, Matsa, Lipka and Jurkowitz39]
Podcasts represent an important channel for emergency risk communications to leverage. While ensuring there are ample resources to maintain a regular podcast, health departments could host and manage their own podcasts. If the health agency does not have a podcast, working with partner agencies or landing an interview for a staff member on a well-known podcast can further spread health information regarding a health emergency. During COVID-19, CNN medical correspondent Sanjay Gupta was interviewed on the Joe Rogan Experience podcast to dispel misinformation about COVID-19.[Reference Rogan40, Reference Gupta41]
Chatbots
Chatbots – computer programs designed to simulate conversation with human users – were used during COVID-19 to help provide answers to questions about the outbreak. During COVID-19, chatbots were used to: disseminate health information and knowledge; aid in self-triage and personal risk assessment; monitor exposures and notifications; track COVID-19 symptoms and other health aspects; and combat misinformation and fake news.[Reference Almalki and Azeez42, Reference Amiri and Karahanna43]
Chatbots can be programmed to ask and answer questions, create health records and histories of use, complete forms, and generate reports.[Reference Almalki and Azeez42]
The answers provided by these chatbots were based on information generated by WHO, CDC, and other health sources. Instead of having staff members engage with the public or having people call a hotline, chatbots on a health agency’s website could provide information about COVID-19 symptoms, what people could do to protect their health, and personal risk assessments, as well as address misinformation.[Reference Almalki and Azeez42]
The two challenges of using chatbots during COVID-19 were the public’s willingness to engage with a chatbot and the overall functionality of the chatbot. The public’s willingness to engage with a chatbot is based upon whether they trust the technology to provide them with correct information and protect their privacy. Additionally, some people might not have had access to technology and therefore could not engage with chatbots. The overall functionality of the chatbot also impacts the adoption of this technology. Chatbots leverage existing databases (e.g., medical databases, information from WHO and CDC) and natural language capabilities to understand clinical terminology.[44, Reference Bitran and Gabarra45] However, it can be hard to ensure that the chatbot has the latest and most accurate health information. Further, chatbots are not yet equipped to handle sensitive issues such as mental health concerns.
There may not be a corresponding tactic or communication product for a chatbot. Agencies ought to weigh the risks, benefits, and costs of deploying a chatbot on their website to determine whether this tool fits their communication and customer service needs.
Introduction
The 2018 California Camp Fire is known as the deadliest wildfire in Californian history.[Reference Gonzales and Chappell46] Significant and damaging health effects occurring during the Camp Fire, and lasting beyond the fire’s containment, negatively impacted thousands. The utilization of CERC principles during this crisis will be explored, as will the lack of use of those CERC principles that would have been effective for conveying information to area residents. Upon analysis of the use of CERC principles, or lack thereof, implications for Butte County Public Health (BCPH) and other communicating entities will be presented for consideration regarding future disaster communications. Crisis communication by BCPH was sufficient, but it is vital to understand the intricacies of the Camp Fire and the resulting health-related impacts when analyzing such communications.
Overview of the Disaster
On November 8, 2018, the state of California was forever altered when the California Camp Fire began. The result of Pacific Gas and Energy’s failure to maintain and replace components of its 50,000 electrical towers and 18,500 miles of transmission lines, the Camp Fire burned 153,000 acres, destroyed more than 18,000 structures, and caused 85 deaths before it was contained on November 25, 2018.[Reference Brekke47, 48] In the community of Paradise, California, over 85% of residential units were lost to the Camp Fire.[49] Devastating structural losses combined with ever-present, toxic smoke from the Camp Fire, which was harmful enough to warrant declaration of a public health emergency for the entire state of California by the US Secretary of Health and Human Services.[Reference Hernandez50] By 2023, the Camp Fire’s immense destruction meant that the majority of burned areas were still in the recovery phase, and many residents remained impacted by the health-related effects they experienced during and after the Camp Fire.
Among the impacts of the Camp Fire were a variety of health-related effects that had the potential to cause severe long-term damage. These included the presence of significant amounts of toxic smoke, which contained dangerous levels of both metal contaminants and particulate matter (PM). Smoke containing elevated levels of lead and zinc, along with calcium, iron, and manganese, was found to have reached areas such as the Sacramento Valley and the San Francisco Bay Area, over 150 miles away from Paradise.[51] In nearby Chico, California, for instance, lead concentrations in the air were reported to reach 50 times average levels.[51] Such a degree of lead exposure can result in extremely harmful health effects including cancer, high blood pressure, difficulty reproducing, and behavioral changes and learning deficits in children.[51]
The toxicity generated by the Camp Fire was further compounded by the presence of PM, or minute particles in the smoke which represent as the largest health concern from wildfire smoke, as PM can reach the lungs’ deepest recesses.[51] Throughout the Camp Fire’s burn period, “… maximum PM levels increased across CA [California] by more than 300% compared to average levels seen during the same time period from 2010–2017.”[51] Damaging health effects associated with inhaling PM include worsening of asthma, onset of various respiratory diseases, increases in infections and inflammation (e.g., pneumonia), and greater occurrences of hospital admissions.[51]
In addition to smoke-related impacts, poor water quality in the Camp Fire’s burn area caused significant health concerns. Damage to water infrastructure and settling of ash and contaminants on lakes and water reservoirs led to contamination of drinking water.[52] Some 2,217 parts per billion (ppb) of the cancer-causing compound benzene, which has a federal limit of 5 ppb in drinking water, were found in water samples taken from the Camp Fire’s burn area, along with elevated levels of aluminum and iron.[Reference Helmer53] E. coli bacteria and polycyclic aromatic hydrocarbons, or chemicals stemming from burning wood, garbage, or gasoline, were also found in collected water samples.[54] As a result, BCPH issued a do-not-drink water advisory, lasting from January 2019 to August 2019, after which water customers were encouraged to continue engaging in water testing and treatment options for homes and businesses.[Reference Proctor, Lee, Yu, Shah and Whelton55]
Finally, hazardous fire debris also served as a health-related concern for those returning to their homes. Homeowners were confronted with debris and settled ash that contained toxic substances as a result of burned synthetic and hazardous materials, ranging from gasoline to household goods such as pesticides and cleaning products.[56] The toxic environment thus produced specific health threats to homeowners and response workers during cleanup, increasing the importance of these individuals properly equipping themselves with reentry health and safety protective equipment.[56]
While the immediate and long-term damages of the Camp Fire were severe and continued to be felt 5 years post-disaster, the nationally accredited BCPH played a significant role in providing crisis communication during the Camp Fire.[57] BCPH’s phase-based and CERC-focused messaging was of benefit to all Paradise residents impacted by the many events associated with the Camp Fire.
Timeline of Key 2018 California Camp Fire Events
A timeline of key events in the 2018 California Camp Fire is provided in Table 5.2.
Table 5.2 Camp Fire Key Events Timeline
Overview of CERC Principles and Phase-Based Messaging
Effective communications during a public health emergency are necessary to ensure efficient responses are achieved. To meet this need, CDC created the CERC evidence-based framework, which utilizes psychological and communication sciences to develop six principles to assist organizations in communicating needed information to first responders and residents, allowing those on the receiving end of communications to take proactive steps to protect their health.[58] The six CERC principles that should be present in crisis communication responses are: Be First, Be Right, Be Credible, Express Empathy, Promote Action, and Show Respect.[58] Utilization of these six principles may vary based on the present communication phase, which tailors specific information to the current phase-based needs of the media, government, public and private entities, and those impacted by the disaster.[58] The following section will provide an overview of both the CERC principles and phase-based messaging.
CERC Principles
To begin with, being first focuses on the provision of information from an established and appointed communicating agency as quickly as possible. As disaster and crisis situations are time-sensitive, agencies should work diligently to be the first to provide incident-specific information.[58]
The incident-specific information that is released quickly must also meet the principle of being right. Communicating organizations and personnel should provide accurate, up-to-date information to audiences to help establish an organization’s credibility.[58] This principle is achieved through the sharing of information and facts that are known in the moment, acknowledging details that are not known, and explaining what is being done to find missing information.[58]
In conjunction with being right, being credible is of the utmost importance when communicating in disaster situations. All communications and associated materials presented should honestly and truthfully convey the data, facts, and circumstances surrounding crisis situations.[58] This not only cements an organization as credible but can also grant a sense of peace to those receiving such accurate, reliable information in the midst of chaos.
While disseminating information, it is important that empathy be expressed. Times of crisis are often accompanied by harm and loss. Those communicating on behalf of an organization should be prepared to acknowledge the suffering being experienced by those receiving the communications and address common feelings and general challenges that are present.[58] Doing these things, while also being cognizant of the tone of any such messages, aids in building rapport and trust between a communicating organization and recipients of such information.[58]
As communication messages reach their end, the promotion of action should also be included. To help those receiving these messages regain a sense of control over current circumstances during crisis situations, to restore order, and to help calm fears, nerves, and anxiety, meaningful action items should be given to those impacted by disasters.[58] This is especially useful in terms of providing those impacted by crises with a sense of purpose, tasking them with significant items to carry out.
Finally, all communications, regardless of the present disaster or crisis, should embody the showing of respect to everyone receiving the message. During times when people feel particularly vulnerable, respectfully communicating through word choice and tone can help build rapport, garner trust, and promote cooperation between communicators and those on the receiving end of such communications.[58] When individuals feel respected, they may be more likely to acknowledge, respect, and follow the communication’s warnings and shared information shared, regardless of the current disaster phase.
Phase-Based Messaging
Throughout crisis situations, a disaster event proceeds through different phases as the event changes and progresses; the same is true for crisis communications. Within crisis communications, three key communication phases exist: the initial, maintenance, and resolution or recovery phases of communication messaging.[58] As crisis situations evolve, so too do the “communication efforts and priorities that are to adapt and respond according” to the different needs of first responders, government entities, private and public organizations, the media, and those impacted by crises, resulting in phase-based messaging.[58]
During the initial phase of crisis communication, utilization of all six CERC principles should occur, with a particular focus on expressing empathy, providing accurate information that details risk explanations, promoting action, and establishing an organization’s credibility.[58] This phase is often accompanied by sharing ways in which those receiving information can mitigate risk and what can be expected regarding the next steps of a crisis.
Transitioning to the maintenance phase, messaging during this phase is often more detailed, as ongoing risks are explained and background information pertaining to prior instances of similar events are shared.[58] During this phase, risk explanations for different audience segments (e.g., the elderly, those who are immunocompromised) are provided and misinformation or rumors are addressed, further supplemented by accurate, clarifying messaging.[58]
Lastly, resolution messaging serves as the final phase of crisis communication. Risk communications during this phase utilize empathy to motivate people to continue taking action so as to remain vigilant in protecting themselves from the current disaster.[58] This phase also capitalizes on the momentum of the focus placed on emergency preparedness and response and encourages communities to consider responses to future similar events, which may be revised or improved upon following evaluation of the current communication response.[58] In any crisis, utilization of the CERC principles and phase-based messaging can make a significant difference with respect to response and recovery efforts. Such utilization will be analyzed in the following section in terms of communications surrounding the Camp Fire.
Analysis of CERC Principles in Disaster
During the 2018 California Camp Fire, CERC principles were incorporated relatively well into BCPH’s crisis communications. The following analysis highlights instances in which CERC principles were utilized fittingly, as well as instances in which such principles were not followed, the implementation of which may have resulted in more effective communication.
Example 1: Be Credible
During the initial phase of crisis communications, the CERC principle of being credible was first illustrated on the BCPH Facebook page. On November 9, 2018, details regarding the health effects of wildfire smoke were shared. This post also accurately detailed population groups who might be more sensitive to impacts from wildfire smoke, such as the elderly, children, or women who were pregnant.[59] Correct risk explanations were shared, as were honest action items that area residents could take that had “been proven to be most effective for protecting people from particles in smoke or ash.”[59] Albeit a seemingly brief social media message, it provided simple risk explanations, including who was at risk and what were the health risks of the Camp Fire, along with promoting action, both of which are vital components of the initial phase of CERC phase-based crisis messaging.[58]
Example 2: Be Right
Moving on to the maintenance phase of crisis communications during the Camp Fire, the CERC principle of being right was apparent via another post to BCPH’s Facebook page. Clarifying, accurate information was posted on BCPH’s Facebook page on November 16, 2018, to address rumors and unclear facts, a key component of the maintenance-phase messaging.[58, 59] The post’s accurate information ultimately helped BCPH to establish credibility and reinforce the importance of mask wearing, given the known information about elevated levels of PM and metal contaminants in the air.[59]
Additionally, this post explained that while BCPH did not know how long it would be before the elevated levels of PM would decrease, an explanation regarding scheduled testing at air monitoring stations, with a commitment to provide updates regarding air quality levels, was provided in this Facebook post.[59] As a result, reinforcement of additional, accurate information related to the wearing of N95 masks, including not needing to change such masks every 8 hours and ensuring that they are tight-fitting, further guaranteed community members understood the ongoing risks and actions they could take to reduce related health risks. This is a key component of the maintenance phase of crisis communication.[58, 59]
Example 3: Show Respect
The resolution phase of crisis communication during the Camp Fire also adequately followed CERC principles, specifically in relation to the importance of showing respect. Evidenced primarily by BCPH’s PIO during many Camp Fire press conferences, this individual communicated up-to-date crisis information regarding public health threats with composure and body language that showed respect for the vulnerability of those listening.[58] Cognizant of the health-related threats and losses many had experienced, whether related to difficulty breathing or loss of life, the PIO frequently highlighted various ways in which listeners could receive health-related assistance for conditions stemming from the Camp Fire following the fire’s containment.[58] Throughout the Camp Fire crisis communications by BCPH, the PIO was never once blamed others, used derogatory language, or dismissed audience or reporter questions related to health threats, further illustrating the respect shown by BCPH to all impacted by this disaster.
Example 4: Promote Action
In all of the crisis phases analyzed, BCPH can be credited with promoting action for area residents during and after the Camp Fire. During a November 13 press conference, BCPH’s PIO relayed a variety of action items residents could undertake to further protect themselves from wildfire smoke impacts, as well as ways in which to protect against health threats when returning to burn sites and structures. The PIO encouraged area residents to continue wearing properly fitting N95 masks when outdoors, “utilize bottled drinking water, due to contaminated well water … and obtain reentry health and safety kits or wear Tyvek suits/long pants, N95 masks, rubber gloves, and helmet protection” when reentering burn areas.[60] Discarding of any remaining food in residences, proper methods for cleaning food storage equipment, and replacing of in-home air filters were also discussed and presented by BCPH’s PIO, all in an attempt to help those impacted by the Camp Fire restore some sense of order and control over their lives and so reduce feelings of unease.[58, 60] Within each crisis communication phase, ranging from the initial phase to the resolution phase, BCPH frequently promoted actions for residents to take, facilitating effective responses to and recovery from the Camp Fire.[58]
Example 5: Be First
While BCPH utilized four of the six CERC principles well throughout its crisis communications, two CERC principles were not followed well. To begin with, the principle of being first was lacking during every phase of BCPH’s crisis communications. With an understanding that crises are time-sensitive, quickly communicating information, particularly that related to health and safety, is crucial.[58] Cognizant that it is difficult to be the first to share information at a time when social and digital media are the main channels through which information is disseminated, allowing outside agencies or news media to claim the role of being the first to share such information, BCPH’s inability to share pertinent information first is understandable. However, it was not until the second day of the Camp Fire – November 9, 2018 – that BCPH first shared risk information regarding the health threats associated with the impacts of the Camp Fire’s smoke.[59] While the dissemination of this risk explanation on the second day of the Camp Fire was beneficial, sharing of health-related information on the day when the Camp Fire began would have provided residents – especially those living within the 20,000 acres that burned over the first 14 hours – with much-needed information, allowing them time to begin to protect themselves from the toxic smoke that would sit over California for days to come.[Reference Sergent, Petras, Gelles and Bacon61] BCPH’s delayed sharing of health-related information may have exacerbated the health effects experienced by some of those who were impacted by the Camp Fire.
Example 6: Express Empathy
Finally, expressing empathy was a CERC principle that was not followed in BCPH’s crisis communication messaging, regardless of the messaging phase. Whether it be via BCPH’s Facebook page, internet web page, or live communications from BCPH’s PIO during press conferences, the suffering being experienced by thousands of individuals whose homes had burned or whose family members had died was unfortunately not acknowledged in any way.[58] Addressing of people’s feelings – even those associated with the uncertainty regarding mask wearing, for example – was not done by BCPH. The building of trust and rapport between those impacted by the Camp Fire and BCPH did not occur in relation to the many challenges area residents faced.[58] Use of simple statements by BCPH – such as “We recognize your fears and concerns associated with the damaging health effects stemming from the Camp Fire” – during press conferences or in social media posts could have been extremely impactful, validating the feelings of those receiving these crisis communication messages, yet such statements were not delivered.
Discussion of Implications
Responding to and communicating during a disaster or crisis of any size and type are challenging yet necessary. BCPH did an adequate job overall of providing area residents, emergency personnel, government agencies, and private and public entities with needed information pertaining to threatening health effects from the 2018 California Camp Fire. Following analysis of the utilization of CERC principles throughout the phase-based messaging cycle, a few implications for those tasked with providing crisis communications in the future are presented.
First, although potentially difficult at a time when digital media is the norm, it is imperative that those providing crisis communications disseminate needed information as quickly as possible. While BCPH was unable to be the first agency to report on health-related impacts stemming from the Camp Fire, provision of information prior to the second day of a disaster should be expected from such agencies and organizations, especially those that have a duty to report and inform constituents of present dangers. Rapid crisis-related messaging from an established practitioner or agency such as BCPH, regardless of the crisis event, is vital to reducing the negative health effects such events may have on many people.
Another lesson learned from BCPH’s dissemination of information relates to increasing access to communicated crisis information. Regardless of the speed at which information is released, such information should be made available on a variety of platforms and through various media to reach as broad of an audience as possible. Unfortunately, BCPH mainly utilized its social media channels in this event, making it difficult for those interested in revisiting crisis communications and action items on platforms such as BCPH’s web page to find relevant, up-to-date information. While access to and the speed at which information is shared are vital, so too is how such information is presented to those listening.
Following a review of the crisis communication provided by BCPH during and after the Camp Fire, BCPH is encouraged to increase empathy in its future crisis messaging. No empathetic statements were present in any of BCPH’s communications, whether spoken or via text. Simple adjustments (e.g., to tone of voice) could have conveyed some empathy to those listening. Instead, information was communicated in a straightforward and matter-of-fact way, which inhibited the building of rapport or trust between BCPH’s PIO and those listening. Future crisis communications for any and all practitioners and organizations tasked with communicating crisis information should incorporate empathetic statements, even simple ones, which may take the form of acknowledging the fears and emotions of the audience.[58] Utilization of person-first language and acknowledgment of the challenges being experienced by those impacted by a disaster are likely to result in substantial buy-in and adherence to crisis information, as such an approach would involve being sensitive to the current, lived reality of many.
Finally, crisis communicators should look to BCPH’s promotion of action within its crisis communication messaging as a model. BCPH did an excellent job of promoting action for area residents, emergency personnel, and public and private entities throughout the entirety of the response to the Camp Fire. Not only did BCPH’s PIO provide action items that residents could follow during each messaging phase, but these actions were also realistic and effective, providing a sense of control to those experiencing immense instability.[58] The action items presented included accurate and credible accompanying information that helped rather than hindered area residents and emergency personnel. Those on the receiving end of BCPH’s crisis communications were well-prepared to take micro-level actions that enabled their personal protection following each press conference involving BCPH’s PIO. While analyses and revisions to crisis communications following a disaster are important, valuable lessons can be taken from BCPH’s communications response to the 2018 Camp Fire and implemented in Butte County and other communications response agencies elsewhere.
Conclusion
Regarded as the deadliest wildfire in Californian history, the 2018 California Camp Fire has served as an invaluable case study pertaining to crisis communications. The Camp Fire incurred damaging health effects to thousands of individuals living and working in the areas burned. Fortunately, BCPH was able to utilize a majority of the CERC principles through a phase-based messaging system to accurately provide needed crisis communications to all impacted by the Camp Fire. Analysis of BCPH’s inclusion of CERC principles – or lack thereof – has provided valuable lessons that other crisis communicators and organizations responding to disasters can use to convey pertinent information to area residents. While some aspects of BCPH’s crisis communications were flawed, it ultimately played a significant role in mitigating the long-term, damaging health effects that could have severely impacted the lives of those thousands who had already become victims of the Camp Fire.
End-of-Chapter Reflection Questions
1 Identify a recent health emergency in which you successfully used at least five channels to communicate to your audiences, stakeholders, and partners. What channels did you use with each audience, stakeholder, or partner? How do you know that you used those channels successfully?
2 What types of metrics do you use to evaluate communication channels? How do you share these metrics during an emergency? How are these metrics used as inputs into your communication strategy?
3 If you had to identify a stretch goal (i.e., challenging target) for your agency regarding communication channels, what would it be and why? What support would you need to make this stretch goal a reality?
4 Field trip: Relationships are vital before and during health emergencies. Set up an in-person meeting with an emergency management staffer you haven’t met yet or haven’t seen in a while to discuss the current status of emergency risk communication in your agencies.













